Schwab (NYSE: SCHW) director logs trust and family stock sales

Rhea-AI Filing Summary

Charles Schwab Corporation director Carolyn Schwab-Pomerantz reported several indirect sales of Common Stock on January 22, 2026. Trust accounts associated with her sold 19,050 shares at $105.2473, 9,525 shares at $105.1893, and 9,525 shares at $105.175, while an account held by spouse as trustee sold 4,765 shares at $105.0158.

After these transactions, a trust associated with her held 1,396,458.6599 shares, the spouse-as-trustee account held 436,149 shares, she held 9,624 shares directly, and 2,798 shares were held indirectly through an LLC. Each reported price reflects a weighted average for multiple trades within narrow ranges around $105 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwab-Pomerantz Carolyn

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TX 76262

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/22/2026		S		19,050	D	$105.2473(1)	1,415,508.6599	I	by Trust
Common Stock	01/22/2026		S		9,525	D	$105.1893(2)	1,405,983.6599	I	by Trust
Common Stock	01/22/2026		S		9,525	D	$105.175(3)	1,396,458.6599	I	by Trust
Common Stock	01/22/2026		S		4,765	D	$105.0158(4)	436,149	I	by Spouse as Trustee
Common Stock								9,624	D
Common Stock								2,798	I	by LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $105.055 to $105.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

2. This transaction was executed in multiple trades at prices ranging from $105.07 to $105.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

3. This transaction was executed in multiple trades at prices ranging from $105.05 to $105.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. This transaction was executed in multiple trades at prices ranging from $105.00 to $105.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ P. Blake Allen, Attorney-in-fact	01/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did SCHW director Carolyn Schwab-Pomerantz report?

Carolyn Schwab-Pomerantz, a director of Charles Schwab Corporation, reported multiple indirect sales of Common Stock on January 22, 2026, through trust and family-related accounts.

How many Charles Schwab (SCHW) shares were sold in the reported Form 4 transactions?

Associated trust accounts sold 19,050 shares at $105.2473, 9,525 shares at $105.1893, 9,525 shares at $105.175, and an account held by spouse as trustee sold 4,765 shares at $105.0158.

At what prices were the SCHW shares sold in the January 22, 2026 trades?

The weighted average sale prices were $105.2473, $105.1893, $105.175, and $105.0158 per share, each based on multiple trades within narrow price ranges around $105.

How many SCHW shares do the trust accounts associated with Carolyn Schwab-Pomerantz hold after these sales?

Following the reported transactions, a trust associated with her held 1,396,458.6599 shares of Charles Schwab Common Stock.

What SCHW holdings remain in family and direct accounts after the reported transactions?

After the trades, an account held by spouse as trustee held 436,149 shares, she held 9,624 shares directly, and 2,798 shares were held indirectly through an LLC.

Were the SCHW insider sales executed in single trades or multiple trades?

Each reported sale price is a weighted average for transactions executed in multiple trades within specified price ranges, as described in the footnotes.