Rezolute (RZLT) CFO logs non-discretionary RSU tax-withholding share sale

Rhea-AI Filing Summary

Rezolute, Inc. CFO Daron Evans reported a mandated tax-withholding share disposition related to restricted stock units. On this Form 4, he disposed of 11,438 common shares at a weighted average price of $2.99 per share to cover tax obligations from RSU vesting, as required by the company’s sell-to-cover election and not as a discretionary trade. Following the transaction, he directly holds 404,462 common shares. He also reports additional indirect holdings in Rezolute shares held by his spouse, minor children, and PoC Capital LLC, a California limited liability company he manages, with beneficial ownership in the LLC disclaimed except to the extent of his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Daron

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CA 94065

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/02/2026		F(1)		11,438	D	$2.99(2)	404,462	D
Common Shares								7,000	I	Held by minor child #2
Common Shares								7,000	I	Held by minor child #3
Common Shares								40,000	I	Held by PoC Capital LLC(3)
Common Shares								20,000	I	Held by spouse
Common Shares								23,000	I	Held by minor child #1

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

2. The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

3. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Daron Evans	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Rezolute (RZLT) CFO Daron Evans report on this Form 4?

Rezolute CFO Daron Evans reported disposing of 11,438 common shares. The shares were used to cover tax withholding obligations arising from the vesting and settlement of restricted stock units, under a company-mandated sell-to-cover arrangement rather than a discretionary trade.

At what price were the Rezolute (RZLT) shares disposed of by CFO Daron Evans?

The reported sale price is a weighted average of $2.99 per share. Footnotes state the mandated tax-withholding disposition occurred in multiple transactions at prices ranging from $2.98 to $3.07 per share, with detailed trade breakdowns available upon request.

How many Rezolute (RZLT) shares does CFO Daron Evans hold directly after the reported transaction?

After the tax-withholding disposition, Daron Evans directly holds 404,462 Rezolute common shares. This figure reflects his direct ownership following the 11,438-share disposition tied to restricted stock unit vesting and the associated tax obligations.

Was the Rezolute (RZLT) CFO’s Form 4 share disposition a discretionary sale?

The Form 4 states the disposition was not discretionary. Shares were disposed of to satisfy tax withholding obligations under Rezolute’s election to require a sell-to-cover transaction when restricted stock units vest and settle, rather than a voluntary open-market decision.

What indirect Rezolute (RZLT) share holdings are reported for CFO Daron Evans and his related entities?

Indirect holdings include Rezolute shares held by his spouse, three minor children, and PoC Capital LLC. PoC Capital LLC is managed by Evans, who disclaims beneficial ownership of its securities except to the extent of his pecuniary interest in that entity.

What is PoC Capital LLC’s relationship to Rezolute (RZLT) CFO Daron Evans in this Form 4?

PoC Capital LLC is a California limited liability company managed by Daron Evans. The Form 4 notes he disclaims beneficial ownership of Rezolute shares held by PoC Capital LLC, except for his pecuniary interest in those securities through the entity.