Stellus Capital (NYSE: SCM) CFO adds 5,700 shares in open-market buy

Rhea-AI Filing Summary

Stellus Capital Investment Corp CFO and CCO W. Todd Huskinson bought additional company stock in the open market. On this Form 4, he reports purchasing 5,700 shares of common stock at a price of $8.785 per share on March 13, 2026. After this transaction, he directly owns 54,297 Stellus Capital Investment Corp common shares. A footnote explains that, since his prior Form 4 and before this trade, he had also acquired 26,866 shares through the company’s Dividend Reinvestment Plan, which has contributed to the growth of his overall stake.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Huskinson W. Todd

(Last) (First) (Middle)

C/O STELLUS CAPITAL INVESTMENT CORP

4400 POST OAK PARKWAY, SUITE 2200

(Street)

HOUSTON TX 77027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Stellus Capital Investment Corp [ SCM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CCO

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		P		5,700	A	$8.785	54,297(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 26,866 shares under the Issuer's Dividend Reinvestment Plan.

	/s/ W. Todd Huskinson	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did Stellus Capital Investment Corp (SCM) report for W. Todd Huskinson?

Stellus Capital Investment Corp reported that CFO and CCO W. Todd Huskinson bought 5,700 shares of common stock. The open-market purchase was executed at $8.785 per share, increasing his direct ownership stake disclosed in this Form 4 filing.

At what price did the Stellus Capital (SCM) CFO buy his new shares?

The Stellus Capital CFO bought 5,700 common shares at $8.785 per share. This open-market purchase price reflects what he paid on March 13, 2026, as disclosed in the Form 4 insider trading report.

How many Stellus Capital (SCM) shares does W. Todd Huskinson now directly own?

After the reported transaction, W. Todd Huskinson directly owns 54,297 Stellus Capital common shares. This total reflects his position following the purchase of 5,700 shares in the open market on March 13, 2026.

What does the footnote in the Stellus Capital (SCM) Form 4 say about dividend reinvestment?

The footnote states that since his last Form 4 filing and before this transaction, Huskinson acquired 26,866 shares under Stellus Capital’s Dividend Reinvestment Plan. These reinvested dividends have added to his overall ownership position in the company.

Is the Stellus Capital (SCM) CFO’s March 13, 2026 trade a buy or sell?

The March 13, 2026 trade is a buy. The Form 4 classifies it as an open-market purchase of 5,700 Stellus Capital common shares, with no sales reported in this particular insider filing.