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The Charles Schwab Corporation (SCHW) Form 144 notifies the SEC of a proposed insider sale of 136,500 shares of common stock to be sold approximately on 08/26/2025 through The Charles Schwab Corporation broker on the NYSE, with an aggregate market value listed at $13,138,125.00. The filer indicates these shares were acquired on 03/31/1987 in a leveraged buyout. The filing also discloses two recent sales by the same person in early August 2025: 22,721 shares on 08/07/2025 for $2,181,610.00 and 133,153 shares on 08/08/2025 for $12,888,080.00. The notice includes the required representation that the seller knows of no undisclosed material adverse information.
The Charles Schwab Corporation (SCHW) Form 144 notifies the market that Carolyn S. Pomerantz intends to sell 13,542 shares of common stock, scheduled approximately for 08/25/2025 on the NYSE with an aggregate market value shown as $1,302,009.00. The shares were acquired as a gift from Charles R. Schwab on 02/14/2022; the donor originally acquired the stock on 11/26/1986.
The filing also discloses three prior sales by the same seller in the past three months: 24,000 shares sold on each of 06/05/2025, 07/03/2025, and 08/07/2025 with gross proceeds of $2,093,956, $2,198,154, and $2,320,656 respectively. The filer certifies no undisclosed material adverse information.
Charles R. Schwab, Co-Chairman and director of The Charles Schwab Corporation, reported discrete sales of company common stock on 08/07/2025 and 08/08/2025. The Form 4 shows sales of 22,721 shares on 08/07/2025 at a weighted-average price of $96.0174, and two sales on 08/08/2025 of 28,653 shares at a weighted-average price of $96.6019 and 104,500 shares at a weighted-average price of $96.8435. Aggregated sales reported on the form total 155,874 shares. The filing lists the amount of securities beneficially owned following the reported transactions as 56,604,449 shares (indirect, by trust), and separately discloses related indirect holdings of 9,509,797.33 shares by spouse as trustee, 30,641,981 shares by a limited partnership, and 44,025 shares by 188 Corp. The explanatory notes state the reported prices reflect weighted-average sale prices executed in multiple trades.
Carolyn Schwab-Pomerantz, a director of The Charles Schwab Corporation (SCHW), reported multiple sales of common stock executed on 08/07/2025 under a Rule 10b5-1 trading plan adopted August 14, 2024. The Form 4 shows sales of 14,000 and 400 shares held indirectly by a trust at weighted-average prices of $96.6799 and $97.22, and sales of 9,400 and 200 shares held indirectly by a spouse-as-trustee at weighted-average prices of $96.6818 and $97.205. The filings list resulting indirect beneficial holdings in the ranges of 1,477,598.6599 and 460,114–460,314 shares depending on account designation. The explanatory note discloses the execution price ranges and offers to provide full trade details on request.
The Charles Schwab Corporation reported strong results for the quarter ended June 30, 2025, driven by asset gathering, trading activity, and improved funding costs. Net income was $2.13 billion in the quarter, up 60% year-over-year, and diluted EPS was $1.08, up 64%. Total net revenues rose 25% to $5.85 billion as net interest revenue increased to $2.82 billion (+31%), asset management fees reached $1.57 billion (+14%), and trading revenue was $952 million (+23%). Client assets totaled $10.76 trillion at quarter end, up 14% year-over-year, with core net new client assets of $80.3 billion in the quarter.
Schwab reduced bank supplemental funding by $22.2 billion in the first six months of 2025 and had $27.7 billion outstanding at June 30, 2025. Expenses excluding interest increased modestly to $3.05 billion. The consolidated Tier 1 Leverage Ratio was 9.8% and average LCR was 143%. Company disclosures note sensitivity to interest-rate changes and that EVE shows greater exposure to rate decreases.
The Charles Schwab Corporation Form 144 notifies a proposed public sale of 104,500 shares of common stock on the NYSE with an aggregate market value of $10,105,150 and an approximate sale date of 08/08/2025. The securities were acquired on 03/31/1987 in a leveraged buyout.
The filing also lists prior sales by Charles R. Schwab totaling 468,856 shares for gross proceeds of $40,864,082 on dates including 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025 and 08/07/2025. Total shares outstanding are stated as 1,816,970,383, making the proposed sale a very small fraction of outstanding shares. The signer affirms there is no undisclosed material adverse information and references Rule 10b5-1 plan language where applicable.
Form: SEC Form 144 filed relating to The Charles Schwab Corporation (SCHW) notice of proposed sale of securities.
Proposed sale:
- Class: Common
- Number of shares to be sold: 28,653
- Aggregate market value: $2,767,880.00
- Approximate date of sale: 08/08/2025
- Exchange: NYSE
Acquisition: Shares acquired as RSU AWARD on 03/01/2024 (amount 28,653).
Recent insider sales (past 3 months) reported in the filing: Five transactions by Charles R. Schwab totaling 468,856 shares with gross proceeds of $40,864,082.00 (dates: 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025, 08/07/2025).
Amendment to Form 4 for The Charles Schwab Corporation (SCHW)
Reporting person Paul V. Woolway (MD, Chief Banking Officer) filed an amended Form 4 correcting previously reported beneficial ownership following transactions dated 03/24/2025 (original filing 03/27/2025). The amendment reallocates 8,614 shares from direct to trust-held classification and discloses additional indirect holdings that were previously omitted.
- Direct holdings after amendment: 25,153 shares.
- Trust-held (indirect): 57,818.1078 shares.
- Other indirect holdings: 7,197 shares (ESPP), 1,138.624 shares (Son 1), 1,138.624 shares (Son 2).
- Derivatives: Table II shows no derivative securities reported.
The amendment is signed via attorney-in-fact on 08/05/2025. The filing corrects classification and disclosure errors but does not report any new transactions or derivative positions in this document.