Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the common stock of Broadcom Inc. (ticker AVGO). The Notes pay a monthly contingent coupon of $13.00 per $1,000 (1.30% monthly, 15.60% annual) when the Underlier is at or above a 56% Coupon Threshold on observation dates. Beginning on the sixth monthly observation (approximately November 27, 2026), the Notes may be automatically called if the closing Underlier value is greater than or equal to the Initial Underlier Value; called Notes pay principal plus any contingent coupon due. If not called, maturity payoff depends on the Final Underlier Value on June 28, 2027: full principal if Final Underlier Value is at or above the 56% Barrier; otherwise investors receive $1,000 + $1,000 × Underlier Return, which can result in a substantial loss of principal. All payments are subject to the Bank's credit risk. The initial estimated value is stated as between $932.50 and $982.50 per $1,000 and will be less than the public offering price.
The Royal Bank of Canada is offering structured, principal‑at‑risk notes linked to the S&P 500® Index with a $1,000 principal amount per note and an aggregate initial issuance of $2,921,000. Trade date is May 7, 2026, original issue date May 12, 2026, determination date June 21, 2027 and stated maturity date June 23, 2027. The notes pay no interest and return at maturity is tied to the index performance from the initial underlier level of 7,337.11.
Key economic terms: upside participation rate of 130%, a cap level at 112.24% of the initial level producing a maximum settlement amount of $1,159.12 per $1,000, and a buffer level of 90.00% (a buffer amount of 10.00%). If the final index level is below the buffer, holders suffer proportional losses and could lose their entire investment; if final level is between the buffer and initial level, holders receive principal. The initial estimated value as of the trade date is $995.81 per $1,000 (below issue price). The notes are unsecured senior debt of the Bank and subject to issuer credit risk.
Royal Bank of Canada is offering Dual Directional Buffer Digital Notes linked to the S&P 500 Index, with a Trade Date of May 22, 2026 and an Issue Date of May 28, 2026. The notes pay a Digital Return of 7.50% if the Final Underlier Value is at or above a Digital Barrier equal to 92.50% of the Initial Underlier Value. If the Final Underlier Value falls below the Digital Barrier but remains at or above a Buffer equal to 86% of the Initial Underlier Value, investors receive a positive payment equal to the absolute value of the Underlier Return (capped at 14%). If the Final Underlier Value is below the Buffer, investors may lose some or a substantial portion of principal; the payoff formula in that scenario adds the 14% Buffer Percentage to the Underlier Return. All payments are subject to the issuers credit risk. The initial estimated value is stated as between $938.00 and $988.00 per $1,000 principal amount, which is less than the public offering price of par; the underwriting discount is 1.00% and proceeds to the issuer are 99.00%.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Buffer Notes linked to Meta Platforms Class A common stock. The notes have a 150% Participation Rate, a 10% buffer and an automatic call that pays $1,185 per $1,000 if the Underlier closes at or above its initial value on the Call Observation Date. Trade Date is May 13, 2026, Issue Date May 18, 2026, Valuation Date May 14, 2029, and Maturity Date May 17, 2029. The issuer estimates an initial estimated value between $935.30 and $985.30 per $1,000; the public offering price is par.
Royal Bank of Canada is offering structured, non‑interest bearing notes linked to the MSCI EAFE® Index. Each note has a $1,000 principal amount and a 10.00% buffer (buffer level = 90.00% of the initial underlier level). If the final index level is at or above the buffer level, holders receive at least principal; below the buffer they incur losses proportional to the decline (approximately 1.1111% loss in principal for each 1% below the buffer). The notes feature an upside participation rate of 160% subject to a cap (cap level and maximum settlement amount to be set on the trade date), with the hypothetical maximum settlement amount shown between $1,171.84 and $1,202.08 per $1,000. The initial estimated value is expected to be between $963.50 and $993.50 per $1,000 and will be less than the original issue price. Payments depend on closing levels on specified dates; payments and timing may be adjusted for market disruptions and index changes, and all payments are subject to RBC’s credit risk.
Royal Bank of Canada is offering principal-protected-conditional structured notes linked to the MSCI EAFE® Index. Each note has a $1,000 principal amount and will not pay interest; payment at maturity depends on the index performance from the trade date to a determination date expected 23–26 months later. If the final index level is >= 87.50% of the initial level, holders receive a capped threshold settlement amount (expected between $1,152.50 and $1,179.30 per $1,000). If the final index level is below 87.50%, repayment is reduced pro rata and investors may lose most or all principal. The initial estimated value on the trade date is expected to be between $963.30 and $993.30 per $1,000 and will be less than the original issue price. Payments are unsecured obligations of the issuer and subject to credit risk.
Royal Bank of Canada priced a structured, principal-at-risk note linked to the STOXX® Europe 600 Index with an aggregate principal of $3,511,000 and a per-note principal amount of $1,000. The notes pay no interest and mature on May 14, 2027 (subject to adjustment); the cash payment at maturity depends on the index performance from the trade date (May 6, 2026) to the determination date (May 12, 2027). If the final index level is ≥ the 90.00% threshold (initial level 623.25), holders receive a capped threshold settlement amount of $1,079.50 per $1,000; if below the threshold, holders incur a pro rata loss of principal. The initial estimated value on the trade date was $990.05 per $1,000 and the original issue price was 100.00% with an underwriting discount of 0.88%.
Royal Bank of Canada is offering Capped Enhanced Return Buffer Notes linked to the MSCI EAFE® Index. The Notes pay 150% of positive index performance up to a Maximum Return of 23.10% and protect the first 10% of index losses (the Buffer). The Notes mature on November 12, 2027 with a Valuation Date of November 8, 2027. Trade Date is May 6, 2026 and Issue Date is May 11, 2026. The initial estimated value is $992.42 per $1,000 and the public offering price is par. All payments are subject to Royal Bank of Canada credit risk.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Barrier Notes linked to the least performing share of Apple, Amazon and Alphabet.
The Notes have a Trade Date of May 15, 2026, an Issue Date of May 20, 2026 and a Maturity Date of May 18, 2029. If the Notes are automatically called after the Call Observation Date, investors would receive $1,450 per $1,000 principal amount on the Call Settlement Date. If not called, the payment at maturity depends on the Final Underlier Value of the least performing Underlier, with a Participation Rate of 200% for positive performance, a Barrier set at 60% of the Initial Underlier Value, and potential loss of principal if the Least Performing Underlier finishes below the Barrier. All payments are subject to Royal Bank of Canada credit risk and other terms in the referenced prospectus and product supplement.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the Bloomberg US Large Cap VolMax Index. The Notes have a Contingent Coupon of $9.167 per $1,000 (11.00% per annum) payable monthly if the Underlier meets the Coupon Threshold. The Trade Date is May 14, 2026, Issue Date May 19, 2026, Valuation Date May 14, 2031 and Maturity Date May 19, 2031. The Notes may be automatically called on monthly Call Observation Dates if the Underlier closes at or above the Initial Underlier Value; if not called, principal repayment at maturity depends on the Final Underlier Value relative to a Barrier Value equal to 50% of the Initial Underlier Value. The initial estimated value is expected to be between $900.00 and $950.00 per $1,000 while the public offering price is par. All payments are subject to Royal Bank of Canada credit risk and the Notes are not bank‑insured.