Schwab exec plans $1.77M stock sale in 2026

SCHWAB CHARLES CORP (SCHW) received a Form 144 notice from officer Neesha Hathi for a proposed sale of up to 16,354 shares of common stock, expected on or about 08/28/2026 via stock option exercise and sale.

Rhea-AI Filing Summary

SCHWAB CHARLES CORP (SCHW) received a Form 144 notice from officer Neesha Hathi for a proposed sale of up to 16,354 shares of common stock, expected on or about 08/28/2026 via stock option exercise and sale. The filing lists an aggregate market value of $1,769,502 and states that 1,729,335,714 shares of common stock are outstanding.

Key Figures

Shares to be sold: 16,354 shares of common stock Aggregate market value: $1,769,502.00 Shares outstanding: 1,729,335,714 shares +2 more

5 metrics

Shares to be sold 16,354 shares of common stock Proposed sale by officer Neesha Hathi under Rule 144

Aggregate market value $1,769,502.00 Value of 16,354 shares of Charles Schwab common stock in the proposed sale

Shares outstanding 1,729,335,714 shares Common stock of Charles Schwab outstanding as referenced in the notice

Proposed sale date 08/28/2026 Date associated with the proposed Rule 144 sale of common shares

Issuer phone 817-859-5000 Contact phone number for Charles Schwab Corporation

Key Terms

Rule 144, Form 144, stock options, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock options financial

"STOCK OPTIONS EX/SELL"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

aggregate market value financial

"1769502.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for SCHW by Neesha Hathi disclose?

It discloses a proposed sale by officer Neesha Hathi of up to 16,354 shares of Charles Schwab common stock, to be effected through stock options exercise and sale around 08/28/2026, with an indicated aggregate market value of $1,769,502.

How many SCHW shares are covered by Neesha Hathi’s Form 144?

The notice covers up to 16,354 shares of Charles Schwab common stock. The shares are noted under the method “STOCK OPTIONS EX/SELL,” indicating they are tied to stock option exercise and sale in the proposed transaction dated 08/28/2026.

What is the aggregate market value of the SCHW shares in this Form 144?

The Form 144 lists an aggregate market value of approximately $1,769,502.00 for the 16,354 shares of Charles Schwab common stock proposed to be sold by officer Neesha Hathi under Rule 144.

How many Charles Schwab (SCHW) shares are outstanding according to this filing?

The filing states that 1,729,335,714 shares of Charles Schwab common stock are outstanding. This figure provides context for the relative size of the 16,354-share proposed sale under Rule 144.

When is the proposed sale date for the SCHW shares in this Form 144?

The proposed sale date for the 16,354 shares of Charles Schwab common stock is listed as 08/28/2026. The same date appears in both the general securities information and the “Securities To Be Sold” section of the notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 10:06 AM EDT Accepted by SEC EDGAR 08/28/2026 - 10:05 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001879974
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SCHWAB CHARLES CORP
SEC File Number	001-09700
Address of Issuer	3000 SCHWAB WAY WESTLAKE TEXAS 76262
Phone	817-859-5000
Name of Person for Whose Account the Securities are To Be Sold	Hathi Neesha
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	16354	1769502.00	1729335714	08/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	08/28/2026	STOCK OPTIONS EX/SELL	ISSUER			16354	08/28/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	FULL ACCOUN TITLE: A FRITZ & N HATHI TTEE ADAM FISCHER FRITZ AND NEESHA K. HATHI REVOCABLE TRUST
Date of Notice	08/28/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Neesha Hathi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)