Welcome to our dedicated page for SpringBig Holdings SEC filings (Ticker: SBIG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SpringBig Holdings, Inc. filings document material-event disclosures for an emerging growth company operating an AI-powered marketing and loyalty software platform for regulated industries. Recent Form 8-K reports cover quarterly financial results, executive employment and compensation arrangements, director resignations, board composition, and related governance changes.
The company's filings also address capital-structure and obligation matters, including secured term notes, secured convertible notes, covenant compliance, notices affecting direct financial obligations, and communications with noteholders. These records frame Springbig's public-company reporting around operating results, debt obligations, governance structure, executive arrangements, and risk-related developments tied to its software business.
SpringBig Holdings, Inc. received a formal notice of default from the principal holders of its 2024 Secured Term Notes and 2024 Secured Convertible Notes, which mature in January 2027. The notice cites alleged breaches of a minimum cash covenant, consultation obligations and certain litigation-related representations, which the company disputes.
The notes permit remedies such as accelerating all unpaid principal and interest and foreclosing on company assets if an event of default is enforced. As of April 27, 2026, about $1.6 million of secured term notes and $8.2 million of secured convertible notes were outstanding, and the holders have not yet accelerated or foreclosed.
Ellis Larry C reported acquisition or exercise transactions in this Form 4 filing.
SpringBig Holdings, Inc. director Larry C. Ellis received a grant of 1,193,623 restricted stock units of Common Stock as equity compensation. The award was recorded at a price of $0.0000 per share, indicating no cash paid by Ellis for these units.
The grant vests over time: 397,874 shares on April 1, 2027, another 397,874 shares on April 1, 2028, and the remaining shares on April 1, 2029. Vesting continues only while Ellis remains in continuous service, but if a change of control is completed and he is still serving on that date, all unvested units from this grant will fully vest.
SpringBig Holdings, Inc. entered into a formal three-year Executive Employment Agreement with Chief Executive Officer Jaret Christopher, replacing his prior offer letter. The agreement sets a base salary of $450,000 and a target annual cash bonus equal to 50% of base salary, with automatic one-year renewals unless either party gives notice.
On the effective date, Christopher received 12,891,251 shares of restricted common stock, of which 8,320,939 vested immediately and the remainder will vest in equal quarterly installments over about three years, with potential accelerated vesting on certain terminations or a Change in Control. He may also receive additional cash compensation upon a qualifying termination in connection with a Change in Control and is subject to 12‑month post-employment noncompetition and nonsolicitation covenants.
The Board’s Special Purpose Committee approved director compensation for Larry Ellis, including 1,193,623 time-based RSUs vesting over three years, a one-time $60,000 cash retainer, and a $10,000 monthly retainer. The Board also approved Change in Control-related retention and phantom bonus arrangements for CFO Jason Moos and COO James Cabral, including phantom units and cash bonuses.
SpringBig Holdings, Inc. files its annual report describing a loyalty and digital marketing SaaS platform serving cannabis retailers and brands across the U.S. and Canada. The company supports about 775 clients at roughly 2,400 retail locations, sending over 600 million messages in 2025 and tracking more than $5.7 billion of client gross merchandise value through its systems.
SpringBig emphasizes subscription-based recurring revenue, data-driven analytics, and regulatory-compliant messaging under TCPA, FCC, and Canadian CRTC rules. As of June 30, 2025, non‑affiliate equity had an aggregate market value of about $1.4 million, and 48,584,437 common shares were outstanding as of March 9, 2026.
The company reports net losses of $3.2 million for 2025 and $1.9 million for 2024, working capital deficiencies of $3.5 million and $1.8 million respectively, and discloses “substantial doubt” about its ability to continue as a going concern. It highlights competition, regulatory risk around U.S. federal cannabis law, and dependence on continued legalization and client marketing spend as key risk factors.
SpringBig Holdings, Inc. disclosed that on February 5, 2026, directors Matt Sacks and Mark Silver resigned from the Board of Directors. The company states their resignations were not due to any disagreements regarding operations, policies, or practices. After these departures, the Board consists of Chairman Jaret Christopher and director Larry Ellis.
SpringBig Holdings, Inc. furnished an 8-K announcing financial results for the quarter ended September 30, 2025. The company issued a press release, incorporated as Exhibit 99.1, detailing the results.
The disclosure under Item 2.02 is being furnished, not filed, which means it is not subject to Section 18 liabilities and is not automatically incorporated by reference into other filings unless specifically noted.
SpringBig Holdings (SBIG) filed its Q3 2025 10‑Q, showing a return to profitability on tighter costs. Net revenues were $5.871 million versus $6.144 million a year ago, while gross margin improved to 74%. Operating income reached $563,000 and net income was $219,000, compared with a net loss of $554,000 last year. Adjusted EBITDA was $889,000.
Cash and cash equivalents were $1.532 million and the company reported a working capital deficit of about $2.0 million. Long‑term debt totaled $9.219 million, and Q3 interest expense was $335,000 ($976,000 year‑to‑date). Management states current liquidity is sufficient for at least the next twelve months. The quarter included completion of the ViceCRM acquisition (recording $17,000 goodwill) and a shift to a smaller office lease, lowering facilities costs. Disclosed matters include customer/vendor concentration and a PPP Loan investigation with a potential contingent loss up to $1.6 million.
SpringBig Holdings, Inc. (SBIG) — Form 3 filed by a director. The insider reported initial beneficial ownership with no securities beneficially owned as disclosed in the remarks. The filing reflects the reporting person’s status as a Director and an initial statement of holdings as of 09/24/2025.
The signature was provided by an attorney-in-fact under a Power of Attorney (Exhibit 24). No non-derivative or derivative positions were listed in the tables.