Stellus Capital director buys 1,000 shares

A Stellus Capital Investment Corp director increased his direct holdings through an open-market share purchase.

Available on EDGAR 09/17/2026 - 04:45 PM EDT Accepted by SEC EDGAR 09/17/2026 - 04:44 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Stellus Capital Investment Corp (SCM) had a director, J. Tim Arnoult, purchase 1,000 shares of common stock in an open-market transaction on September 16, 2026 at a weighted average price of $7.97 per share. After this purchase, the director directly owns 53,569 shares of Stellus Capital Investment Corp common stock.

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 1 txn

Insider Arnoult J Tim

Role Director

Bought 1,000 shs ($8K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	1,000	$7.97	$8K

Holdings After Transaction: Common Stock — 53,569 shares (Direct)

Footnotes (1)

1. F1. The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Key Figures

Shares purchased: 1,000 shares Weighted average purchase price: $7.97 per share Purchase price range: $7.955 to $7.9777 per share +2 more

5 metrics

Shares purchased 1,000 shares Common stock bought on September 16, 2026 by director J. Tim Arnoult

Weighted average purchase price $7.97 per share Average price for the 1,000-share purchase on September 16, 2026

Purchase price range $7.955 to $7.9777 per share Price range for the shares of Stellus Capital Investment Corp bought on that date

Shares owned after transaction 53,569 shares Director’s direct holdings of Stellus Capital Investment Corp common stock following the purchase

Transaction date September 16, 2026 Date of the reported open-market purchase of SCM common stock

Key Terms

weighted average purchase price, par value, non-derivative, open market or private transaction

4 terms

weighted average purchase price financial

"The price shown in Column 4 is the weighted average purchase price, rounded"

The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.

par value financial

"common stock of Stellus Capital Investment Corporation, par value $0.001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

non-derivative financial

"transaction was reported as a non-derivative purchase of common stock"

open market or private transaction financial

"Purchase in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SCM report for director J. Tim Arnoult?

Director J. Tim Arnoult purchased 1,000 shares of Stellus Capital Investment Corp common stock in an open-market transaction on September 16, 2026 at a weighted average price of $7.97 per share.

How many SCM shares does the director own after this transaction?

After the reported purchase, director J. Tim Arnoult directly owns 53,569 shares of Stellus Capital Investment Corp common stock, according to the ownership reported following the transaction.

At what price were the SCM shares bought in this insider purchase?

The 1,000 Stellus Capital Investment Corp shares were bought at a weighted average price of $7.97 per share, with a reported purchase price range of $7.955 to $7.9777 per share on the transaction date.

Was the SCM insider purchase made under a Rule 10b5-1 trading plan?

No. The disclosure indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that the September 16, 2026 purchase was made pursuant to a Rule 10b5-1 trading plan.

What type of transaction was reported for SCM common stock?

The activity was a purchase of common stock in an open-market or private transaction, coded as a purchase and reported as a non-derivative transaction involving 1,000 shares of Stellus Capital Investment Corp.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Arnoult J Tim

(Last) (First) (Middle)

C/O STELLUS CAPITAL INVESTMENT CORP

4400 POST OAK PARKWAY, SUITE 2200

(Street)

HOUSTON TEXAS 77027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Stellus Capital Investment Corp [ SCM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/16/2026		P		1,000	A	$7.97(1)	53,569	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

	/s/ W. Todd Huskinson, attorney-in-fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)