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Sharplink (SBET) CIO reports 288,779 RSU-based holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sharplink, Inc. executive Matthew A. Sheffield, Chief Investment Officer, reports beneficial ownership of 288,779 shares of common stock underlying restricted stock units. These RSUs were granted on October 20, 2025 and vest one-third on the first anniversary, then one-twelfth on each of eight quarterly dates, subject to his continuous service.

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Insider Sheffield Matthew A
Role Chief Investment Officer
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 288,779 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Common stock underlying RSUs 288,779 shares Total shares following holding entry on Form 3
RSU grant date October 20, 2025 Vesting Commencement Date for reported RSUs
Initial vesting portion One-third of RSUs Vests on first anniversary of October 20, 2025
Ongoing vesting One-twelfth of RSUs per quarter Vests on eight quarterly dates after first anniversary
restricted stock units financial
"Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on October 20, 2025"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Vesting Commencement Date financial
"RSUs granted on October 20, 2025 (the "Vesting Commencement Date") which vest, subject to the reporting person's continuous service"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
continuous service financial
"RSUs will vest on the first anniversary of the Vesting Commencement Date; and vesting is subject to the reporting person's continuous service"
quarterly vesting dates financial
"one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., October 20, January 20, April 20, and July 20)"
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FAQ

SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Sheffield Matthew A

(Last)(First)(Middle)
C/O SHARPLINK, INC.
200 S. BISCAYNE BOULEVARD, FLOOR 20

(Street)
MIAMI FLORIDA 33131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026
3. Issuer Name and Ticker or Trading Symbol
Sharplink, Inc. [ SBET ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Investment Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock288,779(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on October 20, 2025 (the "Vesting Commencement Date") which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of the Vesting Commencement Date; and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., October 20, January 20, April 20, and July 20 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Matthew A. Sheffield06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)