Welcome to our dedicated page for Redwood Trust SEC filings (Ticker: RWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Redwood Trust, Inc. (NYSE: RWT) provides direct access to the company’s regulatory disclosures as a specialty finance firm and real estate investment trust focused on U.S. housing credit. Here, investors can review current reports on Form 8-K, along with references to registration statements and other documents that describe Redwood’s mortgage banking platforms, investment portfolio and capital structure.
Redwood’s 8-K filings highlight a range of topics, including quarterly financial results, segment performance for Sequoia, Aspire, CoreVest, Redwood Investments and Legacy Investments, and the introduction of non-GAAP measures such as Earnings Available for Distribution and Core Segments EAD. Other 8-Ks document capital markets activity, such as public offerings of senior notes, reopenings of convertible senior notes, and amendments to at-the-market equity offering programs.
Filings also describe key financing arrangements and strategic partnerships, including joint ventures and secured revolving financing facilities with institutional partners, as well as warrant amendments and other contractual terms. Dividend declarations on common stock and Series A preferred stock, changes to share repurchase authorizations, and executive compensation and long-term incentive awards are reported through specific 8-K items.
Through Stock Titan, these filings are updated in real time from EDGAR and can be paired with AI-powered summaries that explain the significance of each document. Users can quickly understand the implications of new 10-K and 10-Q reports when they are filed, track Form 4 insider transactions, and see how new debt offerings, equity programs or compensation plans fit into Redwood’s broader housing credit strategy.
Redwood Trust, Inc. (RWT) furnished materials related to its quarterly results via an 8‑K. The company announced the press release, the Redwood Trust Shareholder Letter – 3rd Quarter 2025, and The Redwood Review – 3rd Quarter 2025 for the quarter ended September 30, 2025 (Exhibits 99.1, 99.2, 99.3).
It also made Supplemental Financial Tables available on its website in Investor Relations under “Financials.” The information in Items 2.02 and 7.01 and the exhibits is furnished, not filed.
Debora Horvath, a director of Redwood Trust, Inc. (RWT), reported the acquisition of 9,613.67 Deferred Stock Units on 09/30/2025 pursuant to her deferral election under the companys Amended and Restated Executive Deferred Compensation Plan. The units have an identified value of $5.76 and are 100% vested at grant. Deferred stock units have no expiration date and convert into 9,613.67 shares of common stock for reporting purposes; the filing shows 9,613.67 shares beneficially owned following the transaction, held directly. The Form 4 was signed by an attorney-in-fact on 10/01/2025.
Proctor Georganne, a director of Redwood Trust Inc. (RWT), acquired 4,030.8 deferred stock units on 09/30/2025 at a recorded unit value of $5.76. These deferred stock units are 100% vested at grant, have no expiration date, and represent an equivalent economic interest in 4,030.8 shares of common stock. The acquisition was made under the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan as part of a deferral election for director compensation and/or dividend equivalent rights. The reported ownership following the transaction is 4,030.8 shares held directly.
Redwood Trust Inc. (RWT) Director Greg H. Kubicek acquired 16,251 Deferred Stock Units on 09/30/2025 under the companys Amended and Restated Executive Deferred Compensation Plan. The units were granted as part of a director compensation deferral election and are 100% vested at grant. Deferred Stock Units have no expiration date and each unit corresponds to one share of common stock upon settlement. Following the transaction Mr. Kubicek beneficially owns 16,251 shares directly.
Redwood Trust, Inc. filed an 8-K disclosing a Regulation FD communication and related exhibits. A press release was issued on September 11, 2025. The filing notes a record date of September 23, 2025 and an action or distribution scheduled for September 30, 2025 to stockholders of record on that date. The cover page references a 10% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock with $0.01 par value. The filing is signed by Brooke E. Carillo, Chief Financial Officer.
Redwood Trust, Inc. filed an 8-K dated August 25, 2025, reporting the creation of a direct financial obligation or an off-balance sheet arrangement and providing related exhibits. The filing references Item 2.03 for the creation of the obligation and Item 9.01 for financial statements and exhibits, and lists legal opinion exhibits from Latham & Watkins LLP and Venable LLP along with their consents. The cover page indicates the filing relates to a 10% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock, par value $0.01 per share. The document is signed by Brooke E. Carillo, Chief Financial Officer.
Redwood Trust, Inc. is offering $50.0 million aggregate principal amount of 7.75% convertible senior notes due June 15, 2027, as additional notes under an existing indenture such that $247.17 million of existing notes will be outstanding after this offering. The notes carry a 7.75% annual coupon payable semi-annually and were offered at ~99.13194444% including accrued interest for settlement on or about August 25, 2025. As of the prospectus supplement, the conversion rate is 95.6823 shares per $1,000 principal (≈$10.45 per share). Net proceeds are estimated at approximately $49.2 million to be used for general corporate purposes, including funding mortgage banking and investment activities or repayment of indebtedness.
Redwood Trust, Inc. filed a Form S-8 to register an additional 200,000 shares of its common stock reserved for issuance under the Amended and Restated Executive Deferred Compensation Plan, supplementing previously registered aggregate of 600,000 shares. The registration incorporates prior S-8 statements by reference and attaches plan amendments, legal opinions and customary consents and exhibits related to the plan.
Redwood Trust reported a large quarterly loss of $98.5 million for the three months ended June 30, 2025, compared with net income of $15.5 million a year earlier. The loss was driven primarily by $84.7 million of investment fair value declines and an HEI loss of $12.9 million, while mortgage banking income strengthened to $40.9 million (up from $18.9 million). Net interest income fell to $13.8 million as interest expense on ABS and debt rose sharply.
On the balance sheet, total assets increased to $21.33 billion from $18.26 billion, led by residential consumer loans of $14.20 billion. Asset-backed securities issued rose to $15.99 billion. Equity declined to $1.05 billion. Cash and restricted cash totaled $448.2 million. Management created a new Legacy Investments segment to report non-core assets that are in runoff or intended for disposition.