Welcome to our dedicated page for Splash Beverage Group SEC filings (Ticker: SBEV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Splash Beverage Group, Inc. (NYSE American: SBEV) files a range of reports and disclosure documents with the U.S. Securities and Exchange Commission that provide detailed information about its beverage-focused business, capital structure, and governance. As a smaller reporting company and emerging growth company, Splash Beverage Group submits registration statements, current reports, and periodic filings that together outline its strategy of managing brands across consumer beverage growth segments and its reliance on external capital to fund operations.
Among the key documents are S-1 registration statements, which describe the company’s business model, including its focus on incubating and acquiring beverage brands, its e-commerce platform Qplash, alcoholic beverage operations involving Chispo tequila, acquisition of water extraction rights in Costa Rica (the Water Assets), and a joint venture for adult THC and CBD beverage products. These filings also detail the company’s lack of revenue since March 2025, its financing needs for specific projects, and its consideration of strategic alternatives such as potential acquisitions.
Current reports on Form 8-K disclose material events such as private placements of secured promissory notes, issuances of convertible preferred stock and warrants, entry into equity line of credit agreements, adoption of the 2025 Equity Incentive Plan, amendments to bylaws, and changes in executive officers. Other filings, such as Form NT 10-Q, explain delays in periodic reports and provide preliminary information about expected results of operations, including anticipated net losses and operating expenses.
On Stock Titan’s SBEV filings page, users can access these SEC documents in one place, with real-time updates as new filings appear on EDGAR. AI-powered summaries help explain complex items such as S-1 registration statements, 8-K disclosures, and equity incentive plan terms in more accessible language. Investors can also review filings related to unregistered sales of equity securities, note financings, and equity line arrangements to better understand dilution, financing costs, and the company’s capital-raising approach.
For those interested in governance and shareholder matters, filings covering annual meetings, voting results, and board or officer changes provide additional context. Together, these SEC filings form a detailed record of Splash Beverage Group’s regulatory history, financing activities, and strategic direction within the consumer beverage industry.
Splash Beverage Group (SBEV) filed a Form 4 reporting an option grant to its CFO. On March 20, 2025, the officer was awarded stock options covering 15,000 shares at an exercise price of $6.04, expiring on March 20, 2030. The options were acquired at a price of $0 and are held directly.
The vesting schedule is 5,000 already vested, 5,000 vesting on March 20, 2026, and 5,000 vesting on March 20, 2027, in each case subject to continued service. The filing notes that figures give effect to a 1-for-40 reverse stock split effective March 27, 2025.
Splash Beverage Group (SBEV) reported an insider equity award. Director Justin W. Yorke received a grant of 750,000 warrants on 07/31/2025 with an exercise price of $0.80 per share. The warrants are fully vested and were approved by the Board under Rule 16b-3. They are exercisable through 07/31/2030. Following the transaction, the reporting person beneficially owned 750,000 derivative securities, held directly.
Splash Beverage Group (SBEV) filed a Form 4 reporting that President and CMO William R. Meissner acquired warrants to purchase 750,000 shares of common stock on 07/31/2025. The warrants have a $0.80 exercise price, are fully vested, became exercisable on 07/31/2025, and expire on 07/31/2030. Following the transaction, 750,000 derivative securities were beneficially owned directly. The grant was approved by the Board and is exempt under Rule 16b-3.
Splash Beverage Group, Inc. (SBEV) reported a Form 4 showing that William T. Devereux, the company's Chief Financial Officer, received a grant of 1,000,000 warrants on
Splash Beverage Group (SBEV) filed an initial Form 3 reporting William T. Devereux as an officer (Chief Financial Officer) and director. The event date is 03/20/2025. The filing states that no securities are beneficially owned by Mr. Devereux at the time of the statement. The form is executed by Mr. Devereux on 10/10/2025 and includes an Exhibit 24 power of attorney reference.
Splash Beverage Group, Inc. (SBEV) filed a definitive proxy seeking shareholder approval for seven proposals at its annual meeting. Shareholders will vote to elect four director nominees, ratify Rose, Snyder & Jacobs LLP as auditor, and approve the issuance of common stock beyond the NYSE American Exchange Cap of
Splash Beverage Group, Inc. (SBEV) is soliciting proxies for its annual meeting and asks stockholders to vote on seven proposals presented by the Board. The Board recommends electing six directors including Robert Nistico as CEO and chairman and other nominees listed. The Board asks stockholders to ratify Rose, Snyder & Jacobs LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025. The company seeks approval, under NYSE American Guide Section 713, to issue common stock in excess of 379,785 shares (19.99% of outstanding shares as of June 25, 2025) relating to outstanding convertible preferred stock, warrants and convertible promissory notes, and separately to approve issuing shares under a Securities Purchase Agreement dated September 19, 2025 (the ELOC Agreement) with C/M Capital Master Fund, LP that would permit share issuances without giving effect to the Exchange Cap. Additional proposals include approval of the 2025 Equity Incentive Plan, a possible increase in authorized common stock to 400,000,000 shares, and authority to adjourn the meeting if further solicitation is needed.
Splash Beverage Group entered into a financing deal and resolved prior legal disputes. The company raised $2.0 million in cash on September 22, 2025 by issuing secured convertible promissory notes with an aggregate principal amount of $2.2 million to two institutional investors. These notes mature on September 22, 2026, carry no interest unless there is a default, and are convertible into common stock at the lower of $1.75 per share or $0.01 above the market price on the conversion date. The notes are secured by a lien on substantially all company assets and can be prepaid at any time.
The company also signed a common stock purchase agreement that provides an equity line of credit of up to $35 million, subject to a 19.99% cap on issuances before shareholder approval and a 4.99% beneficial ownership limit for the investor, with resales depending on a future Form S-1 registration. Separately, Splash granted Copa Di Vino an exclusive U.S. license to its single-serve wine intellectual property, retaining the ability to regain full rights by paying an estimated $1.75–$2.25 million by October 4, 2025. Splash settled two lawsuits with Copa Di Vino for $673,007.13 plus 12% interest, to be repaid in monthly installments starting November 4, 2025.
Splash Beverage Group, Inc. reported an amendment to its Articles of Incorporation that was filed with the Nevada Secretary of State and became effective upon filing. The full text of the Certificate of Amendment is attached as Exhibit 3.1 and is incorporated by reference. The filing is signed on behalf of the company by Chief Executive Officer Robert Nistico. The disclosure does not describe the substance of the amendment within the text provided here, only that the amendment was filed and is attached as an exhibit.
Splash Beverage Group filed Amendment No. 1 to its definitive proxy statement for the 2025 Special Meeting, updating the "Risk Factors" and "Principal Stockholders" disclosures and furnishing the amendment to shareholders on August 8, 2025.
The company disclosed that it regained compliance with NYSE American continued listing standards after receiving two letters confirming remediation; the "BC" indicator was removed and the company was taken off the exchange's list of noncompliant issuers as of the opening of trading on July 29, 2025. The company also filed its previously delayed annual report for the fiscal year ended December 31, 2024 and its quarterly report for the period ended March 31, 2025 on July 11, 2025, resulting in removal of the "LF" indicator. As of the Record Date, there were 2,143,480 shares outstanding and the proxy includes an updated beneficial ownership table. The Special Meeting is scheduled as a virtual meeting on August 29, 2025 at 10:00 a.m. Eastern Time.