STOCK TITAN

Stellus Capital (SCM) director buys 10,700 shares in open market

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Stellus Capital Investment Corp director J. Tim Arnoult reported multiple open‑market purchases of common stock. On May 13, 2026, he bought 1,000 shares at $9.27 per share. On May 19, 2026, he bought 9,000 shares at $9.05 per share. On June 23, 2026, he bought 700 shares at $8.29 per share. Following the most recent transaction, he directly owned 51,569 shares of Stellus Capital common stock. A footnote explains that one transaction was reported late due to an inadvertent administrative delay.

Positive

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Negative

  • None.
Insider Arnoult J Tim
Role Director
Bought 10,700 shs ($97K)
Type Security Shares Price Value
Purchase Common Stock 700 $8.29 $6K
Purchase Common Stock 9,000 $9.05 $81K
Purchase Common Stock 1,000 $9.27 $9K
Holdings After Transaction: Common Stock — 51,569 shares (Direct)
Footnotes (1)
  1. [object Object]
Total shares bought 10,700 shares Aggregate open-market purchases in May–June 2026
June 23 purchase 700 shares at $8.29/share Common Stock, open-market purchase on June 23, 2026
May 19 purchase 9,000 shares at $9.05/share Common Stock, open-market purchase on May 19, 2026
May 13 purchase 1,000 shares at $9.27/share Common Stock, open-market purchase on May 13, 2026
Post-trade holdings 51,569 shares Direct ownership after June 23, 2026 transaction
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
""transaction_type": "non-derivative""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did Stellus Capital (SCM) report for J. Tim Arnoult?

The filing shows J. Tim Arnoult made three open‑market purchases of Stellus Capital common stock in May and June 2026, totaling 10,700 shares, with individual trades on May 13, May 19, and June 23 at prices between $8.29 and $9.27 per share.

How many Stellus Capital (SCM) shares does J. Tim Arnoult own after these trades?

After the June 23, 2026 purchase, J. Tim Arnoult directly owned 51,569 shares of Stellus Capital common stock. This figure reflects his position immediately following the most recent reported open‑market transaction in the Form 4 data.

At what prices did J. Tim Arnoult buy Stellus Capital (SCM) shares?

He purchased Stellus Capital common stock at three different prices: $9.27 per share on May 13, 2026, $9.05 per share on May 19, 2026, and $8.29 per share on June 23, 2026, all reported as open‑market purchases.

How many Stellus Capital (SCM) shares did J. Tim Arnoult buy in total?

Across the three reported transactions, he bought a total of 10,700 Stellus Capital common shares: 1,000 shares on May 13, 9,000 shares on May 19, and 700 shares on June 23, 2026, as disclosed in the Form 4 summary.

Were any of J. Tim Arnoult’s Stellus Capital (SCM) trades reported late?

Yes. A footnote states that one transaction was reported late due to an inadvertent administrative delay. The note does not change the share amounts or prices disclosed but clarifies the timing of the reporting itself.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arnoult J Tim

(Last)(First)(Middle)
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200

(Street)
HOUSTON TEXAS 77027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Stellus Capital Investment Corp [ SCM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026(1)P1,000A$9.2741,869D
Common Stock05/19/2026(1)P9,000A$9.0550,869D
Common Stock06/23/2026P700A$8.2951,569D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Transaction reported late due to an inadvertent administrative delay.
/s/ W. Todd Huskinson, attorney-in-fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)