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SBIG insider Form 3 shows zero beneficial ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SpringBig Holdings, Inc. (SBIG) — Form 3 filed by a director. The insider reported initial beneficial ownership with no securities beneficially owned as disclosed in the remarks. The filing reflects the reporting person’s status as a Director and an initial statement of holdings as of 09/24/2025.

The signature was provided by an attorney-in-fact under a Power of Attorney (Exhibit 24). No non-derivative or derivative positions were listed in the tables.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ellis Larry C

(Last) (First) (Middle)
621 NW 53RD ST, SUITE 500

(Street)
BOCA RATON FL 33487

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2025
3. Issuer Name and Ticker or Trading Symbol
SpringBig Holdings, Inc. [ SBIG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24: Power of Attorney
No securities are beneficially owned.
/s/ Jason Moos, Attorney-in-Fact 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SpringBig (SBIG) disclose in this Form 3?

An insider serving as a Director filed an initial ownership report stating no securities are beneficially owned.

What is the date of event on the SBIG Form 3?

The date of event is 09/24/2025.

Does the SBIG Form 3 show any shares or options owned?

No. The remarks state No securities are beneficially owned, and the tables list no positions.

Who receives proceeds or cash in this filing?

This is an ownership disclosure filing; it does not involve cash proceeds or transactions.

What is Exhibit 24 referenced in the filing?

Exhibit 24 is a Power of Attorney authorizing the attorney-in-fact to sign the form.

Why is a Form 3 filed for SBIG?

Form 3 is the initial statement of beneficial ownership required for company insiders such as directors.
SpringBig Holdings, Inc.

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Software - Application
Technology
Link
United States
Boca Raton