STOCK TITAN

[Form 3] LMP Capital and Income Fund, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Jeffrey Masom filed an initial Form 3 reporting his relationship to LMP Capital & Income Fund Inc. (Ticker: SCD) as an Officer with the role noted as "Director- Subadviser." The report, relating to an event dated 04/29/2025, states no securities are beneficially owned. The form was signed by Mitchell O'Brien by power of attorney on 08/27/2025.

Jeffrey Masom ha presentato un primo Form 3 che riferisce il suo rapporto con LMP Capital & Income Fund Inc. (Ticker: SCD) come Funzionario con il ruolo indicato come "Director- Subadviser". Il rapporto, relativo a un evento datato 29/04/2025, afferma nessun titolo è detenuto in modo beneficiario. Il modulo è stato firmato da Mitchell O'Brien per procura il 27/08/2025.
Jeffrey Masom presentó un Formulario 3 inicial informando su relación con LMP Capital & Income Fund Inc. (ticker: SCD) como Funcionario con el rol anotado como 'Director - Subadvisor'. El informe, relativo a un evento con fecha del 29/04/2025, indica que No posee valores de forma beneficiosa. El formulario fue firmado por Mitchell O'Brien por poder el 27/08/2025.
제프리 매솜은 LMP Capital & Income Fund Inc. (티커: SCD)와의 관계를 임원으로, 역할은 'Director- Subadviser'로 기재한 초기 양식 3(Form 3)을 제출했습니다. 보고서는 2025년 4월 29일의 이벤트에 관한 것이며 보유된 증권이 없다고 명시합니다. 양식은 2025년 8월 27일에 위임장을 통해 Mitchell O'Brien이 서명했습니다.
Jeffrey Masom a déposé un premier formulaire Form 3 indiquant sa relation avec LMP Capital & Income Fund Inc. (Ticker : SCD) en tant que Agent avec le rôle « Director- Subadviser ». Le rapport, relatif à un événement daté du 29/04/2025, indique que aucune valeur mobilière n'est détenue en effet bénéficiaire. Le formulaire a été signé par Mitchell O'Brien par procuration le 27/08/2025.
Jeffrey Masom hat ein initiales Formular 3 eingereicht, das seine Beziehung zu LMP Capital & Income Fund Inc. (Ticker: SCD) als Beauftragter mit der Rolle 'Director- Subadviser' angibt. Der Bericht, der sich auf ein am 29.04.2025 datiertes Ereignis bezieht, gibt an, dass keine Wertpapiere tatsächlich von ihm gehalten werden. Das Formular wurde am 27.08.2025 von Mitchell O'Brien mittels Vollmacht unterschrieben.
قدم جيفري ماسم نموذجاً 3 الأول يبلغ عن علاقته بـ LMP Capital & Income Fund Inc. (الرمز: SCD) كـ موظف مع الدور المُشار إليه ك"Director- Subadviser". يشير التقرير، المتعلق بحدث مؤرخ في 29/04/2025، إلى أن لا توجد أوراق مالية مملوكة بشكل مستفيد. تم توقيع النموذج من قبل Mitchell O'Brien بالوكالة في 27/08/2025.
Jeffrey Masom 提交了初始的 Form 3,报告他与 LMP Capital & Income Fund Inc.(代码:SCD)之关系为 官员,角色注明为“Director- Subadviser”。该报告涉及日期为 2025-04-29 的事件,声明 未有受益所有的证券。该表格由 Mitchell O'Brien 代署于 2025-08-27
Positive
  • None.
Negative
  • None.

Insights

TL;DR: Initial Form 3 shows the reporting person holds no shares; therefore no immediate economic stake or voting influence is declared.

The filing documents an initial Section 16 filing for an officer-level relationship with LMP Capital & Income Fund Inc. The material point is that the reporting person declared zero beneficial ownership, which means there is no disclosed equity exposure, voting power, or short-term transfer activity reported on this form. For investors, this filing is informational and does not signal purchases, sales, or changes in ownership.

TL;DR: Corporate disclosure completed for an officer; absence of holdings implies no related-party equity conflicts disclosed.

This Form 3 establishes the reporting relationship and fulfills Section 16 initial reporting obligations. The report explicitly notes the reporter's title as "Director- Subadviser" and states no securities are beneficially owned. The use of a power of attorney signature is noted. This filing is routine from a governance and compliance perspective and contains no material ownership or transaction information.

Jeffrey Masom ha presentato un primo Form 3 che riferisce il suo rapporto con LMP Capital & Income Fund Inc. (Ticker: SCD) come Funzionario con il ruolo indicato come "Director- Subadviser". Il rapporto, relativo a un evento datato 29/04/2025, afferma nessun titolo è detenuto in modo beneficiario. Il modulo è stato firmato da Mitchell O'Brien per procura il 27/08/2025.
Jeffrey Masom presentó un Formulario 3 inicial informando su relación con LMP Capital & Income Fund Inc. (ticker: SCD) como Funcionario con el rol anotado como 'Director - Subadvisor'. El informe, relativo a un evento con fecha del 29/04/2025, indica que No posee valores de forma beneficiosa. El formulario fue firmado por Mitchell O'Brien por poder el 27/08/2025.
제프리 매솜은 LMP Capital & Income Fund Inc. (티커: SCD)와의 관계를 임원으로, 역할은 'Director- Subadviser'로 기재한 초기 양식 3(Form 3)을 제출했습니다. 보고서는 2025년 4월 29일의 이벤트에 관한 것이며 보유된 증권이 없다고 명시합니다. 양식은 2025년 8월 27일에 위임장을 통해 Mitchell O'Brien이 서명했습니다.
Jeffrey Masom a déposé un premier formulaire Form 3 indiquant sa relation avec LMP Capital & Income Fund Inc. (Ticker : SCD) en tant que Agent avec le rôle « Director- Subadviser ». Le rapport, relatif à un événement daté du 29/04/2025, indique que aucune valeur mobilière n'est détenue en effet bénéficiaire. Le formulaire a été signé par Mitchell O'Brien par procuration le 27/08/2025.
Jeffrey Masom hat ein initiales Formular 3 eingereicht, das seine Beziehung zu LMP Capital & Income Fund Inc. (Ticker: SCD) als Beauftragter mit der Rolle 'Director- Subadviser' angibt. Der Bericht, der sich auf ein am 29.04.2025 datiertes Ereignis bezieht, gibt an, dass keine Wertpapiere tatsächlich von ihm gehalten werden. Das Formular wurde am 27.08.2025 von Mitchell O'Brien mittels Vollmacht unterschrieben.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Masom Jeffrey

(Last) (First) (Middle)
100 INTERNATIONAL DRIVE

(Street)
BALTIMORE MD 21202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2025
3. Issuer Name and Ticker or Trading Symbol
LMP CAPITAL & INCOME FUND INC. [ SCD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Director- Subadviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Mitchell O'Brien by Power of Attorney on behalf of Jeffrey Masom 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for SCD disclose about Jeffrey Masom's holdings?

The Form 3 states no securities are beneficially owned by Jeffrey Masom.

What role does Jeffrey Masom have at LMP Capital & Income Fund Inc. (SCD)?

The filing lists his relationship as an Officer with the descriptor "Director- Subadviser."

What is the relevant event date reported on the Form 3 for SCD?

The Date of Event Requiring Statement is 04/29/2025.

When and how was the Form 3 signed?

The document was signed by Mitchell O'Brien by power of attorney on 08/27/2025.

Does this Form 3 report any derivative or non-derivative securities for SCD?

No. The filing explicitly remarks that no securities are beneficially owned, and no securities are listed in the tables.
LMP Capital & Income

NYSE:SCD

SCD Rankings

SCD Latest News

SCD Latest SEC Filings

SCD Stock Data

263.61M
17.14M
0.02%
62.8%
0.33%
Asset Management
Financial Services
Link
United States
New York