Rezolute, Inc. (RZLT) CFO discloses December insider share buys

Rhea-AI Filing Summary

Rezolute, Inc. Chief Financial Officer Daron Evans reported open-market purchases of company stock. On December 15, 2025, he bought 40,000 common shares at a weighted average price of $1.766, in transactions within a range of $1.65 to $1.81. He also reported purchases of 2,500 shares each for two minor children at weighted average prices of $1.785 and $1.79.

Following these transactions, Evans directly owns 415,900 common shares. He also reports indirect beneficial ownership of shares held for three minor children, his spouse, and 40,000 shares held by PoC Capital LLC, a California limited liability company he manages, while disclaiming beneficial ownership of those LLC-held shares beyond his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Daron

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CA 94065

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	12/15/2025		P		40,000	A	$1.766(1)	415,900	D
Common Shares	12/15/2025		P		2,500	A	$1.785(2)	7,000	I	Held by minor child #2
Common Shares	12/15/2025		P		2,500	A	$1.79	7,000	I	Held by minor child #3
Common Shares								23,000	I	Held by minor child #1
Common Shares								20,000	I	Held by spouse(2)
Common Shares								40,000	I	Held by PoC Capital LLC(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.81, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

2. The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.79, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

3. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Daron Evans	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Rezolute (RZLT) disclose in this Form 4?

The filing shows CFO Daron Evans reported open-market purchases of Rezolute, Inc. common shares on December 15, 2025.

How many Rezolute (RZLT) shares did the CFO buy and at what price?

Evans purchased 40,000 common shares at a weighted average price of $1.766 per share, with trade prices ranging from $1.65 to $1.81.

Were any Rezolute (RZLT) shares bought for family members?

Yes. The report shows purchases of 2,500 shares at a weighted average price of $1.785 for one minor child and 2,500 shares at $1.79 for another minor child.

How many Rezolute (RZLT) shares does the CFO own directly after these trades?

After the reported transactions, Daron Evans directly owns 415,900 Rezolute common shares.

What indirect holdings of Rezolute (RZLT) stock does the CFO report?

The filing lists indirect holdings of 7,000 shares for each of two minor children, 23,000 shares for another minor child, 20,000 shares held by his spouse, and 40,000 shares held by PoC Capital LLC.

How does the CFO describe his ownership of shares held by PoC Capital LLC?

PoC Capital LLC is managed by Evans, and he disclaims beneficial ownership of the securities it holds except to the extent of his pecuniary interest.