Socket Mobile director Parnell granted 2,000 shares

The board-approved program permits directors to receive common stock instead of cash compensation.

Available on EDGAR 10/29/2026 - 06:29 PM EDT Accepted by SEC EDGAR 10/29/2026 - 06:29 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Socket Mobile, Inc. director William L. Parnell Jr. received a grant of 2,000 common shares on October 28, 2026, under a Board-approved Director Compensation Program effective that date. The program allows directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with the closing market price of $0.3402. Parnell directly held 110,600 shares after the grant.

Insider Trade Summary

Grant/Award: 2,000 shares

Grant/Award 1 txn

Insider PARNELL WILLIAM L. JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	2,000	$1.00	$2K

Holdings After Transaction: Common Stock — 110,600 shares (Direct)

Holdings Before and After: Common Stock, 108,600 to 110,600 shares (Direct)

Footnotes (1)

1. F1. Effective October 28, 2026, the Board of Directors approved a Director Compensation Program allowing Directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with the closing market price of $0.3402 per share.

Key Figures

Common shares granted: 2,000 shares Grant price: $1.00 per share Closing market price: $0.3402 per share +1 more

4 metrics

Common shares granted 2,000 shares October 28, 2026

Grant price $1.00 per share Shares granted to William L. Parnell Jr.

Closing market price $0.3402 per share Compared with the grant price

Direct shares held after grant 110,600 shares William L. Parnell Jr.

Key Terms

Director Compensation Program, common stock in lieu of cash compensation, closing market price

3 terms

Director Compensation Program financial

"Board of Directors approved a Director Compensation Program"

common stock in lieu of cash compensation financial

"receive common stock in lieu of cash compensation"

closing market price financial

"compared with the closing market price"

FAQ

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How many SCKT shares did director William L. Parnell Jr. receive, and at what price?

William L. Parnell Jr. received a grant of 2,000 common shares on October 28, 2026, at $1.00 per share. He directly held 110,600 shares after the grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PARNELL WILLIAM L. JR

(Last) (First) (Middle)

40675 ENCYCLOPEDIA CIR

(Street)

FREMONT CALIFORNIA 94538

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/28/2026		A(1)		2,000	A	$1	110,600	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Effective October 28, 2026, the Board of Directors approved a Director Compensation Program allowing Directors to receive common stock in lieu of cash compensation. The shares were granted at $1.00 per share, compared with the closing market price of $0.3402 per share.

	/s/ William Parnell	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)