Splash Beverage Group Inc SEC Filings

Splash Beverage Group (SBEV) filed a Form 4 reporting an option grant to its CFO. On March 20, 2025, the officer was awarded stock options covering 15,000 shares at an exercise price of $6.04, expiring on March 20, 2030. The options were acquired at a price of $0 and are held directly.

The vesting schedule is 5,000 already vested, 5,000 vesting on March 20, 2026, and 5,000 vesting on March 20, 2027, in each case subject to continued service. The filing notes that figures give effect to a 1-for-40 reverse stock split effective March 27, 2025.

Splash Beverage Group (SBEV) reported an insider equity award. Director Justin W. Yorke received a grant of 750,000 warrants on 07/31/2025 with an exercise price of $0.80 per share. The warrants are fully vested and were approved by the Board under Rule 16b-3. They are exercisable through 07/31/2030. Following the transaction, the reporting person beneficially owned 750,000 derivative securities, held directly.

Splash Beverage Group (SBEV) filed a Form 4 reporting that President and CMO William R. Meissner acquired warrants to purchase 750,000 shares of common stock on 07/31/2025. The warrants have a $0.80 exercise price, are fully vested, became exercisable on 07/31/2025, and expire on 07/31/2030. Following the transaction, 750,000 derivative securities were beneficially owned directly. The grant was approved by the Board and is exempt under Rule 16b-3.

Splash Beverage Group, Inc. (SBEV) reported a Form 4 showing that William T. Devereux, the company's Chief Financial Officer, received a grant of 1,000,000 warrants on 07/31/2025. Each warrant has an exercise price of $0.80, is exercisable immediately on 07/31/2025, and expires on 07/31/2030. The filing states the grant was approved by the board and is fully vested, and that the award was exempt from Section 16(b) under Rule 16b-3. Following the grant, the reported number of underlying common shares attributable to these derivatives is 1,000,000. The form is signed by Mr. Devereux on 10/10/2025.

Splash Beverage Group (SBEV) filed an initial Form 3 reporting William T. Devereux as an officer (Chief Financial Officer) and director. The event date is 03/20/2025. The filing states that no securities are beneficially owned by Mr. Devereux at the time of the statement. The form is executed by Mr. Devereux on 10/10/2025 and includes an Exhibit 24 power of attorney reference.

Splash Beverage Group, Inc. (SBEV) filed a definitive proxy seeking shareholder approval for seven proposals at its annual meeting. Shareholders will vote to elect four director nominees, ratify Rose, Snyder & Jacobs LLP as auditor, and approve the issuance of common stock beyond the NYSE American Exchange Cap of 19.99% (which equals 379,785 shares as of June 25, 2025) to cover conversions of outstanding preferred stock, warrants and convertible notes. The company also asks to approve an equity line agreement dated September 19, 2025 with C/M Capital Master Fund, LP allowing sales of shares in excess of that cap, adoption of a 2025 Equity Incentive Plan, and a possible increase in authorized common stock to 400,000,000 shares. The board recommends voting "FOR" all proposals and provides standard voting methods including internet, phone, mail, and a virtual meeting portal.

Splash Beverage Group, Inc. (SBEV) is soliciting proxies for its annual meeting and asks stockholders to vote on seven proposals presented by the Board. The Board recommends electing six directors including Robert Nistico as CEO and chairman and other nominees listed. The Board asks stockholders to ratify Rose, Snyder & Jacobs LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025. The company seeks approval, under NYSE American Guide Section 713, to issue common stock in excess of 379,785 shares (19.99% of outstanding shares as of June 25, 2025) relating to outstanding convertible preferred stock, warrants and convertible promissory notes, and separately to approve issuing shares under a Securities Purchase Agreement dated September 19, 2025 (the ELOC Agreement) with C/M Capital Master Fund, LP that would permit share issuances without giving effect to the Exchange Cap. Additional proposals include approval of the 2025 Equity Incentive Plan, a possible increase in authorized common stock to 400,000,000 shares, and authority to adjourn the meeting if further solicitation is needed.

Splash Beverage Group, Inc. reported an amendment to its Articles of Incorporation that was filed with the Nevada Secretary of State and became effective upon filing. The full text of the Certificate of Amendment is attached as Exhibit 3.1 and is incorporated by reference. The filing is signed on behalf of the company by Chief Executive Officer Robert Nistico. The disclosure does not describe the substance of the amendment within the text provided here, only that the amendment was filed and is attached as an exhibit.