Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Geared Buffer Notes linked to the Bloomberg US Large Cap VolMax Index. The Notes pay a monthly Contingent Coupon of $15.00 per $1,000 (1.50% per month, 18.00% per annum) when the Underlier is at or above the Coupon Threshold. The Notes are callable monthly beginning with the August 17, 2026 observation: if the Underlier meets or exceeds the Initial Underlier Value on a Call Observation Date, holders receive par plus any Contingent Coupon then due and the Notes terminate. If not called, at maturity on May 20, 2031 investors receive either par (if the Final Underlier Value is at or above the Buffer Value equal to 70% of the Initial Underlier Value) or a reduced principal amount calculated using a 30% buffer and a Downside Multiplier of ~1.42857, which can result in partial or complete loss of principal. All payments are subject to Royal Bank of Canada credit risk and the Notes are not FDIC- or CDIC-insured.
Royal Bank of Canada is offering Capped Return Notes linked to a three‑index basket. The Notes are issued at par per $1,000 principal amount with an underwriting discount of 3.35% (proceeds to the Bank 96.65%). Trade Date is May 26, 2026, Issue Date May 29, 2026, Valuation Date May 27, 2031 and Maturity Date May 30, 2031. Payments at maturity: if the Final Basket Value > Initial Basket Value, investors receive $1,000 plus the lesser of (Basket Return × 100% Participation Rate) and the 38% Maximum Return (maximum $1,380 per $1,000); otherwise investors receive $1,000. Initial estimated value is stated between $897.61 and $947.61 per $1,000 on the Trade Date.
Royal Bank of Canada (RY) is offering Auto-Callable Contingent Coupon Barrier Notes linked to the lesser-performing of the VanEck® Semiconductor ETF (SMH) and the EURO STOXX® Banks Index (SX7E). The Notes pay a Contingent Coupon of $46.875 per $1,000 (4.6875% quarterly; 18.75% per annum) when each Underlier meets its Coupon Threshold on observation dates and are auto-called if both Underliers close at or above their Initial Underlier Values on a Call Observation Date. The Notes mature on May 16, 2029 (Valuation Date May 11, 2029) if not called. At maturity, if the Least Performing Underlier is at or above its Barrier (65% of Initial Underlier Value), investors receive $1,000; if below the Barrier, repayment equals $1,000 × (1 + Underlier Return) and principal can be substantially reduced. The public offering price is 100% ($1,000 per $1,000) and the initial estimated value is expected between $918.16 and $968.16 per $1,000.
Royal Bank of Canada is offering Dual Directional Buffer Digital Notes linked to the S&P 500® Index. The Notes have a Trade Date of May 21, 2026, Issue Date May 27, 2026, Valuation Date June 22, 2027 and Maturity Date June 25, 2027. Payments at maturity depend on the Final Underlier Value versus a Digital Barrier (92.50% of initial) and a Buffer (86% of initial). Investors may receive a capped Digital Return of 7.50% in certain outcomes, a positive absolute-return mechanic for intermediate declines up to the Buffer, or suffer principal loss if the Final Underlier Value is below the Buffer. All payments are subject to the Bank’s credit risk and the Notes are not FDIC- or CDIC-insured.
Royal Bank of Canada is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Thermo Fisher Scientific Inc. The Notes are sold in minimum denominations of $1,000 and carry a quoted Contingent Coupon Rate of 11.00% to 11.60% per annum. The trade date is May 15, 2026, settlement on May 20, 2026, and maturity on or about May 20, 2027.
The Notes pay quarterly contingent coupons only if the Underlying closes at or above a Coupon Barrier (set at 75% of the Initial Underlying Value). The Notes are automatically callable on quarterly Call Observation Dates if the Underlying closes at or above the Initial Underlying Value; called Notes pay the principal plus the applicable contingent coupon. If not called, maturity payoff is cash principal plus the final contingent coupon when the Final Underlying Value is at or above the Downside Threshold (also 75%); otherwise holders receive a Share Delivery Amount equal to $1,000 divided by the Initial Underlying Value, which could be worth substantially less than principal.
All payments, including principal, are subject to RBC's creditworthiness. The initial estimated value is indicated between $952.50 and $982.50 per Note and UBS will receive a $15 commission per Note.
Royal Bank of Canada is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index. The Notes have a $10 principal per note, trade date May 13, 2026, settlement May 18, 2026 and maturity on or about May 17, 2029. They pay a quarterly Contingent Coupon only if both indices close at or above their Coupon Barriers; the Contingent Coupon Rate will be set on the Trade Date and is indicated as 11.30% to 12.00% per annum. The Notes are automatically callable on quarterly Call Observation Dates beginning six months after the Trade Date if each underlying equals or exceeds its Initial Underlying Value; if called, holders receive principal plus the applicable Contingent Coupon. If not called, repayment at maturity depends on the Final Underlying Value of the Least Performing Underlying: if that value is below its Downside Threshold (set at 70% of Initial Underlying Value), repayment is reduced proportionately and investors may lose up to 100% of principal. Payments remain subject to RBC's creditworthiness and the Notes will not be listed on an exchange.
Royal Bank of Canada offers principal-protected-at-buffer structured notes linked to a weighted international equity basket. The notes have a $1,000 principal amount, trade date May 8, 2026, original issue date May 13, 2026 and stated maturity January 26, 2029 (subject to adjustment). The payment at maturity depends on the basket return versus an initial level of 100, a 15.00% buffer (buffer level 85.00%) and a $1,250.50 threshold settlement amount. The basket weights are: EURO STOXX 50 40.00%, TOPIX 25.00%, FTSE 100 17.00%, SMI 11.00%, S&P/ASX 200 7.00%. The initial estimated value on the trade date was $994.06 per $1,000. These notes pay no interest, are senior unsecured obligations subject to the issuer's credit risk, are not listed, and may result in a partial or total loss of principal if the final basket level is below the buffer.
Royal Bank of Canada offers Enhanced Return Barrier Notes linked to the Solactive Equal Weight U.S. Semi Conductor Select AR Index. The Notes are sold at $1,000 per $1,000 principal amount (100.00% public offering price) with an underwriting discount of 3.625% and proceeds to the Bank of 96.375%. The Trade Date is May 22, 2026, Issue Date May 28, 2026, Valuation Date May 22, 2031 and Maturity Date May 28, 2031.
Payments at maturity depend on the Final Underlier Value versus the Initial Underlier Value: investors receive participation of 102.25% if the Underlier rises; full principal if the Final Underlier Value is between the Initial Value and the Barrier (the Barrier equals 70% of the Initial Underlier Value); and a loss proportional to the Underlier Return if the Final Underlier Value is below the Barrier. The initial estimated value is stated between $890 and $940 per $1,000 principal amount and will be less than the public offering price.
Royal Bank of Canada is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation. The notes pay a contingent quarterly coupon at an 11.00% per annum rate if the underlying closes at or above a coupon barrier. The Initial Underlying Value was set at $53.93 on the strike date. The notes are automatically callable on quarterly observation dates if the underlying closes at or above the Initial Underlying Value; called notes pay $10 principal plus the contingent coupon for that quarter. If not called, repayment at maturity depends on the Final Underlying Value versus the Downside Threshold of $32.36 (60% of the Initial Underlying Value): if the Final Underlying Value is below that threshold, principal is reduced proportionately and investors may lose up to 100% of principal. The term runs to maturity on or about May 14, 2027, and payments remain subject to RBC's creditworthiness.
Royal Bank of Canada priced structured senior notes linked to the S&P 500® Index with a $1,000 principal amount per note. The notes pay no interest and mature on August 23, 2028 (subject to adjustment). If the final index level on the determination date is ≥ 85.00% of the initial level (7,337.11 on the trade date May 7, 2026), each note will pay a capped $1,197.50 (the threshold settlement amount). If the final level is below that threshold, the cash payment will decline pro rata and could be zero; holders bear the issuer’s credit risk. Original issue price is 100.00% of principal; the initial estimated value on the trade date was $994.77 per $1,000 principal. The offering aggregates $14,882,000 of principal and the notes will not be listed, will not be redeemable prior to maturity, and may have limited secondary-market liquidity.