SpringBig Holdings, Inc. disclosed that Jason Moos resigned as Chief Financial Officer effective June 30, 2026. He will remain an employee through July 11, 2026 and then provide transition and consulting services for a limited period.
The company states that his resignation was not due to any disagreement over operations, policies, or practices. Under a Key Employee Retention, Transition, and Resignation Agreement, Mr. Moos received a one-time payment of $50,000 and will be paid $10,000 per week for his ongoing services, including a $37,500 advance. The agreement also includes standard release, confidentiality, and restrictive covenant provisions.
SpringBig Holdings, Inc. reported a leadership change, stating that effective June 16, 2026, James Cabral ceased serving as Chief Operating Officer and is no longer employed by the company. The company specifically notes that his departure was not due to any disagreement regarding its operations, policies, or practices.
SpringBig Holdings, Inc. announced that it entered into a Separation Agreement with Chief Executive Officer and director Jaret Christopher, and his service in both roles concluded effective May 28, 2026. The company states his departure was not due to any disagreement over operations, policies, or practices.
Under the Separation Agreement, Mr. Christopher will receive continuation of his base salary and company-paid COBRA premiums for up to two months, plus an additional cash payment of $50,000, subject to a 30-day review period without rescission and compliance with the agreement. No unvested compensatory awards were accelerated, and the agreement includes a general release of claims and customary confidentiality, non-disparagement, non-solicitation, non-competition, and cooperation obligations.
SpringBig Holdings, Inc. reports that its principal noteholders have exercised key default rights under its 2024 secured notes. On May 15, 2026, the noteholders suspended SpringBig’s voting and other consensual rights over its equity in its wholly owned operating subsidiary, SpringBig Inc., and vested those rights in Shalcor Management Inc. as collateral and administrative agent.
Following this shift in control, Jaret Christopher was removed as chief executive officer and director of the operating subsidiary, with Coley Brown named interim CEO and Ivona Smith appointed as a director. The noteholders have not yet accelerated or demanded principal repayment, but SpringBig states it has limited access to the financial resources needed to continue operations and offers no assurance that further creditor actions will not occur.
AWM Investment Company, Inc. reported beneficial ownership of 4,112,572 shares of SpringBig Holdings, Inc. Common Stock, equal to 8.5% of the class. The holdings are held through three funds: 497,291 shares (CAYMAN), 1,738,902 shares (SSFQP) and 1,876,379 shares (SSPE).
The filing states AWM, as investment adviser, has sole voting and sole dispositive power over these shares. The report is signed by Adam Stettner on 05/04/2026.
SpringBig Holdings, Inc. filed an amended annual report to add detailed Part III information on directors, executive compensation, ownership and related-party transactions, without changing prior financial statements.
The filing notes non‑affiliate equity market value of $1.4 million on June 30, 2025 and 48,584,437 common shares outstanding as of March 9, 2026.
SpringBig Holdings, Inc. received a formal notice of default from the principal holders of its 2024 Secured Term Notes and 2024 Secured Convertible Notes, which mature in January 2027. The notice cites alleged breaches of a minimum cash covenant, consultation obligations and certain litigation-related representations, which the company disputes.
The notes permit remedies such as accelerating all unpaid principal and interest and foreclosing on company assets if an event of default is enforced. As of April 27, 2026, about $1.6 million of secured term notes and $8.2 million of secured convertible notes were outstanding, and the holders have not yet accelerated or foreclosed.
Ellis Larry C reported acquisition or exercise transactions in this Form 4 filing.
SpringBig Holdings, Inc. director Larry C. Ellis received a grant of 1,193,623 restricted stock units of Common Stock as equity compensation. The award was recorded at a price of $0.0000 per share, indicating no cash paid by Ellis for these units.
The grant vests over time: 397,874 shares on April 1, 2027, another 397,874 shares on April 1, 2028, and the remaining shares on April 1, 2029. Vesting continues only while Ellis remains in continuous service, but if a change of control is completed and he is still serving on that date, all unvested units from this grant will fully vest.
SpringBig Holdings, Inc. disclosed that on February 5, 2026, directors Matt Sacks and Mark Silver resigned from the Board of Directors. The company states their resignations were not due to any disagreements regarding operations, policies, or practices. After these departures, the Board consists of Chairman Jaret Christopher and director Larry Ellis.
SpringBig Holdings, Inc. furnished an 8-K announcing financial results for the quarter ended September 30, 2025. The company issued a press release, incorporated as Exhibit 99.1, detailing the results.
The disclosure under Item 2.02 is being furnished, not filed, which means it is not subject to Section 18 liabilities and is not automatically incorporated by reference into other filings unless specifically noted.