[144] SentinelOne, Inc. SEC Filing

Rhea-AI Filing Summary

Oportun Financial Corporation (Nasdaq: OPRT) has filed a DEFA14A containing additional proxy solicitation materials ahead of its July 18, 2025 Annual Meeting.

The Board urges stockholders to use the GREEN proxy card to re-elect CEO Raul Vazquez and director Carlos Minetti and to withhold support from Findell Capital Management’s nominee. The directors warn that Findell is attempting to remove Mr. Vazquez from the Board despite his role in executing a strategic plan that has lifted the share price by more than 80 % year-to-date.

The Board argues that removing the CEO would:

• Disrupt communication between management and directors
• Erode confidence among employees, regulators and partners
• Destabilize the company while a Lead Independent Director transition is underway

Shareholders seeking assistance are directed to proxy solicitor Innisfree M&A. No new financial results were provided; the filing focuses on governance and the proxy contest.

Positive

• Share price up over 80 % YTD, used by Board to demonstrate successful execution
• Board unanimity, including prior Findell-recommended directors, in supporting current CEO

Negative

• Active proxy contest introduces governance uncertainty and potential leadership disruption
• Retirement of Lead Independent Director increases risk if CEO is removed, raising concerns about board stability

Insights

Corporate Governance Expert

TL;DR: Governance dispute; Board backs CEO, activism adds uncertainty but no hard financial data.

The filing signals an active contest: Findell Capital wants CEO Raul Vazquez off the Board, while directors stress continuity. A sitting CEO losing his board seat is rare in U.S. public companies and could hint at deeper strategic disagreements. Management cites an 80 % YTD share rally to justify support, but that metric alone does not address long-term profitability or credit-risk concerns in Oportun’s lending model. For investors, the key takeaway is elevated governance risk until the July 18 vote settles control questions. The absence of new operating figures makes the immediate valuation impact limited, yet the possibility of leadership change or prolonged activism could widen the company’s risk premium.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	9267	166806.00	318339537	07/07/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	07/02/2021	Public stock purchase	SentinelOne, Inc.			107025	07/02/2021	Wired to portfolio company.

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

When is Oportun Financial Corporation’s (OPRT) 2025 Annual Meeting?

July 18, 2025.

What is Findell Capital Management seeking?

Findell is attempting to remove CEO Raul Vazquez from the Board and install its own candidate.

Which proxy card does Oportun’s Board recommend?

The Board urges shareholders to vote the GREEN proxy card in favor of Raul Vazquez and Carlos Minetti.

How has Oportun’s stock performed in 2025?

The Board cites a share price increase of more than 80 % year-to-date under current leadership.

Who can shareholders contact for voting assistance?

Proxy solicitor Innisfree M&A Incorporated at (877) 800-5195 (U.S./Canada) or +1 (412) 232-3651.

Why does the Board oppose removing the CEO from the Board?

They argue it would destabilize governance, slow decision-making, and erode stakeholder confidence at a critical time.