Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the Solactive Equal Weight U.S. Semi Conductor Select AR Index. The notes have a $1,000 principal amount per note, trade date May 15, 2026, issue date May 20, 2026, valuation date November 15, 2028 and maturity date November 20, 2028. Investors may receive a monthly contingent coupon of $12.708 per $1,000 (15.25% per annum) when the Underlier is at or above a 75% coupon threshold; the notes are auto-called if the Underlier is at or above its initial value on a call observation date. If not called, repayment at maturity depends on the Final Underlier Value relative to a 70% barrier, and investors can lose a substantial portion or all principal if the Final Underlier Value is below the barrier. The initial estimated value is expected between $900.00 and $950.00 per $1,000, below the public offering price.
Royal Bank of Canada is offering market‑linked, auto‑callable senior notes tied to NVIDIA Corporation with monthly contingent coupons and a one‑year stated maturity on May 21, 2027. The securities have a face amount of $1,000 per security and an initial estimated value expected between $921.00 and $971.00 per security.
The notes pay a monthly contingent coupon if the Underlying Stock closes at or above a coupon threshold (70% of the starting value), with the contingent coupon rate set on the pricing date at no less than 15.50% per annum. The notes are auto‑callable beginning on the sixth monthly calculation day; if not called, principal at maturity depends on the ending value relative to a 70% downside threshold, exposing holders to full downside below that level. Payments are subject to RBC credit risk and complex tax and liquidity considerations.
Royal Bank of Canada is offering Capped Enhanced Return Barrier Notes linked to the Solactive Equal Weight U.S. Semi Conductor Select Index. The notes pay up to a Maximum Return of 140% (maximum maturity payment of $2,400 per $1,000), provide a Participation Rate of 300%, and include a Barrier set at 75% of the Initial Underlier Value. Trade Date is May 14, 2026, Issue Date May 19, 2026, Valuation Date May 14, 2031, and Maturity Date May 19, 2031. The initial estimated value is stated as between $880.00 and $930.00 per $1,000, below the public offering price of par. All payments are subject to RBC credit risk and the notes are not FDIC- or CDIC-insured.
Royal Bank of Canada offers principal-protected-style structured notes linked to the S&P 500® Index via a pricing supplement that sets economic terms on the trade date. Each note has a $1,000 principal amount and pays no interest; maturity payment depends on the S&P 500 final level versus an 85.00% threshold.
If the final underlier level is ≥ the 85.00% threshold, holders receive a capped threshold settlement amount expected to be between $1,166.60 and $1,196.00 per $1,000. If below the threshold, losses apply pro rata (about 1.1765% loss of principal per 1% shortfall). The initial estimated value is expected to be $965.10–$995.10 per $1,000 and will be less than the original issue price. Payments are subject to RBC credit risk and various market/operational adjustments described in the supplement.
Royal Bank of Canada is offering a primary issuance of structured, senior unsecured notes linked to the EURO STOXX 50® Index, with an aggregate principal amount of $1,677,000 and $1,000 denominations. The notes do not bear interest and have a trade date of May 5, 2026, an original issue date of May 8, 2026, a determination date of June 16, 2027 and a stated maturity date of June 21, 2027.
Payment at maturity depends on the underlier return from an initial underlier level of 5,869.63. If the final underlier level is >= the threshold level (85.00% of the initial level), each $1,000 note pays a capped threshold settlement amount of $1,103.00. If the final underlier level is below the threshold, holders incur a proportional loss and could lose the entire investment; the initial estimated value on the trade date was $997.05 per $1,000.
Royal Bank of Canada is offering $971,000 of Redeemable Fixed Rate Notes due May 8, 2046. The Notes pay 5.40% per annum annually, are issued May 8, 2026, and are redeemable at the Bank's option on the Interest Payment Date scheduled May 8, 2031 and thereafter with 10 business days' notice. Proceeds to the Bank are stated as $948,764.10 (after underwriting discounts and commissions of $22,235.90). The Notes are bail-inable under Canadian law and all payments remain subject to the Bank's credit risk.
Royal Bank of Canada is offering Capped Enhanced Return Barrier Notes linked to the Solactive Equal Weight U.S. Autonomous Economy AI Select AR Index. The Notes have a Participation Rate of 300%, a Maximum Return of 83.25% (maximum maturity payment $1,832.50 per $1,000) and a Barrier set at 75% of the Initial Underlier Value. The Trade Date is May 14, 2026, Issue Date May 19, 2026, Valuation Date May 14, 2031 and Maturity Date May 19, 2031. If the Final Underlier Value is below the Barrier at maturity, investors absorb the full negative Underlier Return on principal. The initial estimated value is stated between $885.00 and $935.00 per $1,000, below the public offering price; underwriting discounts total 3.625%.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. The Notes have a Contingent Coupon of $5.458 per $1,000 (6.55% annually) and a Barrier equal to 70% of each Initial Underlier Value. Trade Date is May 5, 2026, Issue Date May 8, 2026, Valuation Date February 5, 2031 and Maturity Date February 10, 2031. If not called, principal at maturity depends on the Final Underlier Value of the Least Performing Underlier relative to its Barrier; if below the Barrier, investors can lose a substantial portion or all principal. Initial estimated value per $1,000 is $952.59 and the public offering price is par.
Royal Bank of Canada (RBC) is offering non‑interest bearing, senior unsecured notes linked to the S&P 500® Index with a per‑note principal amount of $1,000. The notes feature a 130% upside participation rate, a 10% buffer (buffer level = 90.00% of initial underlier), and a capped return with a maximum settlement amount expected to be between $1,136.11 and $1,160.03 per $1,000. If the final index level at the determination date is below the buffer level, the holder will suffer a proportional loss of principal; holders receive principal at maturity only if the final level is at or above the buffer. The initial estimated value is expected to be between $965.60 and $995.60 per $1,000 and will be less than the original issue price. Payments are subject to RBC credit risk, limited liquidity, and tax uncertainty.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the common stock of The Charles Schwab Corporation (SCHW). The notes have a public offering price of $1,000 per note and an initial estimated value of $974.76 per $1,000 principal amount. The notes pay a contingent coupon of $8.167 per $1,000 (equivalent to 9.80% per annum) when monthly observation levels meet the coupon threshold. If, on any Call Observation Date starting on or after November 4, 2026, SCHW closes at or above its initial value, the notes are auto-called and investors receive principal plus the contingent coupon then due. If not called, at maturity on June 9, 2027 investors receive principal if the final SCHW value is at or above the barrier (75% of the initial value); otherwise investors receive a physical delivery of SCHW shares equal to 10.9314 shares per $1,000 note, which could be worth significantly less than principal. All payments are subject to RBC’s credit risk.