SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments Company reported strong first-quarter 2026 results with broad-based growth. Revenue rose 13% year over year to $622.2 million, while income from operations increased 21% to $189.5 million. Diluted EPS reached $1.40, up 20% from the prior-year quarter.
On a non-GAAP basis, adjusted EPS was $1.44, up 21%, and adjusted income from operations grew 24% with the adjusted operating margin improving to 32%. Assets under management were $554.1 billion, and administration, platform, and advisement assets totaled $1.336 trillion. SEI also repurchased 2.6 million shares for $208.3 million.
SEI Investments Company is asking shareholders to approve three main items at its 2026 virtual annual meeting: elect three directors through 2029, endorse executive pay on an advisory basis, and ratify KPMG as auditor for 2026.
The proxy highlights strong 2025 results, including record revenue of $2.3B, operating income of $150M, and diluted EPS of $5.63, up from $4.41 in 2024. SEI returned about $740M to shareholders via dividends and repurchases, buying roughly 7.5M shares for $616.2M.
The board, now chaired by independent director Carl Guarino, remains classified and is expanding committee mandates to cover human capital, governance, and risk. Compensation is heavily performance-based, with about 93% of CEO and 83% of other named executive pay tied to incentives, options, and RSUs, supported by stock ownership and clawback policies.
SEI Investments director and CEO Ryan Hicke filed an amended insider report to correct the number of shares held through the company’s 401(k) plan. The filing shows he now indirectly holds 15,167.785 shares of common stock via the 401(k) plan as of the reported date.
SEI Investments CEO Ryan Hicke reported a routine tax-related stock transaction. On March 31, 2026, 4,349 shares of Common Stock were disposed of at $77.21 per share to cover tax liabilities. After this, he directly held 192,814.77 shares and indirectly held 15,105.763 shares through the company 401(k) Plan, which gained 62.022 shares since his prior filing.
SEI Investments Co — Schedule 13G/A amendment: The filing states The Vanguard Group reports 0 shares beneficially owned of SEI Investments Co common stock, representing 0% of the class. The filing explains Vanguard implemented an internal realignment on January 12, 2026 under SEC Release No. 34-39538, and certain subsidiaries will report holdings separately following that realignment.
SEI Investments Executive VP, CFO and COO Sean Denham reported routine share movements tied to compensation and tax obligations. On March 18, 2026, 7,673 shares of common stock were disposed of at $78.77 per share to cover tax liabilities, not as an open-market sale.
A footnote explains that 284.5759 shares were acquired through the Employee Stock Purchase Plan since the most recent prior Form 4. After these updates, Denham directly holds 57,758 shares and indirectly holds 606.6163 shares through the Employee Stock Purchase Plan, indicating these are largely administrative, compensation-related entries rather than discretionary trading.
SEI Investments Chairman Emeritus Alfred P. West Jr. reported open-market sales of 62,447 shares of SEI Investments common stock. The transactions occurred on March 10–11, 2026, with reported weighted-average sale prices per share spanning disclosed ranges from $78.66 to $81.04.
Following these sales, West directly holds 6,875,783 shares of SEI Investments common stock, indicating he retains a large personal stake in the company despite the recent disposals.