STOCK TITAN

Insider Kim Stout files Form 3 for LMP Capital & Income (SCD)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LMP CAPITAL & INCOME FUND INC. submitted an initial insider ownership report for Kim Stout, identified as CCO/Subadviser. This Form 3 filing lists Stout as a reporting person but does not show any stock purchases, sales, or derivative transactions. It functions as a baseline disclosure of insider status rather than a record of trading activity.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Stout Kim

(Last)(First)(Middle)
WESTERN ASSET MANAGEMENT COMPANY, LLC
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025
3. Issuer Name and Ticker or Trading Symbol
LMP CAPITAL & INCOME FUND INC. [ SCD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
CCO/Subadviser
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Kim Stout04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 for SCD and Kim Stout show?

The Form 3 identifies Kim Stout as a reporting person for LMP Capital & Income Fund Inc. It is an initial ownership report and, in this case, does not list any purchases, sales, or derivative positions for the insider.

Were any SCD shares bought or sold in this Form 3 filing?

No, this Form 3 does not report any stock purchases or sales. The transaction summary shows zero buy, sell, gift, exercise, or other transactions, indicating it is purely an initial ownership disclosure without trading activity.

What role does Kim Stout have in relation to SCD?

Kim Stout is described as "CCO/Subadviser" in relation to LMP Capital & Income Fund Inc. This role information appears in the reporting person details and explains why Stout is subject to insider ownership reporting requirements on Form 3.

Does this SCD Form 3 include any derivative securities?

No, the filing shows no derivative positions for Kim Stout. The derivative summary is empty, and counts for derivative transactions, exercises, gifts, tax withholding, and restructurings are all zero, reinforcing that this is a straightforward baseline filing.

Is this SCD Form 3 a routine insider ownership filing?

Yes, it appears to be a routine initial ownership statement. The report identifies Kim Stout as a CCO/Subadviser reporting person and shows no transactions or holdings details, which is consistent with a straightforward administrative disclosure under insider reporting rules.