Raymond James discloses 4.2% of LMP Capital & Income Fund
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary
Raymond James Financial Services Advisors, Inc. filed Amendment No. 3 to Schedule 13G reporting beneficial ownership in LMP Capital & Income Fund Inc. (SCD).
The firm reports 725,860.33 shares beneficially owned, representing 4.2% of the class, as of September 30, 2025. It has sole dispositive power over 725,860.33 shares and no voting power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
The position is disclosed under the institutional categories of broker-dealer and investment adviser and reflects ownership of 5 percent or less of the class.
Positive
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Negative
- None.
FAQ
What stake in SCD did Raymond James disclose?
Raymond James reported 725,860.33 shares, representing 4.2% of SCD’s common stock.
What is the event date for this ownership report for SCD?
The date of event is September 30, 2025.
What type of filing did Raymond James submit for SCD?
An Amendment No. 3 to Schedule 13G disclosing beneficial ownership.
Under what classifications is Raymond James filing?
The filer is classified as a broker-dealer (BD) and investment adviser (IA).
Did the filing indicate an intent to influence control of SCD?
No. It certifies the shares were acquired and held in the ordinary course, not to influence control.
Is Raymond James’ position above the 5% threshold?
No. The filing states ownership of 5 percent or less of the class.