Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering market-linked, auto-callable structured notes linked to the common stock of NVIDIA Corporation, with a face amount of $1,000 per security. These senior unsecured debt securities are issued under RBC’s Medium-Term Notes, Series J program and are subject to RBC’s credit risk.
The notes may be automatically called on July 21, 2027 if NVIDIA’s closing value is at or above the starting value, paying $1,000 plus a call premium of at least 23.35% (at least $233.50) and ending the investment. If not called, at the July 19, 2029 maturity the payment per note depends on NVIDIA’s performance: 150% leveraged participation in positive returns; full principal back if the ending value is between the starting value and a 65% threshold; and 1:1 downside below the threshold, with losses that can exceed 35% of principal and reach 100%.
The notes pay no periodic interest, have limited liquidity, and their initial estimated value on the pricing date is expected to be $920–$970 per $1,000, below the original offering price due to internal funding, hedging costs and agent discounts. U.S. tax counsel expects treatment as prepaid derivative contracts, and the issuer notes uncertainty in U.S. tax and Section 871(m) outcomes.
Royal Bank of Canada reports the issuance of Senior Global Medium-Term Notes, Series J under its shelf registration statement on Form F-3 (File No. 333-275898). The report primarily provides legal and tax opinions from U.S. and Canadian counsel regarding the validity of the Notes and related U.S. and Canadian income tax matters.
Opinions are supplied by Sullivan & Cromwell LLP and Norton Rose Fulbright Canada LLP, along with their related consents. The document is signed by the Executive Vice-President and Treasurer on July 10, 2026, confirming the Bank’s authorization of this disclosure around the new Series J issuance.
Royal Bank of Canada is offering Auto-Callable Fixed Coupon Barrier Notes linked to the least-performing of Intuit Inc. and NRG Energy common stock, in minimum denominations of $1,000. The Notes pay a fixed coupon of $11.208 per $1,000 monthly, equal to 1.1208% per month or 13.45% per annum, so long as they remain outstanding. They may be automatically called if on any monthly Call Observation Date both underliers close at or above 95% of their initial values, in which case investors receive $1,000 plus the coupon and no further payments. If not called, at maturity in July 2029 investors receive principal back (plus coupon) if the least-performing underlier is at or above its Barrier Value of 50% of its initial value; otherwise they receive shares of that worst underlier equal to $1,000 divided by its initial value, exposing them to potentially large losses of principal. The public offering price is 100% of principal, with underwriting discounts of 2.50% and proceeds to RBC of 97.50%. The initial estimated value is expected between $914.50 and $964.50 per $1,000, reflecting hedging and distribution costs, and all payments are subject to RBC’s credit risk and complex U.S. tax treatment.
Royal Bank of Canada is issuing Auto-Callable Fixed Coupon Barrier Notes linked to the worst performer of Carnival Corporation and ServiceNow, Inc. common stocks. Each Note has a $1,000 principal amount, pays a fixed coupon of $11.375 per month (13.65% per year), and is offered at 100% of principal, with underwriter compensation of 2.50%, resulting in 97.50% of proceeds to the issuer.
The Notes may be automatically called monthly starting around January 2027 if both underliers are at or above 95% of their initial values, in which case investors receive $1,000 plus the coupon and no further payments. If held to maturity in July 2029 and not called, principal is fully repaid only if the least performing underlier is at or above 50% of its initial value. If that underlier is below 50%, investors receive shares of the worst-performing stock instead of cash, likely worth substantially less than principal and potentially zero, plus the final coupon. The initial estimated value is expected between $912.50 and $962.50 per $1,000, and all payments are subject to Royal Bank of Canada’s credit risk.
Royal Bank of Canada is issuing $625,000 of Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Russell 2000, S&P 500 and EURO STOXX 50. The Trade Date is July 8, 2026, Issue Date July 13, 2026 and Maturity Date July 12, 2029. Coupons are contingent quarterly at $20.00 per $1,000 (2.00% per quarter; 8.00% per annum) and the notes are auto-callable if, on a Call Observation Date, each Underlier is at or above its Initial Underlier Value. At maturity investors receive principal if the Least Performing Underlier is at or above its Barrier (60.50% of its Initial Underlier Value); otherwise repayment equals $1,000 plus the Least Performing Underlier return, which can result in substantial principal loss.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the VanEck Semiconductor ETF (SMH) and the State Street SPDR S&P Oil & Gas Exploration & Production ETF (XOP). The Notes are issued at 100.00% of par per $1,000 principal with underwriting discounts of 1.00% (proceeds to RBC 99.00%). Key dates: Strike Date July 9, 2026; Trade Date July 10, 2026; Issue Date July 15, 2026; Valuation Date July 9, 2029; Maturity Date July 12, 2029. Coupons are contingent and equal to $40.00 per $1,000 (4.00% quarterly; 16.00% per annum) when each Underlier is at or above its 50% Coupon Threshold on the prior observation date. The Notes auto-call if both Underliers close at or above their Initial Underlier Values on any Call Observation Date; then holders receive par plus that quarter’s Contingent Coupon. At maturity, if not called, full principal is returned only if the Least Performing Underlier is >= its 50% Barrier; otherwise repayment equals $1,000 × (1 + Underlier Return) and principal can be substantially lost. The initial estimated value is stated between $920.01 and $970.01 per $1,000. All payments are subject to RBC credit risk and U.S. tax uncertainties described herein.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes with Memory Coupon linked to the least performing of Class C Alphabet, JPMorgan Chase and Microsoft. Per $1,000 principal the public offering price is $1,000 (100.00%) with an underwriting discount of 3.00%, leaving proceeds to the Bank of 97.00%. The Notes pay a monthly contingent coupon of $12.50 per $1,000 (15.00% per annum) when each underlier is at or above a 70% coupon threshold, feature automatic monthly calls if all underliers are at or above their initial values beginning January 15, 2027, and return principal at maturity only if the least performing underlier finishes at or above its 60% barrier; otherwise investors suffer downside equal to that underlier’s percentage loss.
Key dates: Trade Date July 15, 2026, Issue Date July 20, 2026, Valuation Date July 16, 2029, Maturity Date July 19, 2029. The issuer notes the initial estimated value is expected to be between $900.00 and $950.00 per $1,000, which is less than the public offering price.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Nikkei 225, Russell 2000 and EURO STOXX 50. The Notes are sold at 100.00% of principal with no underwriting commission and an initial estimated value between $934.50 and $984.50 per $1,000 principal. Trade Date is July 17, 2026, Issue Date July 22, 2026, Valuation Date July 17, 2030 and Maturity Date July 22, 2030. Quarterly contingent coupons of $33.25 per $1,000 (13.30% per annum) may be paid if each Underlier meets a 65% Coupon Threshold; automatic calls occur if all Underliers are at-or-above their Initial Underlier Value on a Call Observation Date. If the Least Performing Underlier finishes below its Barrier (65%), principal may be reduced pro rata.
Royal Bank of Canada is offering Barrier Digital Notes linked to the least performing common stock of Advanced Micro Devices, Inc., Broadcom Inc. and Palantir Technologies Inc. The Notes are sold at par per $1,000 principal amount and pay either $1,000 + $1,000 × 47.95% if the Least Performing Underlier’s Final Underlier Value is >= its Barrier Value (50% of its Initial Underlier Value), or $1,000 + $1,000 × Underlier Return if below the Barrier. Trade Date is July 17, 2026, Issue Date July 22, 2026, Valuation Date October 18, 2027 and Maturity Date October 21, 2027. All payments are subject to RBC credit risk.
Royal Bank of Canada offers auto-callable, principal-at-risk market‑linked notes tied to the lowest performing of the Russell 2000®, S&P 500® and EURO STOXX 50®. The notes have a face amount of $1,000 per security, an initial estimated value range of $907.50–$957.50 per security, a pricing date of July 30, 2026 and a stated maturity of August 2, 2030. The contingent coupon rate will be set on the pricing date and will be at least 10.50% per annum. If not auto‑called, principal at maturity depends on the lowest performing Index and is fully exposed below a downside threshold equal to 75% of each Index’s starting value.