Welcome to our dedicated page for Splash Beverage Group SEC filings (Ticker: SBEV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Splash Beverage Group, Inc. (NYSE American: SBEV) files a range of reports and disclosure documents with the U.S. Securities and Exchange Commission that provide detailed information about its beverage-focused business, capital structure, and governance. As a smaller reporting company and emerging growth company, Splash Beverage Group submits registration statements, current reports, and periodic filings that together outline its strategy of managing brands across consumer beverage growth segments and its reliance on external capital to fund operations.
Among the key documents are S-1 registration statements, which describe the company’s business model, including its focus on incubating and acquiring beverage brands, its e-commerce platform Qplash, alcoholic beverage operations involving Chispo tequila, acquisition of water extraction rights in Costa Rica (the Water Assets), and a joint venture for adult THC and CBD beverage products. These filings also detail the company’s lack of revenue since March 2025, its financing needs for specific projects, and its consideration of strategic alternatives such as potential acquisitions.
Current reports on Form 8-K disclose material events such as private placements of secured promissory notes, issuances of convertible preferred stock and warrants, entry into equity line of credit agreements, adoption of the 2025 Equity Incentive Plan, amendments to bylaws, and changes in executive officers. Other filings, such as Form NT 10-Q, explain delays in periodic reports and provide preliminary information about expected results of operations, including anticipated net losses and operating expenses.
On Stock Titan’s SBEV filings page, users can access these SEC documents in one place, with real-time updates as new filings appear on EDGAR. AI-powered summaries help explain complex items such as S-1 registration statements, 8-K disclosures, and equity incentive plan terms in more accessible language. Investors can also review filings related to unregistered sales of equity securities, note financings, and equity line arrangements to better understand dilution, financing costs, and the company’s capital-raising approach.
For those interested in governance and shareholder matters, filings covering annual meetings, voting results, and board or officer changes provide additional context. Together, these SEC filings form a detailed record of Splash Beverage Group’s regulatory history, financing activities, and strategic direction within the consumer beverage industry.
Splash Beverage Group, Inc. reported a very challenging Q3 2025. Net revenues fell to $0 for the quarter, compared with $981,858 a year earlier, as the company temporarily suspended operations in February 2025 due to lack of capital. For the nine months ended September 30, 2025, revenue was $438,272 versus $3,569,320 in the prior-year period, while the net loss widened to $22,029,577.
The company booked heavy non-cash share-based compensation of $7,751,596 in Q3 and $7,946,217 year-to-date, contributing to a basic and diluted loss per share of $4.51 for the quarter. Cash used in operations was $3,828,797 over nine months, leaving cash and cash equivalents at $265,667.
Splash executed a 1-for-40 reverse stock split to maintain its NYSE American listing and completed major balance sheet moves. It acquired Costa Rican water rights recorded at $20,000,000 using new Series C preferred stock, and exchanged about $12.67 million of promissory notes and interest into Series B 12% cumulative convertible preferred stock, turning stockholders’ equity from a deficit of $18,634,849 at year-end 2024 to positive $6,777,552. Management plans to restart operations around Chispo tequila, water sales and a relaunch of its Qplash platform, but discloses substantial doubt about the company’s ability to continue as a going concern without significant new capital, including approximately $4,000,000 to fulfill a UAE water order and at least $20,000,000 to fully develop the water business.
Splash Beverage Group, Inc. filed an amended 8-K to correct the maturity year of senior promissory notes issued in a recent financing. On November 12, 2025, the company borrowed $500,000 from two accredited investors and issued senior promissory notes with a combined original principal amount of $588,235.30, reflecting a 15% original issue discount. The notes mature on February 12, 2026 and begin accruing interest at 6% starting 30 days after issuance. Holders may choose to use the outstanding principal, accrued interest, and any securities they hold as purchase consideration in future equity, equity-linked, or debt offerings by the company.
Splash Beverage Group, Inc. (SBEV) filed a notice that it will be late in submitting its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025, citing a delay in the review by its auditor. The company expects to file the 10-Q within five calendar days of the original due date under Rule 12b-25.
Based on preliminary figures, Splash Beverage expects to report a net loss of approximately $7.0 million for the three months ended September 30, 2025, compared to a net loss of approximately $4.7 million for the same period in 2024. Operating expenses are expected to be approximately $6.6 million versus approximately $3.0 million a year earlier, mainly due to non-cash expenses from issuing warrants to management and directors and a loss on extinguishment of debt, partially offset by lower amortization of debt discount. These results remain subject to auditor review and possible revision.
Splash Beverage Group (SBEV) filed an 8‑K announcing short-term note financing and a CFO transition. On November 12, 2025, the company borrowed $500,000 from two accredited investors and issued senior promissory notes with a total original principal of $588,235.30, reflecting a 15% original issue discount. The notes mature on February 12, 2025 and begin accruing interest at 6% starting 30 days after issuance, with customary default provisions.
The notes allow holders, at their discretion, to apply outstanding principal, accrued interest, and any company securities they hold at fair value as purchase consideration if the company completes a public offering or private placement. Separately, Chief Financial Officer William Devereux will resign effective November 30, 2025.
Splash Beverage Group (SBEV) reported 2025 Annual Meeting results and a CEO transition. Stockholders elected four directors and ratified Rose, Snyder & Jacobs LLP as auditor. They approved issuing common stock above the NYSE American 19.99% Exchange Cap pursuant to outstanding convertibles (Proposal 3), the issuance of shares under the September 19, 2025 ELOC Agreement (Proposal 4), and the 2025 Equity Incentive Plan (Proposal 5). Proposal 6, a possible increase in authorized common stock to 400,000,000, was not approved.
The meeting was adjourned to November 14, 2025 to permit further solicitation of proxies for Proposal 6. Separately, Robert Nistico notified the company he will resign as Chief Executive Officer effective November 14, 2025. He will remain on the Board and work on special projects in the beverage space.
Splash Beverage Group (SBEV): Schedule 13G filed by Aida Aragon
Aida Aragon reported beneficial ownership tied to 150,000 warrants to purchase Splash Beverage Group common stock, reflecting 5.8% of the class. The warrants carry an exercise price of $0.80 per share. Aragon reports sole voting power and sole dispositive power over 150,000 and no shared power.
The ownership percentage is based on 2,414,226 shares outstanding as of October 17, 2025. The filing is on Schedule 13G, with certifications indicating the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Splash Beverage Group (SBEV): Schedule 13D filed by Thomas Butler Fore
Thomas Butler Fore reported beneficial ownership tied to 750,000 shares of common stock issuable upon exercise of five-year warrants with an exercise price of $0.80 per share. The filing states this amounts to 23.7% of the Issuer’s 2,414,226 shares outstanding as of October 17, 2025. The reporting person holds sole voting and dispositive power over these securities.
The warrants were received on July 31, 2025 and are held indirectly through TBF Holdings LLC, an entity Mr. Fore controls. The filing notes the SEC’s 60‑day rule for calculating beneficial ownership and states the purpose of the acquisition as exercising control.
Magdalene Tong filed a Schedule 13G reporting beneficial ownership in Splash Beverage Group (SBEV). The filing discloses 7.7% of the common stock class, calculated based on 2,414,226 shares outstanding as of October 17, 2025.
The reported holdings consist of 200,000 warrants to purchase common stock with an exercise price of $0.80 per share. Tong has sole voting and dispositive power over 200,000. The date of event requiring the filing is July 31, 2025. The certification states the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Splash Beverage Group (SBEV) insider Thomas Butler Fore, a Director and 10% Owner, reported acquiring warrants to purchase 750,000 shares of common stock at an exercise price of $0.80 per share on 07/31/2025. The warrants are fully vested and expire on 07/31/2030.
The filing shows 750,000 derivative securities beneficially owned following the transaction, held indirectly through TBF Holdings LLC, an entity Fore controls. The grant was approved by the Board of Directors and was stated as exempt under Rule 16b-3 of the Exchange Act.
Splash Beverage Group (SBEV) director filed a Form 3 initial statement of beneficial ownership. The filing indicates the reporting person serves as a Director and that no securities are beneficially owned as of the event date. The form was filed by one reporting person and includes an Exhibit 24 Power of Attorney. This is an administrative disclosure under Section 16 and does not reflect a transaction or change in ownership.