SpringBig CEO reports 3.75M common-share stake

CEO and director Andrew Jay Glashow reports direct Series A Preferred holdings convertible into 3.75 million SBIG common shares.

Rhea-AI Filing Summary

SpringBig Holdings, Inc. (SBIG) reported an initial ownership filing for Andrew Jay Glashow, who serves as both director and Chief Executive Officer. As of July 10, 2026, he holds Series A Preferred Stock directly, which is convertible into 3,750,000 shares of Common Stock on a one-for-one basis. Each share of Series A Preferred Stock automatically converts into Common Stock upon transfer by the holder or if the holder is no longer a director or employee, and there is no stated conversion price.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Glashow Andrew Jay

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Series A Preferred Stock F1	--	--	--

Holdings After Transaction: Series A Preferred Stock — 3,750,000 contracts (Direct)

Footnotes (1)

1. F1. Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

Key Figures

Underlying Common Shares: 3,750,000 shares Conversion Ratio: 1 share of Common Stock per 1 share of Series A Preferred Stock Reporting Date: July 10, 2026

3 metrics

Underlying Common Shares 3,750,000 shares Common Stock underlying Series A Preferred Stock held directly by Andrew Glashow

Conversion Ratio 1 share of Common Stock per 1 share of Series A Preferred Stock Automatic conversion terms for Series A Preferred Stock

Reporting Date July 10, 2026 Date of reported holdings for Series A Preferred Stock

Key Terms

Series A Preferred Stock, Common Stock, par value $0.0001 per share, automatically converted, par value

4 terms

Series A Preferred Stock financial

"The filing reports holdings of Series A Preferred Stock that are convertible"

Series A preferred stock is a type of ownership share in a company that gives investors certain advantages, such as priority in receiving profits or getting their money back if the company is sold or goes bankrupt. It is often issued during early funding stages to attract investors by offering more security than common shares. This stock matters to investors because it provides a safer way to invest while still holding potential for future gains.

Common Stock, par value $0.0001 per share financial

"Underlying security title is Common Stock, par value $0.0001 per share"

automatically converted financial

"Each share of Series A Preferred Stock is automatically converted into one share"

par value financial

"Common Stock, par value $0.0001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the reporting insider in SBIG’s Form 3 filing?

The reporting insider is Andrew Jay Glashow, who serves as both a director and the Chief Executive Officer of SpringBig Holdings, Inc.

How many SBIG common shares are underlying Andrew Glashow’s preferred stock?

Andrew Glashow’s Series A Preferred Stock is convertible into 3,750,000 shares of Common Stock, reflecting a one-for-one conversion into common shares of SpringBig Holdings, Inc.

What triggers conversion of SBIG’s Series A Preferred Stock held by Andrew Glashow?

Each share of Series A Preferred Stock automatically converts into one share of Common Stock upon a sale or transfer of the share by the holder or if the holder ceases to serve as a director or employee of the company.

Is there a conversion price for SBIG’s Series A Preferred Stock reported in this Form 3?

No. The filing states that there is no conversion price for the Series A Preferred Stock; each preferred share automatically converts into one share of Common Stock under the specified conditions.

Are Andrew Glashow’s SBIG preferred holdings reported as direct or indirect ownership?

The Form 3 reports Andrew Glashow’s holdings of Series A Preferred Stock as direct ownership, with the underlying 3,750,000 common shares associated with this position.

Does SBIG’s Form 3 show any recent buy or sell transactions by Andrew Glashow?

No. The Form 3 reports holdings of Series A Preferred Stock and the underlying common shares, but does not report any purchase or sale transactions in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 03:22 PM Accepted by SEC EDGAR 09/18/2026 - 03:21 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Glashow Andrew Jay

(Last) (First) (Middle)

621 NW 53RD STREET, STE. 340

(Street)

BOCA RATON FLORIDA 33487

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/10/2026

3. Issuer Name and Ticker or Trading Symbol
SBIG Holdings, Inc. [ SBIG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Preferred Stock	(1)	(1)	Common Stock, par value $0.0001 per share	3,750,000	(1)	D

Explanation of Responses:

1. Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

	/s/ Andrew Glashow	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)