RTB Digital director reports initial share and option holdings
RTB Digital, Inc. director David F. Bailey filed an initial ownership report showing indirect and direct holdings of the company’s common stock and related derivatives.
Rhea-AI Filing Summary
RTB Digital, Inc. director David F. Bailey filed an initial ownership report showing indirect and direct holdings of the company’s common stock and related derivatives. Indirectly, he is a control person of BTC Inc. with 213,075 shares and 210K Capital, LP with 179,373 shares, while directly holding 26,524 shares. He also has a warrant exercisable for 35,875 shares at an exercise price of $11.15 per share expiring on March 6, 2027, and stock options over 72,941 shares at $1.89 per share expiring on August 12, 2035. Footnotes state he disclaims beneficial ownership of indirect holdings except to the extent of his pecuniary interests.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Bailey David F
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Warrant to purchase common stock | -- | -- | -- |
| holding | Common stock, par value $0.001 | -- | -- | -- |
| holding | Common stock, par value $0.001 | -- | -- | -- |
| holding | Common stock, par value $0.001 | -- | -- | -- |
Holdings After Transaction:
Stock Options — 72,941 contracts (Direct);
Warrant to purchase common stock — 35,875 contracts (Indirect, By 210K Capital, LP);
Common stock, par value $0.001 — 26,524 shares (Direct);
Common stock, par value $0.001 — 179,373 shares (Indirect, By 210K Capital, LP);
Common stock, par value $0.001 — 213,075 shares (Indirect, By BTC, Inc.)
Footnotes (4)
- F1. As general partner and a controlling person of 210K Capital, LP., Mr. Bailey has influence over 210K Capital, LP's entire holding of 179,373 shares of Common Stock, and therefore, has beneficial ownership. Mr. Bailey disclaims beneficial ownership except to the extent of his pecuniary interests.
- F2. As president and a controlling person of BTC Inc., Mr. Bailey has influence over BTC Inc.'s entire holding of 213,075 shares of Common Stock, and therefore, has beneficial ownership. Mr. Bailey disclaims beneficial ownership except to the extent of his pecuniary interests.
- F3. Represents a stock option originally granted by RTB Digital, Inc. on August 12, 2025, which was assumed by the Issuer in connection with the business combination between the Issuer and RTB Digital, Inc. Following the transaction, the option became exercisable for shares of the Issuer's common stock on substantially the same terms as in effect immediately prior to the transaction, with appropriate adjustments to the number of underlying shares and exercise price, and continues to vest in accordance with its original vesting schedule, subject to the Reporting Person's continued service with the Issuer.
- F4. Represents a common stock purchase warrant issued pursuant to the RTB Digital, Inc. Securities Purchase Agreement dated March 6, 2026, which became exercisable upon the closing of the business combination between the Issuer and RTB Digital, Inc. and is exercisable for up to 35,875 shares of the Issuer's common stock for twelve months following such closing, subject to adjustments as provided therein. The Reporting Person is a control person of 210k Capital, LP and deemed to beneficially own the securities held by 210k Capital, LP; the Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Key Figures
Indirect holdings via BTC Inc.: 213,075 shares
Indirect holdings via 210K Capital, LP: 179,373 shares
Direct common shares: 26,524 shares
+4 more
7 metrics
Indirect holdings via BTC Inc.
213,075 shares
Common stock, indirect ownership by BTC Inc.
Indirect holdings via 210K Capital, LP
179,373 shares
Common stock, indirect ownership by 210K Capital, LP
Direct common shares
26,524 shares
Common stock held directly by Bailey
Warrant underlying shares
35,875 shares
Warrant exercisable for common stock until March 6, 2027
Warrant exercise price
$11.15 per share
Exercise price for warrant on 35,875 shares
Stock option underlying shares
72,941 shares
Options on common stock expiring August 12, 2035
Stock option exercise price
$1.89 per share
Exercise price for options on 72,941 shares
Key Terms
beneficial ownership, stock option, warrant to purchase common stock, business combination, +1 more
5 terms
beneficial ownership financial
"and therefore, has beneficial ownership. Mr. Bailey disclaims beneficial ownership except to the extent of his pecuniary interests."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
stock option financial
"Represents a stock option originally granted by RTB Digital, Inc. on August 12, 2025, which was assumed by the Issuer"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
warrant to purchase common stock financial
"Represents a common stock purchase warrant issued pursuant to the RTB Digital, Inc. Securities Purchase Agreement dated March 6, 2026"
business combination financial
"assumed by the Issuer in connection with the business combination between the Issuer and RTB Digital, Inc."
A business combination happens when two or more companies join together to operate as one, like two friends merging their teams into a single group. This is important because it can change how companies grow, compete, and make money, often making them bigger and more powerful in the market.
pecuniary interests financial
"disclaims beneficial ownership except to the extent of his pecuniary interests."
FAQ
What does RTB Digital (RTB) director David F. Bailey report on this Form 3?
David F. Bailey reports his initial ownership of RTB Digital common stock and derivatives, including indirect stakes through BTC Inc. and 210K Capital, LP, direct common shares, a warrant, and stock options with specified share counts and exercise prices.
How do the footnotes describe David F. Bailey’s beneficial ownership in RTB Digital (RTB)?
Footnotes state Bailey, as a controlling person of 210K Capital, LP and BTC Inc., has influence over their RTB Digital holdings and is deemed to have beneficial ownership, but he disclaims beneficial ownership except to the extent of his pecuniary interests.
AI-generated analysis. How Rhea-AI works. Not financial advice.
