The Charles Schwab Corporation filed a preliminary prospectus supplement for a primary debt offering of fixed‑to‑floating rate senior notes due 2031 and 2036. The notes are senior unsecured obligations that rank equally with the company’s other unsecured senior indebtedness. The filing states the notes will pay a fixed rate until an interest reset date, then a floating rate based on compounded SOFR plus a spread, with interest paid semi‑annually during the fixed period and quarterly during the floating period.
Schwab may redeem the notes at its option under specified terms, including make‑whole provisions before the reset dates and par calls thereafter. The company does not plan to list the notes on any securities exchange, and an active trading market may not develop. Use of proceeds is for general corporate purposes, including repayment of maturing notes. The risk section highlights structural subordination to subsidiary liabilities, limited covenants, sensitivity to interest rates and credit ratings, and SOFR‑related benchmark transition considerations.
Charles Schwab (SCHW) insider transaction: An officer (MD, Head of Investor Services) reported an option exercise and same‑day sale on 11/07/2025. The insider exercised 35,188 nonqualified stock options at an exercise price of $41.98 per share (code M), then sold 35,188 shares at a weighted average sale price of $95.3458 (code S), with trades executed between $95.235 and $95.45.
Shares received upon exercise were contributed to a revocable trust before being sold. Following these transactions, reported beneficial ownership of the common stock was 0, and the derivative position was 0. The option was granted under the company’s 2013 Stock Incentive Plan and vested in four equal annual installments; it had an expiration date of 03/02/2030.
The Charles Schwab Corporation reported strong Q3 results in its 10-Q. Total net revenues were $6,135 million, up 27% year over year, while expenses excluding interest rose 4% to $3,114 million. Net income increased 67% to $2,358 million and diluted EPS reached $1.26, up 77%. The pre-tax profit margin expanded to 49.2% from 38.0%.
Growth was fueled by robust client activity. Net new client assets were $134.4 billion, up 48%, and core net new assets were $137.5 billion, up 44%. Client assets ended the quarter at $11,593.9 billion, up 17%, with average client assets of $11,151.9 billion, up 16%. New brokerage accounts were 1,143 thousand, up 18%, and active brokerage accounts reached 37,963 thousand, up 6%.
For the first nine months, revenues rose 23% to $17,585 million and net income grew 56% to $6,393 million. Management highlighted improved investor sentiment, record equity market levels, and a 25 bps federal funds rate cut in September as part of the operating backdrop.
The Charles Schwab Corporation (SCHW) received a Form 144 notice for a proposed sale of up to 35,188 shares of its common stock. The notice lists an aggregate market value of $3,355,028 and an approximate sale date of 11/07/2025 on the NYSE.
The shares were acquired via a stock option exercise from the issuer on 11/07/2025. The notice also lists 1,815,219,300 shares of common stock outstanding. A Form 144 is a notice of intent to sell restricted or control securities and does not itself complete a sale.
The Charles Schwab Corporation announced it has entered into a definitive agreement to acquire Forge Global Holdings, Inc. The company also released a press release and an investor presentation with supplemental details, provided as Exhibits 99.1 and 99.2.
This disclosure was made via an 8-K and references accompanying materials for transaction information. Schwab’s listed securities include common stock (SCHW) and depositary shares tied to preferred stock series.
Charles Schwab Corp (SCHW) insider activity: A Co‑Chairman and Director reported two open‑market sales of common stock. On 10/28/2025, 64,400 shares were sold at a weighted average price of $94.0048. On 10/29/2025, 44,750 shares were sold at a weighted average price of $94.521. Following these transactions, 56,171,954 shares were held indirectly by a trust. Additional indirect holdings included 9,509,797.33 shares by spouse as trustee, 30,641,981 shares by a limited partnership, and 44,025 shares by 188 Corp. The prices reflect weighted averages from multiple trades within disclosed ranges.
Charles Schwab (SCHW): A company officer (MD, Chief Banking Officer) reported a transaction on 10/29/2025. The filing shows a transfer of 3,822.6706 shares at $0 (transaction code G), affecting indirect holdings held by a trust.
Following the transaction, the reporting person shows 30,955.4372 shares held indirectly by trust, 25,153 shares held directly, 7,468 shares held indirectly via ESPP, and 1,138.624 shares held indirectly for each of two children.
Schwab (SCHW) filed a Form 144 notice for a proposed sale of 44,750 shares of common stock, with an aggregate market value of $4,206,500. The approximate sale date is 10/29/2025 on the NYSE, and the broker listed is The Charles Schwab Corporation, 3000 Schwab Way, Westlake, TX. The filing identifies Charles R. Schwab as the person for whose account the securities are to be sold. Shares outstanding were 1,815,219,300 at the time reported in the notice.
The seller reported prior sales over the past three months, including 22,721 shares on 08/07/2025 for $2,181,610 and 133,153 shares on 08/08/2025 for $12,888,080, alongside additional transactions on 08/26/2025, 08/27/2025, and 10/28/2025. The signatory represents they do not know any material adverse nonpublic information regarding the issuer.
The Charles Schwab Corporation (SCHW): Charles R. Schwab filed a Form 144 notice to sell up to 64,400 shares of common stock, with an approximate sale date of 10/28/2025. The filing lists an aggregate market value of $6,053,600. Shares outstanding were 1,815,219,300. He also reported recent sales in August 2025, including 22,721 shares on 08/07/2025 for $2,181,610 and 133,153 shares on 08/08/2025 for $12,888,080.
Charles Schwab Corp (SCHW) insider filing: the Co‑Chairman and Director reported two gift transactions of common stock. On 10/23/2025, a gift of 18,595 shares was reported at $0 per share, followed by a gift of 31,750 shares on 10/24/2025, also at $0, each reported as indirect ownership by trust.
Following these transactions, beneficial ownership by trust is reported as 56,281,104 shares. Additional indirect holdings are listed as 9,509,797.33 shares by spouse as trustee, 30,641,981 shares by a limited partnership, and 44,025 shares by 188 Corp.