Schwab (NYSE: SCHW) tech chief sells 10,108 shares under trading plan

Rhea-AI Filing Summary

Charles Schwab Corporation executive Dennis Howard, MD and Chief Technology, Operations & Data Officer, reported selling a total of 10,108 shares of Schwab common stock in open-market transactions on March 3, 2026. The sales were executed at weighted average prices of $94.4316 and $94.8778 per share.

The transactions were carried out under a pre-arranged Rule 10b5-l trading plan adopted on November 25, 2025. Following these sales, Howard directly owns 10,470 shares of Schwab common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Howard Dennis

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TX 76262

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Chief Tech, OPS & Data Off

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		S(1)		6,269	D	$94.4316(2)	14,309	D
Common Stock	03/03/2026		S(1)		3,839	D	$94.8778(3)	10,470	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025.

2. The transaction was executed in multiple trades at prices ranging from $93.75 to $94.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

3. The transaction was executed in multiple trades at prices ranging from $94.745 to $95.165. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SCHW executive Dennis Howard report on this Form 4?

Dennis Howard reported selling 10,108 shares of Charles Schwab common stock. The sales occurred on March 3, 2026 in two open-market transactions, both reported as non-derivative common stock sales under a pre-arranged Rule 10b5-l trading plan.

At what prices did Dennis Howard sell his SCHW shares?

The reported weighted average sale prices were $94.4316 and $94.8778 per share. Each transaction was executed in multiple trades within price ranges disclosed in the footnotes, with the averages used as the reported transaction prices for this Form 4.

How many Charles Schwab (SCHW) shares does Dennis Howard own after these sales?

After the reported sales, Dennis Howard directly owns 10,470 shares of Schwab common stock. This post-transaction holding reflects his remaining direct ownership as stated in the Form 4 transaction detail for the March 3, 2026 trades.

Were Dennis Howard’s SCHW stock sales under a trading plan?

Yes, the sales were effected under a Rule 10b5-l trading plan. The footnotes state that the trading plan was adopted on November 25, 2025, indicating these March 3, 2026 transactions followed a pre-established selling schedule.

What type of security did Dennis Howard sell in this SCHW Form 4 filing?

All reported transactions involve Schwab common stock as a non-derivative security. The Form 4 shows open-market sales coded as “S”, meaning sales in the open market or private transactions, rather than exercises of options or derivative-related activity.