RVP CEO buys 35,000 shares at $0.9151; holds 15,802,891

Retractable Technologies (RVP) reported an insider transaction by President and CEO Thomas J. Shaw, who is also a director and 10% owner.

Rhea-AI Filing Summary

Retractable Technologies (RVP) reported an insider transaction by President and CEO Thomas J. Shaw, who is also a director and 10% owner. On 10/28/2025, he purchased 35,000 shares of common stock at a weighted average price of $0.9151 (transaction code P).

Following this trade, Mr. Shaw beneficially owns 15,802,891 shares directly and 831,600 shares indirectly with “Voting or Investment Control.” The filing notes he has investment power over 500,000 shares as Trustee for a family member and voting control over the remainder pursuant to a voting agreement. A Rule 10b5‑1 plan was adopted on August 22, 2024.

Insider Trade Summary

Net Buyer: 35,000 shares

Net Buy 2 txns

Insider SHAW THOMAS J

Role PRESIDENT AND CEO

Bought 35,000 shs ($32K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	35,000	$0.9151	$32K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 15,802,891 shares (Direct); Common Stock — 831,600 shares (Indirect, Voting or Investment Control)

Footnotes (2)

1. F1. Represents weighted average price.
2. F2. Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

FAQ

What did RVP’s CEO report on Form 4?

Thomas J. Shaw reported purchasing 35,000 shares of RVP common stock at a weighted average price of $0.9151 on 10/28/2025.

How many RVP shares does the CEO own after the transaction?

He beneficially owns 15,802,891 shares directly and 831,600 shares indirectly.

What is the nature of the CEO’s indirect ownership in RVP?

The filing lists “Voting or Investment Control,” including investment power over 500,000 shares as Trustee for a family member and voting control over the remainder via a voting agreement.

Was the RVP trade under a Rule 10b5-1 plan?

The filing notes a Rule 10b5‑1 plan adoption date of August 22, 2024; it does not state within this excerpt that the reported trade was executed under that plan.

What roles does Thomas J. Shaw hold at RVP?

He is President and CEO, a Director, and a 10% Owner.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/29/2025 - 02:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHAW THOMAS J

(Last) (First) (Middle)

511 LOBO LANE

(Street)

LITTLE ELM TX 75068

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RETRACTABLE TECHNOLOGIES INC [ RVP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT AND CEO

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/28/2025		P		35,000	A	$0.9151(1)	15,802,891	D
Common Stock								831,600	I	Voting or Investment Control(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents weighted average price.

2. Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

Remarks:

The Rule 10b5-1 Plan's date of adoption was August 22, 2024.

	/s/ D. Valerie Thomas, Attorney-in-Fact	10/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.