Insider Kim Stout files Form 3 for LMP Capital & Income (SCD)
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
LMP CAPITAL & INCOME FUND INC. submitted an initial insider ownership report for Kim Stout, identified as CCO/Subadviser. This Form 3 filing lists Stout as a reporting person but does not show any stock purchases, sales, or derivative transactions. It functions as a baseline disclosure of insider status rather than a record of trading activity.
Positive
- None.
Negative
- None.
FAQ
What does the Form 3 for SCD and Kim Stout show?
The Form 3 identifies Kim Stout as a reporting person for LMP Capital & Income Fund Inc. It is an initial ownership report and, in this case, does not list any purchases, sales, or derivative positions for the insider.
What role does Kim Stout have in relation to SCD?
Kim Stout is described as "CCO/Subadviser" in relation to LMP Capital & Income Fund Inc. This role information appears in the reporting person details and explains why Stout is subject to insider ownership reporting requirements on Form 3.
Does this SCD Form 3 include any derivative securities?
No, the filing shows no derivative positions for Kim Stout. The derivative summary is empty, and counts for derivative transactions, exercises, gifts, tax withholding, and restructurings are all zero, reinforcing that this is a straightforward baseline filing.
Is this SCD Form 3 a routine insider ownership filing?
Yes, it appears to be a routine initial ownership statement. The report identifies Kim Stout as a CCO/Subadviser reporting person and shows no transactions or holdings details, which is consistent with a straightforward administrative disclosure under insider reporting rules.