SEI Investments EVP Reports Tax-Related Share Withholding

SEI Investments executive Sneha S. Shah, EVP & Chief AI Strategist & Head of SEI Next, reported an insider transaction involving 3,746 shares of Common Stock on July 24, 2026.

Accepted by SEC EDGAR 07/28/2026 - 04:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SEI Investments executive Sneha S. Shah, EVP & Chief AI Strategist & Head of SEI Next, reported an insider transaction involving 3,746 shares of Common Stock on July 24, 2026. Code F indicates these shares were withheld to satisfy exercise price or tax liability at $96.73 per share. After this disposition, Shah directly holds 14,092 SEI shares and indirectly holds 220.5625 shares through an Employee Stock Purchase Plan.

Insider Trade Summary

Exercise Price or Tax Liability: 3,746 shares

Exercise Price or Tax Liability 1 txn

Insider Shah Sneha S.

Role See Remarks*

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	3,746	$96.73	$362K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 14,092 shares (Direct); Common Stock — 220.5625 shares (Indirect, By Employee Stock Purchase Plan)

Holdings Before and After: Common Stock, 17,838 to 14,092 shares (Direct)

Key Figures

Shares withheld: 3,746 shares of Common Stock Price per share: $96.73 Direct holdings after transaction: 14,092 shares of Common Stock +1 more

4 metrics

Shares withheld 3,746 shares of Common Stock Code F transaction on 2026-07-24 to satisfy exercise price or tax liability

Price per share $96.73 Per-share value used for the 3,746-share withholding

Direct holdings after transaction 14,092 shares of Common Stock Direct ownership reported following the 2026-07-24 disposition

Indirect ESPP holdings 220.5625 shares of Common Stock Indirectly held through an Employee Stock Purchase Plan after the transaction

Key Terms

Employee Stock Purchase Plan, exercise price, tax liability

3 terms

Employee Stock Purchase Plan financial

"nature_of_ownership: "By Employee Stock Purchase Plan""

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

exercise price financial

"transaction_code_description: "Payment of exercise price or tax liability...""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

tax liability financial

"transaction_code_description: "Payment of exercise price or tax liability...""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SEI Investments (SEIC) report for Sneha S. Shah?

SEI Investments reported that executive Sneha S. Shah disposed of 3,746 shares of Common Stock on July 24, 2026. The transaction used code F, described as payment of exercise price or tax liability by delivering or withholding securities.

At what price were Sneha S. Shah’s SEIC shares valued for the withholding?

The 3,746 SEIC shares were valued at $96.73 per share for the withholding. This per-share value applies to the code F transaction designated as payment of exercise price or tax liability by delivering or withholding securities.

How many SEIC shares does Sneha S. Shah hold after this Form 4 transaction?

After the reported transaction, Sneha S. Shah directly holds 14,092 SEIC Common Stock shares. She also has an indirect holding of 220.5625 shares through an Employee Stock Purchase Plan, as disclosed in the same Form 4 filing.

What does transaction code F mean in this SEIC Form 4 filing?

In this SEIC Form 4, code F is defined as payment of exercise price or tax liability by delivering or withholding securities. It indicates the shares were used to satisfy those obligations rather than being characterized as a standard purchase or sale.

Was Sneha S. Shah’s SEIC insider transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as true, and aff_10b5_one is reported as false. This means the document does not identify the July 24, 2026 transaction as being executed pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shah Sneha S.

(Last) (First) (Middle)

1 FREEDOM VALLEY DRIVE

(Street)

OAKS PENNSYLVANIA 19456

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks*

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026		F		3,746	D	$96.73	14,092	D
Common Stock								220.5625	I	By Employee Stock Purchase Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Title: EVP &Chief AI Strategist & Head of SEI Next

	/s/ Sneha S. Shah by Lindsay A. Barci, attorney in fact	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)