Schwab director plans sale of 9,175 gifted shares

SCHWAB CHARLES CORP (SCHW) director Carolyn Schwab Pomerantz filed a notice of proposed sale under Rule 144 covering 9,175 shares of common stock of The Charles Schwab Corporation.

Rhea-AI Filing Summary

SCHWAB CHARLES CORP (SCHW) director Carolyn Schwab Pomerantz filed a notice of proposed sale under Rule 144 covering 9,175 shares of common stock of The Charles Schwab Corporation. The shares to be sold were acquired on February 14, 2022 as a gift from Charles R. Schwab.

The notice also lists prior Rule 144 sales of Schwab common stock by Carolyn Schwab Pomerantz during the past three months, including transactions on July 28, 2026, August 4, 2026, and August 5, 2026, each involving tens of thousands of shares and multi-million dollar aggregate sale values.

Key Figures

Shares to be sold under Rule 144: 9,175 shares Prior sale on July 28, 2026: 22,650 shares for $2,394,400.00 Prior sale on August 4, 2026: 22,640 shares for $2,408,035.00 +2 more

5 metrics

Shares to be sold under Rule 144 9,175 shares Common stock of The Charles Schwab Corporation covered by the current notice

Prior sale on July 28, 2026 22,650 shares for $2,394,400.00 Common stock sold by Carolyn Schwab Pomerantz during the past 3 months

Prior sale on August 4, 2026 22,640 shares for $2,408,035.00 Common stock sold by Carolyn Schwab Pomerantz during the past 3 months

Prior sale on August 5, 2026 18,561 shares for $1,999,016.00 Common stock sold by Carolyn Schwab Pomerantz during the past 3 months

Date of Notice August 26, 2026 Filing date of the Form 144 notice of proposed sale

Key Terms

Rule 144, Form 144, gift, trustee, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

gift financial

"COMMON | 02/14/2022 | GIFT | CHARLES R SCHWAB"

trustee financial

"FULL ACCOUN TITLE: CAROLYN SCHWAB POMERANTZ TTEE THE POMERANTZ REV. TRUST"

A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

revocable trust financial

"THE POMERANTZ REV. TRUST,WSP DTD 06/24/02"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for SCHW regarding Carolyn Schwab Pomerantz?

The filing discloses that Carolyn Schwab Pomerantz, a director of The Charles Schwab Corporation, intends to sell 9,175 shares of Schwab common stock under Rule 144. These shares were received as a gift from Charles R. Schwab on February 14, 2022.

How many SCHW shares are covered by this new Rule 144 notice?

The notice covers 9,175 shares of The Charles Schwab Corporation common stock. This amount appears in the section describing the securities to be sold in connection with the Rule 144 notice filed by Carolyn Schwab Pomerantz.

How were the SCHW shares to be sold by Carolyn Schwab Pomerantz acquired?

The 9,175 shares of SCHW common stock covered by this notice were acquired as a gift from Charles R. Schwab on February 14, 2022, as indicated in the securities-to-be-sold section of the filing.

What prior SCHW stock sales by Carolyn Schwab Pomerantz are disclosed in this Form 144?

The filing lists prior sales of SCHW common stock in the past three months: 22,650 shares on July 28, 2026 for $2,394,400.00, 22,640 shares on August 4, 2026 for $2,408,035.00, and 18,561 shares on August 5, 2026 for $1,999,016.00.

In what capacity is Carolyn Schwab Pomerantz holding the SCHW shares mentioned in the filing?

The remarks state that the full account title is “CAROLYN SCHWAB POMERANTZ TTEE THE POMERANTZ REV. TRUST, WSP DTD 06/24/02”, indicating the shares relate to a revocable trust for which she is trustee.

On what date was the Form 144 notice for SCHW filed by Carolyn Schwab Pomerantz?

The date of notice is listed as August 26, 2026. This is the filing date of the Form 144 covering the proposed sale of 9,175 shares of The Charles Schwab Corporation common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 03:13 PM EDT Accepted by SEC EDGAR 08/26/2026 - 03:12 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001950787
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SCHWAB CHARLES CORP
SEC File Number	001-09700
Address of Issuer	3000 SCHWAB WAY WESTLAKE TEXAS 76262
Phone	817-859-5000
Name of Person for Whose Account the Securities are To Be Sold	Schwab-Pomerantz Carolyn
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	9175	1002397.00	1729335714	08/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/14/2022	GIFT	CHARLES R SCHWAB		11/26/1986	9175	02/14/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CAROLYN SCHWAB POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	07/28/2026	22650	2394400.00
CAROLYN SCHWAB POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	08/04/2026	22640	2408035.00
CAROLYN SCHWAB POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	08/05/2026	18561	1999016.00

144: Remarks and Signature

Remarks	FULL ACCOUN TITLE: CAROLYN SCHWAB POMERANTZ TTEE THE POMERANTZ REV. TRUST,WSP DTD 06/24/02
Date of Notice	08/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Carolyn Schwab Pomerantz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)