STOCK TITAN

[Form 4] RETRACTABLE TECHNOLOGIES INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Retractable Technologies (RVP) disclosed an insider share purchase by President & CEO, Director, and 10% Owner Thomas J. Shaw. On 10/30/2025, he reported buying 15,000 shares of common stock (transaction code P) at a $0.861 weighted average price.

Following the transaction, Mr. Shaw beneficially owns 15,817,891 shares directly and 831,600 shares indirectly, noted as “Voting or Investment Control.” The filing explains he has investment power over 500,000 shares as trustee for a family member and voting control over the remainder under a voting agreement. The transaction was made under a Rule 10b5-1 plan adopted on August 22, 2024.

Retractable Technologies (RVP) ha annunciato un acquisto di azioni da parte di insider da parte del Presidente e CEO, Direttore e Proprietario al 10%, Thomas J. Shaw. Il 30/10/2025, ha riferito di aver acquistato 15.000 azioni ordinarie (codice di transazione P) al prezzo medio ponderato di $0.861.

Dopo la transazione, il signor Shaw detiene 15.817.891 azioni direttamente e 831.600 azioni indirettamente, indicate come “Controllo di voto o di investimento.” Il deposito spiega che ha potere di investimento su 500.000 azioni in qualità di amministratore fiduciario per un familiare e controllo di voto sul resto secondo un accordo di voto. La transazione è stata effettuata nell'ambito di un piano Rule 10b5-1 adottato il 22 agosto 2024.

Retractable Technologies (RVP) divulgó una compra de acciones por parte de un insider por parte del presidente y CEO, director y propietario del 10%, Thomas J. Shaw. El 30/10/2025 reportó haber comprado 15,000 acciones ordinarias (código de transacción P) a un precio medio ponderado de $0.861.

Tras la operación, el Sr. Shaw posee de forma beneficiosa 15,817,891 acciones directamente y 831,600 acciones indirectamente, descritas como “Control de voto o inversión.” El documento explica que tiene poder de inversión sobre 500,000 acciones como fideicomisario para un familiar y control de voto sobre el resto bajo un acuerdo de voto. La transacción se realizó según un plan Rule 10b5-1 adoptado el 22 de agosto de 2024.

Retractable Technologies (RVP) 의 내부자 주식 매입 공개. 회사의 사장 겸 CEO이자 이사 및 10% 소유주인 Thomas J. Shaw가 2025-10-30에 일반주 15,000주를 매수했다고 보고했습니다(거래 코드 P) 평균가 $0.861.

거래 후 Shaw 씨는 직접 15,817,891주와 간접적으로 831,600주를 보유하며, 이는 '의결권 또는 투자통제'로 표시됩니다. 제출서는 그가 가족 구성원을 위한 신탁으로 500,000주에 대한 투자 권한과 나머지에 대한 의결권 통제를 보유하고 있다고 설명합니다. 이 거래는 Rule 10b5-1 계획 아래서 2024년 8월 22일에 채택되었습니다.

Retractable Technologies (RVP) a révélé un achat d’actions par un initié du président-directeur général, administrateur et propriétaire à 10% Thomas J. Shaw. Le 30/10/2025, il a déclaré avoir acheté 15 000 actions ordinaires (code de transaction P) à un prix moyen pondéré de $0,861.

Suite à la transaction, M. Shaw détient avantageusement 15 817 891 actions directement et 831 600 actions indirectement, désignées comme « Contrôle de vote ou d’investissement ». Le dépôt explique qu'il dispose du pouvoir d’investissement sur 500 000 actions en tant que fiduciaire pour un membre de la famille et le contrôle du vote sur le reste en vertu d’un accord de vote. La transaction a été réalisée dans le cadre d’un plan Rule 10b5-1 adopté le 22 août 2024.

Retractable Technologies (RVP) meldete einen Insider-Kauf durch Präsident und CEO, Direktor und 10%-Eigentümer Thomas J. Shaw. Am 30.10.2025 berichtete er, 15.000 Stammaktien (Transaktionscode P) zu einem gewichteten Durchschnittspreis von $0,861 gekauft zu haben.

Nach der Transaktion besitzt Herr Shaw direkt 15.817.891 Aktien und indirekt 831.600 Aktien, bezeichnet als „Stimm- oder Anlagekontrolle“. Die Einreichung erklärt, dass er als Treuhänder für ein Familienmitglied über 500.000 Aktien Anlagebefugnis hat und die restlichen Aktien unter einer Stimmbindung kontrolliert. Die Transaktion erfolgte im Rahmen eines Rule 10b5-1-Plans, der am 22. August 2024 angenommen wurde.

Retractable Technologies (RVP) أعلنت عن شراء داخلي من قبل الرئيس التنفيذي والمدير ونسبة الملكية 10% توماس ج. شو. في 30/10/2025 أفاد بشراءه 15,000 سهماً من الأسهم العادية (رمز الصفقة P) بسعر متوسط مرجح قدره $0.861.

بعد الصفقة، يمتلك السيد شو فعلياً 15,817,891 سهماً مباشرةً و 831,600 سهماً غير مباشرة، موضَّحة كـ“سيطرة تصويتية أو استثمار.” يوضح ملف الإيداع أنه لديه سلطة استثمارية على 500,000 سهم كوصي لصالح أحد أفراد العائلة وسيطرة تصويت على الباقي بموجب اتفاقية تصويت. تمت الصفقة بموجب خطة Rule 10b5-1 المعتمدة في 22 أغسطس 2024.

Positive
  • None.
Negative
  • None.

Retractable Technologies (RVP) ha annunciato un acquisto di azioni da parte di insider da parte del Presidente e CEO, Direttore e Proprietario al 10%, Thomas J. Shaw. Il 30/10/2025, ha riferito di aver acquistato 15.000 azioni ordinarie (codice di transazione P) al prezzo medio ponderato di $0.861.

Dopo la transazione, il signor Shaw detiene 15.817.891 azioni direttamente e 831.600 azioni indirettamente, indicate come “Controllo di voto o di investimento.” Il deposito spiega che ha potere di investimento su 500.000 azioni in qualità di amministratore fiduciario per un familiare e controllo di voto sul resto secondo un accordo di voto. La transazione è stata effettuata nell'ambito di un piano Rule 10b5-1 adottato il 22 agosto 2024.

Retractable Technologies (RVP) divulgó una compra de acciones por parte de un insider por parte del presidente y CEO, director y propietario del 10%, Thomas J. Shaw. El 30/10/2025 reportó haber comprado 15,000 acciones ordinarias (código de transacción P) a un precio medio ponderado de $0.861.

Tras la operación, el Sr. Shaw posee de forma beneficiosa 15,817,891 acciones directamente y 831,600 acciones indirectamente, descritas como “Control de voto o inversión.” El documento explica que tiene poder de inversión sobre 500,000 acciones como fideicomisario para un familiar y control de voto sobre el resto bajo un acuerdo de voto. La transacción se realizó según un plan Rule 10b5-1 adoptado el 22 de agosto de 2024.

Retractable Technologies (RVP) 의 내부자 주식 매입 공개. 회사의 사장 겸 CEO이자 이사 및 10% 소유주인 Thomas J. Shaw가 2025-10-30에 일반주 15,000주를 매수했다고 보고했습니다(거래 코드 P) 평균가 $0.861.

거래 후 Shaw 씨는 직접 15,817,891주와 간접적으로 831,600주를 보유하며, 이는 '의결권 또는 투자통제'로 표시됩니다. 제출서는 그가 가족 구성원을 위한 신탁으로 500,000주에 대한 투자 권한과 나머지에 대한 의결권 통제를 보유하고 있다고 설명합니다. 이 거래는 Rule 10b5-1 계획 아래서 2024년 8월 22일에 채택되었습니다.

Retractable Technologies (RVP) a révélé un achat d’actions par un initié du président-directeur général, administrateur et propriétaire à 10% Thomas J. Shaw. Le 30/10/2025, il a déclaré avoir acheté 15 000 actions ordinaires (code de transaction P) à un prix moyen pondéré de $0,861.

Suite à la transaction, M. Shaw détient avantageusement 15 817 891 actions directement et 831 600 actions indirectement, désignées comme « Contrôle de vote ou d’investissement ». Le dépôt explique qu'il dispose du pouvoir d’investissement sur 500 000 actions en tant que fiduciaire pour un membre de la famille et le contrôle du vote sur le reste en vertu d’un accord de vote. La transaction a été réalisée dans le cadre d’un plan Rule 10b5-1 adopté le 22 août 2024.

Retractable Technologies (RVP) meldete einen Insider-Kauf durch Präsident und CEO, Direktor und 10%-Eigentümer Thomas J. Shaw. Am 30.10.2025 berichtete er, 15.000 Stammaktien (Transaktionscode P) zu einem gewichteten Durchschnittspreis von $0,861 gekauft zu haben.

Nach der Transaktion besitzt Herr Shaw direkt 15.817.891 Aktien und indirekt 831.600 Aktien, bezeichnet als „Stimm- oder Anlagekontrolle“. Die Einreichung erklärt, dass er als Treuhänder für ein Familienmitglied über 500.000 Aktien Anlagebefugnis hat und die restlichen Aktien unter einer Stimmbindung kontrolliert. Die Transaktion erfolgte im Rahmen eines Rule 10b5-1-Plans, der am 22. August 2024 angenommen wurde.

Retractable Technologies (RVP) أعلنت عن شراء داخلي من قبل الرئيس التنفيذي والمدير ونسبة الملكية 10% توماس ج. شو. في 30/10/2025 أفاد بشراءه 15,000 سهماً من الأسهم العادية (رمز الصفقة P) بسعر متوسط مرجح قدره $0.861.

بعد الصفقة، يمتلك السيد شو فعلياً 15,817,891 سهماً مباشرةً و 831,600 سهماً غير مباشرة، موضَّحة كـ“سيطرة تصويتية أو استثمار.” يوضح ملف الإيداع أنه لديه سلطة استثمارية على 500,000 سهم كوصي لصالح أحد أفراد العائلة وسيطرة تصويت على الباقي بموجب اتفاقية تصويت. تمت الصفقة بموجب خطة Rule 10b5-1 المعتمدة في 22 أغسطس 2024.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SHAW THOMAS J

(Last) (First) (Middle)
511 LOBO LANE

(Street)
LITTLE ELM TX 75068

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RETRACTABLE TECHNOLOGIES INC [ RVP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
PRESIDENT AND CEO
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/30/2025 P 15,000 A $0.861(1) 15,817,891 D
Common Stock 831,600 I Voting or Investment Control(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents weighted average price.
2. Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.
Remarks:
The Rule 10b5-1 Plan's date of adoption was August 22, 2024.
/s/ D. Valerie Thomas, Attorney-in-Fact 10/31/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RVP report?

Thomas J. Shaw reported purchasing 15,000 RVP common shares on 10/30/2025 at a weighted average price of $0.861 (code P).

How many RVP shares does Thomas J. Shaw own after the trade?

He beneficially owns 15,817,891 shares directly and 831,600 shares indirectly.

Was the RVP trade under a 10b5-1 plan?

Yes. The filing notes a Rule 10b5-1 plan adopted on August 22, 2024.

What roles does the reporting person hold at RVP?

He is a Director, President and CEO, and a 10% Owner.

What does the filing say about indirect ownership?

He has investment power over 500,000 shares as trustee and voting control over the remainder via a voting agreement.

What was the transaction code reported?

The transaction code was P.
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