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Debora Horvath D reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Debora Horvath received a grant of 24,809 Deferred Stock Units as equity compensation. The units are fully vested at grant and are based on the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan. Each unit represents the right to receive one share of common stock, subject to a minimum mandatory holding period. Shares will be delivered according to the deferral election, but no earlier than May 20, 2029, and the deferred stock units have no expiration date.
Debora Horvath D reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Debora Horvath received a grant of 24,809 Deferred Stock Units as equity compensation. The units are fully vested at grant and are based on the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan. Each unit represents the right to receive one share of common stock, subject to a minimum mandatory holding period. Shares will be delivered according to the deferral election, but no earlier than May 20, 2029, and the deferred stock units have no expiration date.
HANSEN DOUGLAS B reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Douglas B. Hansen received a compensation grant of deferred stock units. On the grant date, he was awarded 24,809 deferred stock units tied to Redwood Trust common stock at a fair market value of $5.24 per share. The units are 100% vested immediately but are subject to a minimum mandatory holding period, with shares to be delivered under his deferral election and not before May 20, 2029. Following this grant, he holds 24,809 deferred stock units directly, with no expiration date applicable to these units.
HANSEN DOUGLAS B reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Douglas B. Hansen received a compensation grant of deferred stock units. On the grant date, he was awarded 24,809 deferred stock units tied to Redwood Trust common stock at a fair market value of $5.24 per share. The units are 100% vested immediately but are subject to a minimum mandatory holding period, with shares to be delivered under his deferral election and not before May 20, 2029. Following this grant, he holds 24,809 deferred stock units directly, with no expiration date applicable to these units.
Redwood Trust Inc. director Greg H. Kubicek received a grant of 24,809 Deferred Stock Units as equity compensation. The units represent the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan and are 100% vested at grant.
The Deferred Stock Units will convert into an equal number of common shares and be delivered after a minimum mandatory holding period, no earlier than May 20, 2029. Following this award, Kubicek holds 24,809 Deferred Stock Units directly, with no expiration date applying to these units.
Redwood Trust Inc. director Greg H. Kubicek received a grant of 24,809 Deferred Stock Units as equity compensation. The units represent the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan and are 100% vested at grant.
The Deferred Stock Units will convert into an equal number of common shares and be delivered after a minimum mandatory holding period, no earlier than May 20, 2029. Following this award, Kubicek holds 24,809 Deferred Stock Units directly, with no expiration date applying to these units.
Schwartz Faith A reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Faith A. Schwartz received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The units were awarded as compensation under the 2014 Incentive Award Plan at a reference fair market value of $5.24 per share on the grant date.
These Deferred Stock Units are 100% vested immediately but are subject to a minimum mandatory holding period. The shares underlying the units will be delivered according to Schwartz’s deferral election, but not earlier than May 20, 2029. After this award, she holds 24,809 Deferred Stock Units directly.
Schwartz Faith A reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Faith A. Schwartz received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The units were awarded as compensation under the 2014 Incentive Award Plan at a reference fair market value of $5.24 per share on the grant date.
These Deferred Stock Units are 100% vested immediately but are subject to a minimum mandatory holding period. The shares underlying the units will be delivered according to Schwartz’s deferral election, but not earlier than May 20, 2029. After this award, she holds 24,809 Deferred Stock Units directly.
Falcon Armando reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Armando Falcon received a grant of deferred stock units as compensation. He was awarded 24,809 Deferred Stock Units tied to Redwood Trust common stock, at a fair market value of $5.24 per share on the grant date under the 2014 Incentive Award Plan. The award is 100% vested at grant but subject to a minimum mandatory holding period, with shares to be delivered according to his deferral election and not earlier than May 20, 2029. This is a compensation-related equity grant, not an open-market stock purchase or sale.
Falcon Armando reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Armando Falcon received a grant of deferred stock units as compensation. He was awarded 24,809 Deferred Stock Units tied to Redwood Trust common stock, at a fair market value of $5.24 per share on the grant date under the 2014 Incentive Award Plan. The award is 100% vested at grant but subject to a minimum mandatory holding period, with shares to be delivered according to his deferral election and not earlier than May 20, 2029. This is a compensation-related equity grant, not an open-market stock purchase or sale.
Damon Doneene K reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Damon K. Doneene received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The award was made at no cash cost to the director and is based on a fair market value of about $5.24 per share on the grant date.
The units were 100% vested at grant but are subject to a minimum mandatory holding period. Shares will be delivered under the deferral election, but not earlier than May 20, 2029. Following this award, the director holds 24,809 Deferred Stock Units representing an equivalent number of common shares.
Damon Doneene K reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Damon K. Doneene received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The award was made at no cash cost to the director and is based on a fair market value of about $5.24 per share on the grant date.
The units were 100% vested at grant but are subject to a minimum mandatory holding period. Shares will be delivered under the deferral election, but not earlier than May 20, 2029. Following this award, the director holds 24,809 Deferred Stock Units representing an equivalent number of common shares.
Redwood Trust, Inc. entered into an underwriting agreement to issue $125,000,000 aggregate principal amount of 9.75% senior notes due 2031 in an underwritten public offering.
The company also granted the underwriters a 30-day option to purchase up to an additional $18,750,000 principal amount of notes to cover over-allotments. The notes are being issued off an existing Form S-3 shelf registration, with the offering expected to close on May 27, 2026.
Redwood Trust, Inc. entered into an underwriting agreement to issue $125,000,000 aggregate principal amount of 9.75% senior notes due 2031 in an underwritten public offering.
The company also granted the underwriters a 30-day option to purchase up to an additional $18,750,000 principal amount of notes to cover over-allotments. The notes are being issued off an existing Form S-3 shelf registration, with the offering expected to close on May 27, 2026.
Redwood Trust, Inc. is offering $125,000,000 aggregate principal amount of 9.75% Senior Notes due 2031. The notes bear interest at 9.75% per year, payable quarterly beginning September 1, 2026, and mature on June 1, 2031. The offering is issued in minimum denominations of $25 (units of $25) and includes an underwriters’ option to purchase up to an additional $18,750,000 principal amount to cover over-allotments.
The notes are senior unsecured obligations that will rank equally with existing senior unsecured indebtedness and will be effectively subordinated to secured indebtedness and structurally subordinated to subsidiary creditors. Redwood expects net proceeds of approximately $120.41 million (before certain expenses) and intends to use proceeds for general corporate purposes, including funding its mortgage banking platforms and pursuing strategic acquisitions.
Redwood Trust, Inc. is offering $125,000,000 aggregate principal amount of 9.75% Senior Notes due 2031. The notes bear interest at 9.75% per year, payable quarterly beginning September 1, 2026, and mature on June 1, 2031. The offering is issued in minimum denominations of $25 (units of $25) and includes an underwriters’ option to purchase up to an additional $18,750,000 principal amount to cover over-allotments.
The notes are senior unsecured obligations that will rank equally with existing senior unsecured indebtedness and will be effectively subordinated to secured indebtedness and structurally subordinated to subsidiary creditors. Redwood expects net proceeds of approximately $120.41 million (before certain expenses) and intends to use proceeds for general corporate purposes, including funding its mortgage banking platforms and pursuing strategic acquisitions.
RWT filed a Form 144 reporting a proposed sale of 140,000 Common shares. The filing lists multiple Restricted Stock Units scheduled for sale with grant dates from 10/21/2010 through 12/28/2021 and settlement amounts including 13,428, 25,625, 10,832, 19,763, 20,800, 34,011, and 16,648 shares. The filing date shown is 05/20/2026.
RWT filed a Form 144 reporting a proposed sale of 140,000 Common shares. The filing lists multiple Restricted Stock Units scheduled for sale with grant dates from 10/21/2010 through 12/28/2021 and settlement amounts including 13,428, 25,625, 10,832, 19,763, 20,800, 34,011, and 16,648 shares. The filing date shown is 05/20/2026.
Redwood Trust, Inc. reported results of its 2026 Annual Meeting of Stockholders. Stockholders approved an amendment to the Company’s 2014 Incentive Award Plan to increase the shares available for issuance by 8,500,000 shares of common stock, expanding the equity pool for employee and director awards.
All eight director nominees were elected to serve until the 2027 annual meeting, each receiving over 78 million votes in favor. Stockholders also ratified the appointment of Grant Thornton LLP as independent registered public accounting firm for the year ending December 31, 2026, with 102,402,420 votes in favor. A non-binding advisory resolution approving named executive officer compensation passed with 77,832,360 votes for.
There were 124,994,931 shares of common stock entitled to vote at the meeting, and each proposal received substantial support, including approval of the incentive plan amendment with 78,222,232 votes for versus 2,587,891 against.
Redwood Trust, Inc. reported results of its 2026 Annual Meeting of Stockholders. Stockholders approved an amendment to the Company’s 2014 Incentive Award Plan to increase the shares available for issuance by 8,500,000 shares of common stock, expanding the equity pool for employee and director awards.
All eight director nominees were elected to serve until the 2027 annual meeting, each receiving over 78 million votes in favor. Stockholders also ratified the appointment of Grant Thornton LLP as independent registered public accounting firm for the year ending December 31, 2026, with 102,402,420 votes in favor. A non-binding advisory resolution approving named executive officer compensation passed with 77,832,360 votes for.
There were 124,994,931 shares of common stock entitled to vote at the meeting, and each proposal received substantial support, including approval of the incentive plan amendment with 78,222,232 votes for versus 2,587,891 against.