STOCK TITAN
  1. Home
  2. Sec-filings
  3. RWT
  4. [Form 4] REDWOOD TRUST INC Insider Trading Activity

Redwood Trust (RWT) director receives 24,809 Deferred Stock Units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Redwood Trust Inc. director Greg H. Kubicek received a grant of 24,809 Deferred Stock Units as equity compensation. The units represent the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan and are 100% vested at grant.

The Deferred Stock Units will convert into an equal number of common shares and be delivered after a minimum mandatory holding period, no earlier than May 20, 2029. Following this award, Kubicek holds 24,809 Deferred Stock Units directly, with no expiration date applying to these units.

Positive

  • None.

Negative

  • None.
Insider KUBICEK GREG H
Role null
Type Security Shares Price Value
Grant/Award Deferred Stock Units 24,809 $0.00 --
Holdings After Transaction: Deferred Stock Units — 24,809 shares (Direct, null)
Footnotes (1)
  1. Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. This transaction relates to the grant of Deferred Stock Units. 100% vested at grant. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029. No expiration date is applicable to deferred stock units.
Deferred Stock Units granted 24,809 units Equity award to director Greg H. Kubicek
Reference fair market value $5.24 per share RWT common stock value on grant date
Earliest delivery date May 20, 2029 Minimum timing for DSU share delivery
Total DSUs after transaction 24,809 units Director’s Deferred Stock Unit holdings post-grant
Deferred Stock Units financial
"This transaction relates to the grant of Deferred Stock Units."
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
2014 Incentive Award Plan financial
"Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan."
minimum mandatory holding period financial
"Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029."
Deferral Election financial
"Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KUBICEK GREG H
(Last)(First)(Middle)
1 BELVEDERE PLACE
SUITE 300
(Street)
MILL VALLEY CALIFORNIA 94941
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
REDWOOD TRUST INC [ RWT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units$5.24(1)05/19/2026A(2)24,809(3) (4) (5)Common Stock24,809$0.024,809D
Explanation of Responses:
1. Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
2. This transaction relates to the grant of Deferred Stock Units.
3. 100% vested at grant.
4. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.
5. No expiration date is applicable to deferred stock units.
Attorney-In-Fact:/Andrew P. Stone05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Redwood Trust (RWT) disclose for Greg H. Kubicek?

Redwood Trust reported that director Greg H. Kubicek received 24,809 Deferred Stock Units as an equity award. The grant is compensation-based, not an open-market purchase or sale, and is tied to the company’s 2014 Incentive Award Plan.

How many Deferred Stock Units did the Redwood Trust director receive?

Greg H. Kubicek received 24,809 Deferred Stock Units linked to Redwood Trust common stock. These units are 100% vested at grant and will convert into an equal number of common shares after the required holding and deferral periods are satisfied.

What is the reference price for the granted Redwood Trust Deferred Stock Units?

The Deferred Stock Units reference a fair market value of $5.24 per share of Redwood Trust common stock on the grant date. This price is used for the compensation calculation under the company’s 2014 Incentive Award Plan.

When can the Redwood Trust Deferred Stock Units be delivered to the director?

The Deferred Stock Units will be delivered at the time specified in the director’s Deferral Election, but not before May 20, 2029. They are also subject to a minimum mandatory holding period before any delivery can occur.

Do the Redwood Trust Deferred Stock Units granted to Greg H. Kubicek expire?

The filing states that no expiration date applies to the Deferred Stock Units granted to Greg H. Kubicek. They remain outstanding until delivered as common shares in accordance with the applicable deferral and holding requirements.

How many Deferred Stock Units does Greg H. Kubicek hold after this transaction?

After this grant, Greg H. Kubicek holds 24,809 Deferred Stock Units directly. This total matches the number of units awarded in the reported transaction, indicating this filing reflects his full Deferred Stock Unit position from this grant.