Charles R. Schwab (NYSE: SCHW) plans $10M stock sale

Rhea-AI Filing Summary

The Charles Schwab Corporation stockholder Charles R. Schwab has filed a notice to sell 96,625 shares of common stock, with an aggregate market value of $10,000,688, through The Charles Schwab Corporation as broker on or about February 3, 2026 on the NYSE.

The shares to be sold were originally acquired on March 31, 1987 in a leveraged buyout from the issuer. In the past three months, Charles R. Schwab has already sold additional common shares, including 134,895 shares on January 26, 2026, 71,437 shares on January 28, 2026, and 146,560 shares on January 29, 2026, for total disclosed gross proceeds of more than $36 million.

By signing the notice, the seller represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	96625	10000688.00	1776936770	02/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			96625	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/26/2026	134895	13905834.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/28/2026	71437	7372778.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/29/2026	146560	15119854.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Charles Schwab (SCHW) shares does Charles R. Schwab plan to sell?

Charles R. Schwab plans to sell 96,625 shares of The Charles Schwab Corporation common stock. The filing lists an aggregate market value of $10,000,688 for this planned sale, with the transaction expected to occur on or about February 3, 2026 on the NYSE.

What recent Charles Schwab (SCHW) stock sales has Charles R. Schwab made?

The notice shows three recent sales of Charles Schwab common stock. Charles R. Schwab sold 134,895 shares on January 26, 2026, 71,437 shares on January 28, 2026, and 146,560 shares on January 29, 2026, generating gross proceeds of $13,905,834, $7,372,778, and $15,119,854, respectively.

When and how were the Charles Schwab (SCHW) shares being sold originally acquired?

The 96,625 Charles Schwab common shares covered by this notice were acquired on March 31, 1987. The filing describes the acquisition as a leveraged buyout transaction from the issuer, with the same date listed for both acquisition and payment of the purchase consideration.

Which broker and exchange are used for the planned Charles Schwab (SCHW) share sale?

The planned sale will be executed through The Charles Schwab Corporation as broker. The filing specifies that the common shares are listed for trading on the NYSE, and identifies the NYSE as the securities exchange for the approximate February 3, 2026 sale date.

What market value is assigned to Charles R. Schwab’s planned Charles Schwab (SCHW) sale?

The notice assigns an aggregate market value of $10,000,688 to the 96,625 Charles Schwab common shares to be sold. This figure reflects the value of the proposed transaction as of the time of the filing and is used in the Rule 144 disclosure table.

Does the Rule 144 notice for Charles Schwab (SCHW) include any representation about undisclosed adverse information?

Yes. The signing party represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. This representation is part of the standard certification language included in the Rule 144 notice.