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Sharplink (SBET) CFO reports RSU grants, vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sharplink, Inc.’s Chief Financial Officer, Robert Michael DeLucia, reported equity compensation and related tax withholding, not open‑market trading.

He acquired 16,187 shares of common stock upon vesting of performance-based RSUs and received 169,492 new RSUs, while 6,370 shares were withheld to cover tax obligations on the vesting.

Positive

  • None.

Negative

  • None.
Insider DeLucia Robert Michael
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock 169,492 $0.00 --
Grant/Award Common Stock 16,187 $0.00 --
Tax Withholding Common Stock 6,370 $5.31 $34K
Holdings After Transaction: Common Stock — 423,643 shares (Direct, null)
Footnotes (1)
  1. Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025. Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 169,492 newly awarded RSUs, (ii) 161,053 unvested RSUs previously reported in Table II, and (iii) 102,915 shares of the Registrant's common stock.
Shares withheld for tax 6,370 shares Common stock withheld to satisfy tax withholding obligations on RSU vesting
Performance RSUs vested 16,187 shares Common stock acquired upon vesting of performance based RSUs granted August 27, 2025
New RSU grant 169,492 RSUs New restricted stock units granted July 3, 2026 with multi-year vesting
Previously unvested RSUs 161,053 RSUs Unvested RSUs previously reported in Table II and included in the total holdings
Common shares component 102,915 shares Shares of Sharplink common stock included in the reported total alongside RSUs
Tax-withholding price $5.31 per share Price used for 6,370-share tax-withholding disposition on July 3, 2026
restricted stock units ("RSUs") financial
"Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
performance based RSUs financial
"Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025."
tax withholding obligations financial
"Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement..."
vesting commencement date financial
"one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date")"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
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FAQ

SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeLucia Robert Michael

(Last)(First)(Middle)
C/O SHARPLINK, INC.
200 S. BISCAYNE BOULEVARD

(Street)
MIAMI FLORIDA 33131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sharplink, Inc. [ SBET ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/03/2026A169,492(1)A$0423,643D
Common Stock07/03/2026A16,187(2)A$0439,830D
Common Stock07/03/2026F6,370(3)D$5.31433,460(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.
2. Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025.
3. Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs.
4. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 169,492 newly awarded RSUs, (ii) 161,053 unvested RSUs previously reported in Table II, and (iii) 102,915 shares of the Registrant's common stock.
/s/ Robert Michael DeLucia07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)