[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

The Charles Schwab Corporation (SCHW) Form 144 notifies the planned sale of 13,216 common shares on 08/28/2025 through The Charles Schwab Corporation as broker on the NYSE, with an aggregate market value of $1,309,865.00. The filing states these shares were acquired on 08/28/2025 via various stock option exercises and sales, and payment was completed on that date. The filer previously sold 3,296 shares on 08/27/2025 for $320,305.00. Outstanding shares are listed as 1,815,219,300, showing the planned sale represents a de minimis fraction of total shares.

Positive

• Clear disclosure of the proposed sale, including exact share counts, dates, broker, and aggregate market value
• Compliance with Rule 144 requirements by reporting acquisition method (stock option exercise) and prior three-month sale
• Transaction size is de minimis relative to the reported 1,815,219,300 shares outstanding (approximately 0.00073%)

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Form 144 discloses an insider sale following option exercises; it fulfills Rule 144 notice requirements and shows transparency.

The filing documents a proposed sale of 13,216 common shares on 08/28/2025, acquired the same day through stock option exercises and sales, with the broker listed as The Charles Schwab Corporation and execution on the NYSE. The notice also reports a recent sale of 3,296 shares on 08/27/2025 for $320,305.00. From a compliance perspective, the form provides required details about acquisition, sale dates, amounts, and broker, supporting adherence to Rule 144 disclosure obligations.

Equity Capital Markets Specialist

TL;DR: The disclosed sale is immaterial relative to outstanding shares and unlikely to affect market supply materially.

With 1,815,219,300 shares outstanding, the 13,216-share proposed sale equals roughly 0.00073% of the float (calculated from the provided figures). The aggregate value reported is $1,309,865.00. Such small, scheduled insider sales after option exercises are routine and generally not market-moving. The filing's specificity—dates, amounts, broker, and prior three-month sale—aligns with market transparency expectations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	13216	1309865.00	1815219300	08/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	08/28/2025	VARIOUS STOCK OPTION EXERCISE & SELLS	ISSUER			13216	08/28/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jonathan Beatty 3000 Schwab Way Westlake TX 76262	COMMON	08/27/2025	3296	320305.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for SCHW disclose?

The form discloses a proposed sale of 13,216 common shares on 08/28/2025, acquired via stock option exercises, with an aggregate market value of $1,309,865.00.

Who is the broker handling the proposed sale for SCHW?

The broker listed is The Charles Schwab Corporation, 3000 Schwab Way, Westlake TX 76262 and the planned sale is to occur on the NYSE.

Has the filer sold SCHW shares recently?

Yes; the document reports a prior sale of 3,296 common shares on 08/27/2025 for $320,305.00.

How material is the proposed insider sale to SCHW's outstanding shares?

Based on the filing's figures, 13,216 shares represent about 0.00073% of the 1,815,219,300 shares outstanding, indicating an immaterial impact on total share supply.

How were the shares being sold acquired according to the filing?

The shares were acquired on 08/28/2025 through various stock option exercises and sells, with the issuer named as the source.