What other SCHW share holdings are reported for Carolyn Schwab-Pomerantz?

Beyond the trust position, reported holdings include 11,226 SCHW shares held directly, 436,149 shares held indirectly “by Spouse as Trustee,” and 2,798 shares held indirectly “by LLC.”

Schwab (NYSE: SCHW) director's trust trims stake, still holds 1.32M shares

Q: What insider transaction did SCHW director Carolyn Schwab-Pomerantz report?

Carolyn Schwab-Pomerantz reported an indirect sale of 9,175 SCHW common shares on August 26, 2026. The sale was executed by a trust associated with her at a weighted average price of $109.2531 per share.

Q: At what price were the SCHW shares sold in the reported Form 4 transaction?

The 9,175 SCHW shares were sold at a weighted average price of $109.2531 per share. A footnote explains the trades occurred in multiple lots between $109.22 and $109.36 per share.

Q: Was the SCHW insider sale by Carolyn Schwab-Pomerantz under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan (aff_10b5_one is false), and the footnote describes only price ranges and trade detail, not a Rule 10b5-1 plan.

Filing Impact

(High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

SCHWAB CHARLES CORP (SCHW) director Carolyn Schwab-Pomerantz reported an indirect sale of 9,175 common shares on August 26, 2026, at a weighted average price of $109.2531 per share by a trust. After this sale, that trust holds 1,323,161.6599 shares, alongside additional reported direct and other indirect holdings.

Insights

Analyzing...

Insider Trade Summary

Net Seller: 9,175 shares

Net Sell 4 txns

Insider Schwab-Pomerantz Carolyn

Role Director

Sold 9,175 shs ($1.00M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	9,175	$109.2531	$1.00M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,323,161.6599 shares (Indirect, by Trust); Common Stock — 11,226 shares (Direct); Common Stock — 436,149 shares (Indirect, by Spouse as Trustee); Common Stock — 2,798 shares (Indirect, by LLC)

Footnotes (1)

F1. This transaction was executed in multiple trades at prices ranging from $109.22 to $109.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Key Figures

Shares sold: 9,175 shares Weighted average sale price: $109.2531 per share Trust holdings after transaction: 1,323,161.6599 shares +3 more

6 metrics

Shares sold 9,175 shares Common Stock sold indirectly by trust on August 26, 2026

Weighted average sale price $109.2531 per share Sale of 9,175 shares executed in multiple trades between $109.22 and $109.36

Trust holdings after transaction 1,323,161.6599 shares Indirect ownership by Trust following the August 26, 2026 sale

Direct holdings 11,226 shares Common Stock held directly after reported transactions

Indirect holdings by Spouse as Trustee 436,149 shares Common Stock reported as held indirectly by Spouse as Trustee

Indirect holdings by LLC 2,798 shares Common Stock reported as held indirectly by LLC

Key Terms

weighted average sale price, indirect, by Trust, by Spouse as Trustee, +1 more

5 terms

weighted average sale price financial

"The price reported reflects the weighted average sale price."

indirect financial

"total_shares_following_transaction 1323161.6599, ownership_type indirect, nature of ownership by Trust"

by Trust financial

"total_shares_following_transaction 1323161.6599, nature_of_ownership by Trust"

by Spouse as Trustee financial

"total_shares_following_transaction 436149.0000, nature_of_ownership by Spouse as Trustee"

by LLC financial

"total_shares_following_transaction 2798.0000, nature_of_ownership by LLC"

FAQ

What insider transaction did SCHW director Carolyn Schwab-Pomerantz report?

Carolyn Schwab-Pomerantz reported an indirect sale of 9,175 SCHW common shares on August 26, 2026. The sale was executed by a trust associated with her at a weighted average price of $109.2531 per share.

At what price were the SCHW shares sold in the reported Form 4 transaction?

The 9,175 SCHW shares were sold at a weighted average price of $109.2531 per share. A footnote explains the trades occurred in multiple lots between $109.22 and $109.36 per share.

How many SCHW shares does the reporting trust hold after the transaction?

Following the reported sale, the trust associated with Carolyn Schwab-Pomerantz holds 1,323,161.6599 SCHW common shares indirectly. This figure is reported as the total shares following the transaction for that trust.

Was the SCHW insider sale by Carolyn Schwab-Pomerantz under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan (aff_10b5_one is false), and the footnote describes only price ranges and trade detail, not a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/27/2026 - 06:00 PM Accepted by SEC EDGAR 08/27/2026 - 06:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwab-Pomerantz Carolyn

(Last)

(First)

(Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE

TEXAS

76262

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/26/2026		S		9,175	D	$109.2531⁽¹⁾	1,323,161.6599	I	by Trust
Common Stock								11,226	D
Common Stock								436,149	I	by Spouse as Trustee
Common Stock								2,798	I	by LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $109.22 to $109.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR