SpringBig CEO granted 3.75M preferred shares

SpringBig’s CEO received 3.75 million Series A Preferred shares, convertible 1-for-1 into common stock under specified conditions.

Available on EDGAR 09/18/2026 - 03:23 PM EDT Accepted by SEC EDGAR 09/18/2026 - 03:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SpringBig Holdings, Inc. (SBIG) reported that Chief Executive Officer and director Andrew Jay Glashow received a grant of 3,750,000 shares of Series A Preferred Stock on September 16, 2026. Each preferred share is linked to one share of common stock and converts automatically upon transfer or when his service ends.

Insider Trade Summary

Grant/Award: 3,750,000 shares

Grant/Award 1 txn

Insider Glashow Andrew Jay

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Series A Preferred Stock F1	3,750,000	$0.00	$0.00

Holdings After Transaction: Series A Preferred Stock — 3,750,000 contracts (Direct)

Footnotes (1)

1. F1. Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

Key Figures

Series A Preferred shares granted: 3,750,000 shares Underlying common stock: 3,750,000 shares Post-transaction Series A Preferred holdings: 3,750,000 shares

3 metrics

Series A Preferred shares granted 3,750,000 shares Grant to CEO Andrew Jay Glashow on September 16, 2026

Underlying common stock 3,750,000 shares Each Series A Preferred share is linked to one common share

Post-transaction Series A Preferred holdings 3,750,000 shares Total Series A Preferred Stock held directly after the grant

Key Terms

Series A Preferred Stock, automatically converted, conversion price

3 terms

Series A Preferred Stock financial

"The security granted is described as Series A Preferred Stock linked to common"

Series A preferred stock is a type of ownership share in a company that gives investors certain advantages, such as priority in receiving profits or getting their money back if the company is sold or goes bankrupt. It is often issued during early funding stages to attract investors by offering more security than common shares. This stock matters to investors because it provides a safer way to invest while still holding potential for future gains.

automatically converted financial

"Each share of Series A Preferred Stock is automatically converted into one share"

conversion price financial

"There is no conversion price for the automatic conversion of preferred to common"

The conversion price is the fixed price at which a convertible security, like a bond or preferred stock, can be exchanged for shares of common stock. It acts like a set rate that determines how many shares an investor can receive if they choose to convert their investment. This helps investors understand the value and potential benefits of converting their securities into company shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SBIG report for Andrew Jay Glashow?

Andrew Jay Glashow received a grant of 3,750,000 shares of Series A Preferred Stock on September 16, 2026, as reported for SpringBig Holdings, Inc. Each preferred share is linked to one share of common stock.

How many SBIG Series A Preferred shares does the CEO hold after this transaction?

After the reported grant, Andrew Jay Glashow holds 3,750,000 shares of Series A Preferred Stock directly. The filing lists this amount as his total Series A Preferred holdings following the transaction.

What is the conversion ratio of SBIG’s Series A Preferred Stock reported in this Form 4?

Each share of Series A Preferred Stock converts into one share of common stock. The footnote states a 1-for-1 automatic conversion upon a sale or transfer of the share, or if the holder ceases to serve as a director or employee.

When will the SBIG Series A Preferred shares held by the CEO convert into common stock?

According to the disclosure, each Series A Preferred share automatically converts into one common share either upon a sale or transfer by the holder or if the holder stops serving as a director or employee of the company.

Is there a conversion price for the SBIG Series A Preferred Stock granted to the CEO?

The footnote states that there is no conversion price for the Series A Preferred Stock. Each preferred share automatically converts into one share of common stock upon the specified triggering events.

Was the SBIG CEO’s grant made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for this transaction, as the relevant affirmation checkbox is not marked.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Glashow Andrew Jay

(Last) (First) (Middle)

621 NW 53RD STREET, STE. 340

(Street)

BOCA RATON FLORIDA 33487

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SBIG Holdings, Inc. [ SBIG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Preferred Stock	(1)	09/16/2026		A		3,750,000		(1)	(1)	Common Stock, par value $0.0001 per share	3,750,000	$0	3,750,000	D

Explanation of Responses:

1. Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

	/s/ Andrew Glashow	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)