Socket Mobile grants director Charlie Bass 1,600 shares

The program lets directors receive common stock instead of cash compensation, with the award priced at $1.00 per share.

Available on EDGAR 10/29/2026 - 06:33 PM EDT Accepted by SEC EDGAR 10/29/2026 - 06:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Socket Mobile, Inc. director and ten percent owner Charlie Bass acquired 1,600 shares of common stock as a director compensation award on October 28, 2026, at $1.00 per share. He directly held 1,724,402 shares after the award. The Board-approved Director Compensation Program, effective October 28, 2026, allows directors to receive common stock instead of cash compensation; the shares were granted at $1.00 per share, compared with a closing market price of $0.3402 per share.

Insider Trade Summary

Grant/Award: 1,600 shares

Grant/Award 1 txn

Insider BASS CHARLIE

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,600	$1.00	$2K

Holdings After Transaction: Common Stock — 1,724,402 shares (Direct)

Holdings Before and After: Common Stock, 1,722,802 to 1,724,402 shares (Direct)

Footnotes (1)

1. F1. Effective October 28, 2026, the Board of Directors approved a Director Compensation Program allowing Directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with the closing market price of $0.3402 per share.

Key Figures

Award shares: 1,600 shares Award price per share: $1.00 per share Closing market price: $0.3402 per share +1 more

4 metrics

Award shares 1,600 shares Director compensation award on October 28, 2026

Award price per share $1.00 per share Price at which the shares were granted

Closing market price $0.3402 per share Price cited for comparison with the award price

Direct shares held after award 1,724,402 shares Charlie Bass's reported direct holdings after the transaction

Key Terms

Director Compensation Program, in lieu of cash compensation, ten percent owner

3 terms

Director Compensation Program financial

"allowing Directors to receive common stock in lieu of cash compensation"

in lieu of cash compensation financial

"receive common stock in lieu of cash compensation"

ten percent owner regulatory

"Charlie Bass is a director and ten percent owner"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SCKT shares did director Charlie Bass receive?

Charlie Bass received 1,600 shares of Socket Mobile common stock as a director compensation award on October 28, 2026, at $1.00 per share. He directly held 1,724,402 shares after the award.

What does Socket Mobile's Director Compensation Program allow?

The Board-approved program, effective October 28, 2026, allows directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with a closing market price of $0.3402 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BASS CHARLIE

(Last) (First) (Middle)

40675 ENCYCLOPEDIA CIR.

(Street)

FREMONT CALIFORNIA 94538

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/28/2026		A(1)		1,600	A	$1	1,724,402	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Effective October 28, 2026, the Board of Directors approved a Director Compensation Program allowing Directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with the closing market price of $0.3402 per share.

	/s/ Charlie Bass	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)