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Schwab (NYSE: SCHW) officer lines up 16,354-share sale for 2026

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

SCHWAB CHARLES CORP (SCHW) received a Form 144 notice from officer Neesha Hathi for a proposed sale of up to 16,354 shares of common stock, expected on or about 08/28/2026 via stock option exercise and sale. The filing lists an aggregate market value of $1,769,502 and states that 1,729,335,714 shares of common stock are outstanding.

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Shares to be sold 16,354 shares of common stock Proposed sale by officer Neesha Hathi under Rule 144
Aggregate market value $1,769,502.00 Value of 16,354 shares of Charles Schwab common stock in the proposed sale
Shares outstanding 1,729,335,714 shares Common stock of Charles Schwab outstanding as referenced in the notice
Proposed sale date 08/28/2026 Date associated with the proposed Rule 144 sale of common shares
Issuer phone 817-859-5000 Contact phone number for Charles Schwab Corporation
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Form 144 regulatory
"144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
stock options financial
"STOCK OPTIONS EX/SELL"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
aggregate market value financial
"1769502.00"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What does the Form 144 filing for SCHW by Neesha Hathi disclose?
It discloses a proposed sale by officer Neesha Hathi of up to 16,354 shares of Charles Schwab common stock, to be effected through stock options exercise and sale around 08/28/2026, with an indicated aggregate market value of $1,769,502.

How many SCHW shares are covered by Neesha Hathi’s Form 144?
The notice covers up to 16,354 shares of Charles Schwab common stock. The shares are noted under the method “STOCK OPTIONS EX/SELL,” indicating they are tied to stock option exercise and sale in the proposed transaction dated 08/28/2026.

What is the aggregate market value of the SCHW shares in this Form 144?
The Form 144 lists an aggregate market value of approximately $1,769,502.00 for the 16,354 shares of Charles Schwab common stock proposed to be sold by officer Neesha Hathi under Rule 144.

How many Charles Schwab (SCHW) shares are outstanding according to this filing?
The filing states that 1,729,335,714 shares of Charles Schwab common stock are outstanding. This figure provides context for the relative size of the 16,354-share proposed sale under Rule 144.

When is the proposed sale date for the SCHW shares in this Form 144?
The proposed sale date for the 16,354 shares of Charles Schwab common stock is listed as 08/28/2026. The same date appears in both the general securities information and the “Securities To Be Sold” section of the notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR