Welcome to our dedicated page for Stellus Cap Invt SEC filings (Ticker: SCM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stellus Capital Investment Corporation (NYSE: SCM) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-assisted context to help interpret complex documents. Stellus Capital Investment Corporation is an externally managed, closed-end, non-diversified investment management company that has elected to be regulated as a business development company under the Investment Company Act of 1940, and its filings reflect this structure.
Through its periodic and current reports, investors can review how Stellus Capital Investment Corporation describes its investment objective of maximizing total return through current income and capital appreciation, primarily by investing in debt of private middle-market and lower middle-market companies, typically with EBITDA between $5 million and $50 million, often with corresponding equity investments. Filings such as Form 8-K detail material events, including amendments to the senior secured revolving credit facility, entry into underwriting and equity distribution agreements, offerings and reopenings of 7.25% notes due 2030, and redemptions of 4.875% notes due 2026.
On this page, users can track debt and capital structure changes through 8-Ks describing new note issuances, redemption notices, and changes to borrowing capacity and terms under the credit facility. They can also see equity-related disclosures, such as at-the-market equity programs and shareholder meeting results, including approvals that affect potential share issuance below net asset value.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, covenants, and financial implications without replacing the full text. Real-time updates from EDGAR ensure that new forms, including 10-K and 10-Q when filed, as well as additional 8-Ks, are quickly available. Investors researching SCM’s leverage, liquidity, governance decisions, or compliance with BDC-related covenants can use this filings hub to navigate the company’s regulatory record more efficiently.
Stellus Capital Investment Corporation plans to fully retire its remaining 4.875% Notes due 2026. The company previously redeemed 50% of this issue, or
Stellus Capital Investment Corporation (SCM) reported a material event on an 8-K indicating it filed a notice of redemption for its 4.875% Notes due 2026. The filing lists Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits) and identifies Exhibit 99.1 as the "Notice of Redemption of 4.875% Notes due 2026." The document provides the exhibit description but does not include the full redemption terms, timing, payment amounts, or source of funds within the text provided here.
Stellus Capital Investment Corporation (NYSE: SCM) disclosed the results of its 17 June 2025 Annual Meeting in an 8-K filed on 20 June 2025 (Item 5.07).
Voting participation: 15,187,040 of 28,416,148 eligible shares (≈53.4%) were represented in person or by proxy.
Proposal 1 – Election of Directors:
- Dean D’Angelo: 14,468,514 FOR / 718,526 WITHHELD (≈95.3% support)
- William C. Repko: 13,693,643 FOR / 1,493,396 WITHHELD (≈90.2% support)
Both nominees were elected for three-year terms expiring at the 2028 Annual Meeting.
Proposal 2 – Authorization to Issue Shares Below NAV: Shareholders approved permitting the Board to sell or issue up to 25 % of outstanding common stock at prices below the then-current net asset value (NAV) per share.
- All shareholders: 11,161,327 FOR (≈70.2%), 3,306,930 AGAINST, 718,771 ABSTAIN
- Non-affiliate shareholders: 10,028,907 FOR, 3,306,930 AGAINST, 718,771 ABSTAIN
The authorization provides the company with added financing flexibility typical for Business Development Companies (BDCs) but could be dilutive if executed.
No other matters were brought before the meeting, and no financial performance data were presented in this filing.
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