STOCK TITAN

Shareholders at Stellus Capital (NYSE: SCM) approve director and advisory pact

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Stellus Capital Investment Corporation reported results of its June 16, 2026 Annual Meeting of Stockholders. As of the April 15, 2026 record date, 28,947,255 common shares were eligible to vote, and 15,974,326 shares were represented in person or by proxy.

Stockholders elected Bruce R. Bilger to a three-year term as director, with 13,650,012 votes for and 2,122,882 votes withheld. They also approved a new investment advisory agreement between the company and Stellus Capital Management, LLC, with 14,244,374 votes for, 721,794 against, and 806,722 abstentions.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Shares eligible to vote 28,947,255 shares Common stock eligible as of April 15, 2026 record date
Shares voted 15,974,326 shares Shares voted in person or by proxy on June 16, 2026
Votes for director 13,650,012 votes Votes for election of Bruce R. Bilger
Votes withheld for director 2,122,882 votes Votes withheld on Bruce R. Bilger’s election
Votes for advisory agreement 14,244,374 votes All stockholders voting for new investment advisory agreement
Votes against advisory agreement 721,794 votes All stockholders voting against new investment advisory agreement
Abstentions on advisory agreement 806,722 votes All stockholders abstaining on new investment advisory agreement
Annual Meeting of Stockholders financial
"Stellus Capital Investment Corporation held its Annual Meeting of Stockholders on June 16, 2026"
record date financial
"As of April 15, 2026, the record date for the Annual Meeting, 28,947,255 shares"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.
investment advisory agreement financial
"The proposal to approve a new investment advisory agreement between the Company and Stellus Capital Management, LLC was approved"
A written contract between an investor and a professional who manages or gives ongoing advice about the investor’s money, spelling out the services provided, fees charged, how decisions are made, who holds the assets, and how either side can end the relationship. It matters to investors because it sets expectations, protects rights, clarifies costs that affect returns, and reveals any potential conflicts of interest—like a roadmap and fee schedule for a paid service.
emerging growth company regulatory
"405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Election of Director financial
"Proposal 1: Election of Director The Company’s stockholders elected Bruce R. Bilger"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Stellus Capital Investment Corporation (SCM) shareholders approve at the 2026 annual meeting?

Shareholders approved two key items: electing Bruce R. Bilger as director and a new investment advisory agreement. Both proposals received majority support based on shares present or represented at the June 16, 2026 Annual Meeting of Stockholders.

How many Stellus Capital (SCM) shares were eligible and voted at the 2026 annual meeting?

A total of 28,947,255 Stellus Capital common shares were eligible to vote as of April 15, 2026. At the June 16, 2026 meeting, 15,974,326 shares were voted in person or by proxy on the proposals presented.

What were the vote results for Bruce R. Bilger’s election to the Stellus Capital (SCM) board?

Bruce R. Bilger received 13,650,012 votes for and 2,122,882 votes withheld. This outcome means shareholders elected him to serve as director for a three-year term, or until his successor is duly elected and qualified under the company’s governance framework.

How did Stellus Capital (SCM) shareholders vote on the new investment advisory agreement?

Shareholders approved the new investment advisory agreement between Stellus Capital Investment Corporation and Stellus Capital Management, LLC. Votes totaled 14,244,374 for the agreement, 721,794 against, and 806,722 abstentions among all stockholders who voted on this proposal.

When was the record date for Stellus Capital (SCM)’s 2026 annual meeting and why is it important?

The record date was April 15, 2026, determining which shareholders could vote at the annual meeting. Only holders of Stellus Capital common stock on that date, totaling 28,947,255 shares, were entitled to vote on director elections and the advisory agreement.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): June 17, 2026 (June 16, 2026)

 

Stellus Capital Investment Corporation

(Exact Name of Registrant as Specified in Charter)

 

Maryland 814-00971 46-0937320

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

   
4400 Post Oak Parkway, Suite 2200
Houston
, Texas
  77027
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (713) 292-5400

 

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:
 

Title of each class

Trading
Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.001 per share SCM New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Stellus Capital Investment Corporation (the “Company”) held its Annual Meeting of Stockholders on June 16, 2026 (the “Annual Meeting”). At the Annual Meeting, the Company submitted two proposals to the vote of the stockholders, which are described in detail in the Company’s proxy statement dated April 16, 2026. As of April 15, 2026, the record date for the Annual Meeting, 28,947,255 shares of common stock were eligible to be voted.

 

On June 16, 2026, the proposals were submitted to the vote of the stockholders. Of the shares eligible to be voted, 15,974,326 were voted in person or by proxy in connection with the proposals.

 

Each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting was approved as follows:

 

Proposal 1: Election of Director

 

The Company’s stockholders elected Bruce R. Bilger as director to serve for a three year term, or until his successor is duly elected and qualified. The following votes were taken in connection with this proposal:

 

Nominee  Total Votes For  Total Votes Withheld
Bruce R. Bilger  13,650,012  2,122,882

 

Proposal 2: Approval of the New Investment Advisory Agreement

 

The proposal to approve a new investment advisory agreement between the Company and Stellus Capital Management, LLC was approved. The following votes were taken in connection with this proposal:

 

   Votes For  Votes Against  Abstentions
All Stockholders  14,244,374  721,794  806,722

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 17, 2026 Stellus Capital Investment Corporation
   
  By: /s/ W. Todd Huskinson
    Name: W. Todd Huskinson
    Title: Chief Financial Officer

 

 

 

Filing Exhibits & Attachments

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