[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 filing for The Charles Schwab Corporation (SCHW) reports a proposed sale of 3,296 common shares by the reporting person, acquired as restricted stock units on 03/01/2023 (and noted RSUs also from 03/01/2024). The filing lists an aggregate market value of $320,305 for the shares and shows approximately 1,815,219,300 shares outstanding for the issuer. The broker is listed as The Charles Schwab Corporation, Westlake TX and the approximate sale date is 08/27/2025 on the NYSE. The filer also disclosed a recent sale on 05/30/2025 of 2,850 shares for gross proceeds of $249,572. The signer affirms they are not aware of any material nonpublic information about the issuer.

Positive

• Filing appears compliant with Rule 144 requirements, providing acquisition dates, broker, planned sale date and recent prior sales.
• Filer attests there is no known material nonpublic information, which is a standard and important disclosure representation.

Negative

• None.

Insights

Securities Analyst

Routine insider sale of a small position; unlikely to be material to SCHW equity.

The filing documents a Rule 144 notice for 3,296 shares, acquired via RSUs, with an indicated market value of $320,305 against ~1.82 billion shares outstanding, implying the position is de minimis relative to market capitalization. A prior transaction of 2,850 shares for $249,572 on 05/30/2025 is disclosed, showing recent liquidity activity by the holder. There is no accompanying financial performance data or indication of undisclosed material information; the filer attests to the absence of such information. For investors, this disclosure is procedural and does not by itself signal company-level financial change.

Corporate Governance Expert

Compliance-focused filing that satisfies disclosure requirements; governance implications are limited.

The notice appears to meet Rule 144 disclosure norms: it identifies acquisition dates, nature of acquisition (RSUs), broker, planned sale date, and recent prior sales. The signer includes the standard representation regarding material nonpublic information, reinforcing procedural compliance. No departures from expected governance practices are evident in the filing text provided. Impact on shareholder governance or control is negligible given the small number of shares relative to total outstanding shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	3296	320305.00	1815219300	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	03/01/2023	RSU'S ACQUIRED ON: 3/1/23 & 3/1/24	ISSUER			3296	03/01/2023	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jonathan Beatty 3000 Schwab Way Westlake TX 76262	COMMON	05/30/2025	2850	249572.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

Who is the reporting person in the SCHW Form 144 filing?

The filing lists Jonathan Beatty as the person associated with the sales and provides an address at 3000 Schwab Way, Westlake TX.

How many SCHW shares does the Form 144 propose to sell and what is their market value?

The notice proposes sale of 3,296 common shares with an aggregate market value of $320,305.

When were the shares being sold acquired?

The shares were acquired as RSUs with acquisition dates noted as 03/01/2023 (and RSUs also referenced on 03/01/2024).

Was there a recent prior sale disclosed in the filing?

Yes. The filing discloses a sale on 05/30/2025 of 2,850 shares for gross proceeds of $249,572.

On which exchange and what approximate date is the proposed sale planned?

The planned sale is listed for the NYSE with an approximate date of 08/27/2025.