[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

The Charles Schwab Corporation (SCHW) Form 144 notifies the market that Carolyn S. Pomerantz intends to sell 13,542 shares of common stock, scheduled approximately for 08/25/2025 on the NYSE with an aggregate market value shown as $1,302,009.00. The shares were acquired as a gift from Charles R. Schwab on 02/14/2022; the donor originally acquired the stock on 11/26/1986.

The filing also discloses three prior sales by the same seller in the past three months: 24,000 shares sold on each of 06/05/2025, 07/03/2025, and 08/07/2025 with gross proceeds of $2,093,956, $2,198,154, and $2,320,656 respectively. The filer certifies no undisclosed material adverse information.

Positive

• Full compliance disclosure under Rule 144, providing transparency on proposed insider-related sale
• Acquisition provenance provided (gift from Charles R. Schwab, donor acquisition date 11/26/1986), showing clear chain of title

Negative

• Multiple recent sales by the same seller in the past three months (72,000 shares total) could increase share supply and attract investor attention
• Proposed sale value (~$1.3 million) adds to recent sizable disposals, which may be interpreted by some market participants as increased insider sell activity

Insights

Securities Analyst

TL;DR: Routine Form 144 disclosing proposed sale by an insider-related holder; recent multiple sales increase monitoring interest.

The filing is a standard disclosure of an intended sale under Rule 144 by Carolyn S. Pomerantz of 13,542 SCHW shares valued at roughly $1.3 million for a scheduled sale date of 08/25/2025. Material context includes three prior sales in the past three months totaling 72,000 shares with combined gross proceeds of about $6.6 million, which may be relevant to supply/demand near-term but are disclosed as routine compliance activity. No earnings, guidance, or operational details are included in the filing.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure showing transfers and sales from a holder with historical family linkage to founder; no governance red flags in form text.

The submission documents that the shares to be sold were received as a gift from Charles R. Schwab in 2022, indicating familial or related-party transfer history; donor acquisition date is 11/26/1986. The signer affirms absence of undisclosed material adverse information. The filing does not allege any regulatory action, executive change, or internal governance event, so it reads as a procedural trading notice rather than a governance disclosure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	13542	1302009.00	1815219300	08/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/14/2022	GIFT	CHARLES R SCHWAB		11/26/1986	13542	02/14/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	06/05/2025	24000	2093956.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	07/03/2025	24000	2198154.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	08/07/2025	24000	2320656.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

Who is selling SCHW shares according to this Form 144?

The filing shows Carolyn S. Pomerantz as the person for whose account the securities are to be sold.

How many SCHW shares are proposed for sale and when?

The Form 144 proposes sale of 13,542 common shares with an approximate sale date of 08/25/2025 on the NYSE.

What is the reported aggregate market value of the proposed sale?

The aggregate market value reported for the 13,542 shares is $1,302,009.00.

How were the shares acquired by the seller?

The shares were acquired as a gift from Charles R. Schwab on 02/14/2022; the donor acquired them on 11/26/1986.

Has the seller recently sold other SCHW shares?

Yes. The filing lists three sales in the past three months: 24,000 shares on 06/05/2025, 24,000 on 07/03/2025, and 24,000 on 08/07/2025 with gross proceeds of $2,093,956, $2,198,154, and $2,320,656 respectively.