SCD insider files routine Form 3 with no trades

LMP CAPITAL & INCOME FUND INC. insider John Haller filed an initial Form 3 reporting his status as a director/COO of a subadviser to the fund.

Rhea-AI Filing Summary

LMP CAPITAL & INCOME FUND INC. insider John Haller filed an initial Form 3 reporting his status as a director/COO of a subadviser to the fund. The filing lists no common stock or derivative transactions, making this a routine ownership disclosure without reported trades.

Key Terms

Form 3, Dir./COO-Subadviser, is_ten_percent_owner

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Dir./COO-Subadviser financial

""other": "Dir./COO-Subadviser""

is_ten_percent_owner regulatory

""is_ten_percent_owner": 0,"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does John Haller's Form 3 filing for SCD show?

John Haller’s Form 3 for SCD reports his status as a director/COO of a subadviser to LMP Capital & Income Fund Inc. The filing lists no reported transactions in common stock or derivatives, serving as a baseline ownership disclosure.

Does the SCD Form 3 for John Haller report any share purchases or sales?

The Form 3 for John Haller reports no share purchases or sales. Transaction counts for buys, sells, exercises, gifts, tax withholding, and restructurings are all zero, indicating no trading activity is being disclosed in this filing.

What is John Haller’s reported role in relation to LMP Capital & Income Fund Inc. (SCD)?

John Haller is identified as “Dir./COO-Subadviser” in relation to LMP Capital & Income Fund Inc. This indicates he is a director and chief operating officer of a subadviser connected to the fund, rather than an officer or ten percent owner of the fund itself.

Are there any derivative securities reported in John Haller’s SCD Form 3?

No derivative securities are reported in John Haller’s Form 3 for SCD. The derivative summary is empty and derivativeTransactionCount is zero, meaning the filing does not disclose options, warrants, or other derivative positions for this reporting person.

Does the SCD Form 3 indicate that John Haller is a ten percent owner?

The Form 3 indicates John Haller is not a ten percent owner of LMP Capital & Income Fund Inc. The is_ten_percent_owner field is set to zero, while his relationship is instead described through his Dir./COO-Subadviser role.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 12:35 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Haller John

(Last) (First) (Middle)

CLEARBRIDGE INVESTMENTS

ONE MADISON AVENUE

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
LMP CAPITAL & INCOME FUND INC. [ SCD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Dir./COO-Subadviser

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney on behalf of John Haller	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)