LMP Capital & Income Fund adds new insider

Initial Form 3 identifies Brett Michael Mossman as a new reporting person for SCD, with no transactions or holdings disclosed.

Rhea-AI Filing Summary

LMP CAPITAL & INCOME FUND INC. (SCD) reports that Brett Michael Mossman has become a reporting person on an initial Form 3. He is identified as "Senior Vice President/Inv. Mgr" and is not marked as a director, officer of the issuer, or ten percent owner. The Form 3 does not list any reportable transactions or holdings for him at this time.

Key Terms

Form 3, reporting person, ten percent owner, Senior Vice President/Inv. Mgr

4 terms

Form 3 regulatory

"reports that Brett Michael Mossman has become a reporting person on an initial Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"has become a reporting person on an initial Form 3"

ten percent owner regulatory

"is not marked as a director, officer of the issuer, or ten percent owner"

Senior Vice President/Inv. Mgr financial

"He is identified as "Senior Vice President/Inv. Mgr""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 filing report for LMP CAPITAL & INCOME FUND INC. (SCD)?

The Form 3 identifies Brett Michael Mossman as a new reporting person for LMP CAPITAL & INCOME FUND INC., noting his role as Senior Vice President/Investment Manager, and shows no reportable transactions or holdings as of the filing.

Who is the reporting person named in SCD’s Form 3?

The reporting person is Brett Michael Mossman, described in the filing as "Senior Vice President/Inv. Mgr." He is not checked as a director, officer of the issuer, or ten percent owner, but is listed under the "other" relationship category.

Does the SCD Form 3 show any stock purchases or sales by Brett Michael Mossman?

No. The transaction summary in the Form 3 reports zero buy, sell, acquisition, or disposition transactions and shows no derivative transactions for Brett Michael Mossman.

Are any securities holdings reported for Brett Michael Mossman in this SCD Form 3?

No holdings are listed. The filing’s summary shows no holding entries and an overall net buy/sell direction of "neutral," indicating no positions are reported on this initial statement.

Is Brett Michael Mossman a ten percent owner of SCD according to this Form 3?

According to the Form 3, the box for ten percent owner is not checked for Brett Michael Mossman. He is instead identified in the "other" category as a Senior Vice President/Investment Manager.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/11/2026 - 01:18 PM EDT Accepted by SEC EDGAR 09/11/2026 - 01:18 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mossman Brett Michael

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
LMP CAPITAL & INCOME FUND INC. [ SCD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President/Inv. Mgr

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Brett M. Mossman	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)