Schwab (NYSE: SCHW) tech chief sells 2,198 shares at $110

Rhea-AI Filing Summary

SCHWAB CHARLES CORP (SCHW) executive Dennis Howard, MD and Chief Technology, Operations & Data Officer, reported a sale of 2,198 shares of Common Stock on 2026-08-13 at $110.00 per share. The transaction was executed under a Rule 10b5-l trading plan adopted on November 25, 2025, and left him with 6,980 directly held shares.

Insider Trade Summary 10b5-1

Net Seller: 2,198 shares

Net Sell 1 txn

Insider Howard Dennis

Role MD, Chief Tech, OPS & Data Off

Sold 2,198 shs ($242K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	2,198	$110.00	$242K

Holdings After Transaction: Common Stock — 6,980 shares (Direct)

Footnotes (1)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025.

Key Figures

Shares sold: 2,198 shares Sale price per share: $110.00 per share Shares owned after transaction: 6,980 shares +1 more

4 metrics

Shares sold 2,198 shares Common Stock sale on 2026-08-13

Sale price per share $110.00 per share Price for the 2,198-share Common Stock sale

Shares owned after transaction 6,980 shares Directly held Common Stock following the 2026-08-13 sale

Number of sell transactions 1 Sell transactions reported in this Form 4

Key Terms

Rule 10b5-l trading plan, Form 4, Common Stock

3 terms

Rule 10b5-l trading plan regulatory

"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan"

Form 4 regulatory

"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Common Stock financial

"security_title: Common Stock transaction_shares 2198.0000"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transaction did SCHW executive Dennis Howard report on this Form 4 for SCHW?

Dennis Howard reported a sale of 2,198 shares of SCHW Common Stock on 2026-08-13 at $110.00 per share, leaving him with 6,980 shares held directly after the transaction.

Was Dennis Howard’s SCHW stock sale made under a Rule 10b5-1 plan?

Yes. The reported sale of 2,198 SCHW shares was effected pursuant to a Rule 10b5-l trading plan adopted by Dennis Howard on November 25, 2025, indicating a pre-arranged trading framework.

How many SCHW shares did Dennis Howard own after the reported sale?

After selling 2,198 shares of SCHW Common Stock, Dennis Howard directly owned 6,980 shares. This figure represents his direct beneficial ownership immediately following the 2026-08-13 transaction.

What price did Dennis Howard receive per SCHW share in this Form 4 transaction?

Dennis Howard’s sale of SCHW Common Stock was executed at $110.00 per share. The filing describes this as a sale in open market or private transaction of 2,198 shares on 2026-08-13.

What is Dennis Howard’s role at SCHWAB CHARLES CORP mentioned in this Form 4?

Dennis Howard is identified as an officer of SCHWAB CHARLES CORP, serving as MD, Chief Technology, Operations & Data Officer. He is not listed as a director or 10% beneficial owner in this report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 05:44 PM Accepted by SEC EDGAR 08/17/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Howard Dennis

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TEXAS 76262

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Chief Tech, OPS & Data Off

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/13/2026		S(1)		2,198	D	$110	6,980	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)