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LMP Capital & Income Fund (SCD) manager files Form 3 with zero beneficial ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LMP Capital & Income Fund Inc. insider filing shows no holdings. Manager/Investment Manager Brian Eakes filed an initial ownership report stating that no securities of LMP Capital & Income Fund Inc. (SCD) are beneficially owned. This Form 3 indicates that, as of the event date of January 1, 2026, there are no non-derivative or derivative securities of the fund reported under his beneficial ownership.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Eakes Brian

(Last) (First) (Middle)
C/O FRANKLIN TEMPLETON
ONE MADISON AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
LMP CAPITAL & INCOME FUND INC. [ SCD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Manager/Investment Manager
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
Mitchell O'Brien by Power of Attorney on behalf of Brian Eakes 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for LMP Capital & Income Fund Inc. (SCD) report?

The Form 3 reports that Manager/Investment Manager Brian Eakes currently has no beneficial ownership of any securities of LMP Capital & Income Fund Inc. (SCD).

Who is the reporting person in the SCD Form 3 filing?

The reporting person is Brian Eakes, identified with the relationship of Manager/Investment Manager to LMP Capital & Income Fund Inc.

Are any LMP Capital & Income Fund Inc. (SCD) shares or options reported as owned?

No. The filing explicitly states in the remarks section that no securities are beneficially owned, and both non-derivative and derivative tables show no holdings.

What is the event date for this LMP Capital & Income Fund Inc. (SCD) Form 3?

The date of the event requiring this initial ownership statement is January 1, 2026.

Is this SCD Form 3 filed by one or multiple reporting persons?

The document is marked as Form filed by One Reporting Person, referring to Brian Eakes.

Does the SCD Form 3 indicate that the reporting person is a director or 10% owner?

No. The filing does not check the boxes for Director or 10% Owner. It only identifies the relationship as Manager/Investment Manager.

LMP Capital & Income

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