Morgan Stanley Smith Barney files restricted sale for SBCF (NASDAQ: SBCF)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC files a Form 144 notifying intent to sell restricted common stock for an issuer‑held position. The notice lists two restricted stock lots dated 04/01/2025 (3,727 shares) and 04/01/2026 (3,825 shares) and references NASDAQ.

Insights

Compliance Analyst

Routine Rule 144 sale notice for issuer‑held restricted shares.

This Form 144 lists two issuer restricted stock lots with specific grant dates and share counts, indicating a planned resale under Rule 144 conditions. The filing is administrative and does not by itself change the company's fundamentals.

Watch for subsequent Form 4/144 amendments or broker reports showing execution details and proceeds; timing and price are not included in the excerpt.

Key Figures

Form type: Form 144 Exchange: NASDAQ Restricted lot 1: 3,727 shares +3 more

6 metrics

Form type Form 144 Filing type reported in content

Exchange NASDAQ Listed exchange referenced in filer information

Restricted lot 1 3,727 shares Restricted Stock dated 04/01/2025

Restricted lot 2 3,825 shares Restricted Stock dated 04/01/2026

Filer address 1 New York Plaza, 8th Floor Morgan Stanley Smith Barney LLC address in filing

Filing reference date 05/06/2026 Date appearing in the filer information block

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock regulatory

"Restricted Stock | Issuer | 3727 | 04/01/2025"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Filer Information | 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | Issuer | 3825 | 04/01/2026"

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Accepted by SEC EDGAR 05/06/2026 - 04:13 PM Learn about SEC filing dates

FAQ

What does the SBCF Form 144 disclose?

It discloses intent to sell restricted common stock under Rule 144. The notice lists two lots dated 04/01/2025 (3,727 shares) and 04/01/2026 (3,825 shares). The filing references NASDAQ and indicates issuer‑held restricted stock.

Does the Form 144 state how many shares will be sold now?

The filing lists two restricted stock lots with share counts but does not state an executed sale quantity. It shows 3,727 and 3,825 shares tied to the respective grant dates; execution details and proceeds are not provided in the excerpt.

Who is the reporting broker or intermediary on the filing?

The filing identifies Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor. That broker is named in the filer information; their role appears as the executing broker or intermediary in the Form 144 notice.

Are sale prices or proceeds listed in this Form 144 for SBCF?

No, the excerpt does not include sale prices or aggregate proceeds. It lists grant dates and share counts only; any price, execution date, or cash proceeds would appear in subsequent execution reports or amendments if provided.

Do these shares appear to be issuer restricted stock?

Yes. The filing explicitly labels the securities as Restricted Stock with the designation Issuer next to each lot, indicating these shares originate from issuer grants rather than open‑market holdings.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7552	235378.47	97958734	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2025	Restricted Stock	Issuer			3727	04/01/2025	Not Applicable
Common	04/01/2026	Restricted Stock	Issuer			3825	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)